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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.		 DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21 23-MAR-2015
History of entity/person BEZEL COMMODITIES   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

23-MAR-2015 		 
22 18-MAR-2015
History of entity/person SAMAY COMMODITIES BROKING PVT.LTD.   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

18-MAR-2015 		 
23 13-MAR-2015
History of entity/person NARAYANI COMMODITIES   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

13-MAR-2015 		 
24 13-MAR-2015
History of entity/person RELIGARE COMMODITIES LTD.   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

13-MAR-2015 		 
25 13-MAR-2015
History of entity/person SHREERAM COMMODITIES   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

13-MAR-2015 		 
26 13-MAR-2015
History of entity/person STEEP COMTRADE PVT.LTD.   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

13-MAR-2015 		 
27 13-MAR-2015
History of entity/person SUN AGRI SERVICES   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

13-MAR-2015 		 
28 05-MAR-2015
History of entity/person LOYAL INVESTRADE PVT.LTD.   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

05-MAR-2015 		 
29 13-FEB-2015
History of entity/person AAR ESS AGRO COMMODITIES PVT.LTD.   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

13-FEB-2015 		 
30 13-FEB-2015
History of entity/person HARYANA COMTRADE PVT.LTD.   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

13-FEB-2015 		 
31 13-FEB-2015
History of entity/person HIMATLAL HIRJI & CO.   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

13-FEB-2015 		 
32 13-FEB-2015
History of entity/person JAIPUR COMMODITY TRADE CENTRE   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

13-FEB-2015 		 
33 13-FEB-2015
History of entity/person KOTAK MAHINDRA BANK LTD.   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

13-FEB-2015 		 
34 13-FEB-2015
History of entity/person LALKAR COMMODITIES PVT.LTD.   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

13-FEB-2015 		 
35 13-FEB-2015
History of entity/person PROFESSIONAL ARBITRAGE CONCEPTS PVT.LTD.   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

13-FEB-2015 		 
36 13-FEB-2015
History of entity/person PROGNOSIS COMMODITIES PVT.LTD.   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

13-FEB-2015 		 
37 13-FEB-2015
History of entity/person RATILAL MANILAL & CO.   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

13-FEB-2015 		 
38 13-FEB-2015
History of entity/person VERSATILE INVESTMENTS & TRADING INC   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

13-FEB-2015 		 
39 10-FEB-2015
History of entity/person PREFERRED COMMODITIES PVT.LTD.   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

10-FEB-2015 		 
40 28-JAN-2015
History of entity/person A.S.M.FINANCIAL SERVICES PVT.LTD.   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

28-JAN-2015 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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