S.
DATE OF ORDER
ENTITY
PERSON
COMPETENT AUTHORITY
REGULATORY CHARGES
REGULATORY ACTION(S) / DATE OF ORDER
FURTHER DEVELOPMENTS
21
31-AUG-2021
KV COMMODITY
VIMAL R.MANGUKIYA
ICEX
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
22
27-AUG-2021
GROVALUE COMMODITY PVT.LTD.
ICEX
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
DECLARED DEFAULTER BY STOCK EXCHANGE
23
30-JUL-2021
KN COMMOTRADE PVT.LTD.
ICEX
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
24
30-JUL-2021
STAR RAYS
ICEX
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
25
30-JUL-2021
SYNERGY DEALCOM PVT.LTD.
ICEX
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
26
27-JUL-2021
RIDDISIDDHI BULLIONS LTD.
ICEX
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
27
27-JUL-2021
STEEL CITY COMMODITIES PVT.LTD.
ICEX
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
28
15-JUL-2021
STAMPEDE CAPITAL LTD.
ICEX
EXPELLED BY OTHER STOCK EXCHANGE
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE
ICEX VIDE ITS CIRCULAR DATED 27/07/2021 RESTORED TRADING RIGHTS WITH EFFECT FROM 27/07/2021, PURSUANT TO RESTORATION OF TRADING RIGHTS BY NSE VIDE CIRCULAR DATED 26/07/2021
29
26-FEB-2021
CELEBRUS COMMODIITES LTD.
ICEX
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
ICEX VIDE ITS CIRCULAR DATED 28/05/2021 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
30
15-FEB-2021
REX PETRO CONSULTANCY
REBECCA REXY
ICEX
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
31
14-JAN-2021
L.F.C.SECURITIES PVT.LTD.
ICEX
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
ICEX VIDE ITS CIRCULAR DATED 28/05/2021 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
32
18-DEC-2020
A.YUWARANI,M/S
A.YUWARANI
ICEX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
33
18-DEC-2020
ABHAY SINGH MAURYA,M/S
ABHAY SINGH MAURYA
ICEX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
34
18-DEC-2020
AGATHOS,M/S
V.P.KUMAR
ICEX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
35
18-DEC-2020
AJAY KESARWANI,M/S
AJAY KESARWANI
ICEX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
36
18-DEC-2020
AJAY KUMAR RASTOGI,M/S
AJAY KUMAR RASTOGI
ICEX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
37
18-DEC-2020
AJEET KUMAR,M/S
AJEET KUMAR
ICEX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
38
18-DEC-2020
ANIL RATHI,M/S
ANIL RATHI
ICEX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
39
18-DEC-2020
ANILKUMAR SRIVASTAVA,M/S
ANILKUMAR SRIVASTAVA
ICEX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
40
18-DEC-2020
ANUJ AGARWAL,M/S
ANUJ AGARWAL
ICEX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
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