S.
DATE OF ORDER
ENTITY
PERSON
COMPETENT AUTHORITY
REGULATORY CHARGES
REGULATORY ACTION(S) / DATE OF ORDER
FURTHER DEVELOPMENTS
21
08-DEC-2023
VERACITY FINANCIAL SERVICES PVT.LTD.
MCX
RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
22
06-DEC-2023
ABANS SECURITIES PVT.LTD.
MCX
RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
MCX VIDE ITS CIRCULAR DATED 09/05/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
23
06-DEC-2023
DHANUKA MERCHANTS PVT.LTD.
MCX
RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
MCX VIDE ITS CIRCULAR DATED 13/03/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
24
24-NOV-2023
GOLDENMAPLE COMMODITIES PVT.LTD.
MCX
RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
25
24-NOV-2023
YASHWI COMMODITIES PVT.LTD.
MCX
RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
26
07-NOV-2023
FOCUS SHARES & SECURITIES PVT.LTD.
MCX
RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
MCX VIDE ITS CIRCULAR DATED 09/05/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
27
07-NOV-2023
IDBI CAPITAL MARKETS & SECURITIES LTD.
MCX
RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
28
06-NOV-2023
CHOICE EQUITY BROKING PVT.LTD.
MCX
DID NOT ADHERE TO RULES, BYE-LAWS AND BUSINESS RULES OF MCX
IMPOSED PENALTY RS.18,93,750
SAT VIDE ITS ORDER DATED 06/11/2023 ALLOWED THE APPEAL AND DIRECTED TO CREDIT THE AMOUNT DEBITED FROM THE APPELLANTS ACCOUNT BY THE RESPONDENT
29
26-OCT-2023
MCI COMMODITIES
MCX
NOT A FIT & PROPER PERSON TO BE GRANTED REGISTRATION/TO OPERATE AS COMMODITY DERIVATIVES BROKER
CEASED TO BE MEMBERS OF STOCK EXCHANGE
30
13-SEP-2023
ITL COMMODITIES PVT.LTD.
MCX
RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
31
13-SEP-2023
NISARG COMMODITIES PVT.LTD.
MCX
RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
MCX VIDE ITS CIRCULAR DATED 20/12/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
32
28-AUG-2023
AAQIB R.KAZI,M/S
AAQIB R.KAZI
MCX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
33
28-AUG-2023
ABDULHAMID DASTAGIR MULLA,M/S
ABDULHAMID DASTAGIR MULLA
MCX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
34
28-AUG-2023
ABHAY MANOHAR DESHPANDE,M/S
ABHAY MANOHAR DESHPANDE
MCX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
35
28-AUG-2023
ABHAY TRIPATHI,M/S
ABHAY TRIPATHI
MCX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
36
28-AUG-2023
ABHAYKUMAR BHUPAL MAGADUM,M/S
ABHAYKUMAR BHUPAL MAGADUM
MCX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
37
28-AUG-2023
ABHIJEET MAHADEO REDKAR,M/S
ABHIJEET MAHADEO REDKAR
MCX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
38
28-AUG-2023
ABHIJEET PRAKASH PATIL,M/S
ABHIJEET PRAKASH PATIL
MCX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
39
28-AUG-2023
ABHIJIT APPASAHEB VANIRE,M/S
ABHIJIT APPASAHEB VANIRE
MCX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
40
28-AUG-2023
ABHIJIT M POWAR,M/S
ABHIJIT M POWAR
MCX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
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