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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.		 DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 07-FEB-2024
History of entity/person IDBI CAPITAL MARKETS & SECURITIES LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP AS WAREHOUSE SERVICE PROVIDER TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

07-FEB-2024 		 
2 30-NOV-2023
History of entity/person INTIME MULTI COMMODITY CO.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

30-NOV-2023 		 
3 05-OCT-2023
History of entity/person SHYAM MULTICOMMODITY   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

05-OCT-2023 		 
4 17-SEP-2023
History of entity/person QUADEYE TRADING   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

17-SEP-2023 		 
5 30-AUG-2023
History of entity/person TRADEWINGS SOLUTIONS LTD.   
  mcxccl  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

30-AUG-2023 		 
6 03-AUG-2023
History of entity/person DWARIKA JEWELLERS PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

03-AUG-2023 		 
7 17-JUL-2023
History of entity/person EMIRATES GOLD   
  mcxccl  DID NOT ADHERE TO RULES, BYE-LAWS AND REGULATIONS OF MCXCCL  DIRECTED NOT TO ACCEPT GOLD BARS PRODUCED BY EMIRATES GOLD IN EXCHANGE PLATFORM

17-JUL-2023 		 
8 20-JUN-2023
History of entity/person R K GLOBAL COMMODITY BROKING LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

20-JUN-2023 		 
9 11-MAY-2023
History of entity/person PROMPT COMMODITIES LTD.   
  mcxccl  NOT A FIT & PROPER PERSON TO BE GRANTED REGISTRATION/TO OPERATE AS COMMODITY DERIVATIVES BROKER  CEASED TO BE MEMBERS OF STOCK EXCHANGE

11-MAY-2023 		 
10 10-MAY-2023
History of entity/person NATIONAL COMMODITIES MANAGEMENT SERVICES LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP AS WAREHOUSE SERVICE PROVIDER TO THE EXCHANGE  CANCELLED MEMBERSHIP AS WAREHOUSE SERVICE PROVIDER

10-MAY-2023 		 
11 05-MAY-2023
History of entity/person BONANZA COMMODITY BROKERS PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

05-MAY-2023 		 
12 05-MAY-2023
History of entity/person IMPRESSION TIE-UP PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

05-MAY-2023 		 
13 05-MAY-2023
History of entity/person JHP COMMODITIES PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

05-MAY-2023 		 
14 05-MAY-2023
History of entity/person LEO GLOBAL COMMODITIES PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

05-MAY-2023 		 
15 05-MAY-2023
History of entity/person PUMARTH COMMODITIES PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

05-MAY-2023 		 
16 14-MAR-2023
History of entity/person JHAVERI CREDITS & CAPITAL LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

14-MAR-2023 		 
17 10-FEB-2023
History of entity/person SHRI PARASRAM COMMODITIES PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

10-FEB-2023 		 
18 27-JAN-2023
History of entity/person ORIGO COMMODITIES INDIA PVT.LTD.   
  MCXCCL  RESIGNED AND/OR SURRENDERED MEMBERSHIP AS WAREHOUSE SERVICE PROVIDER TO THE EXCHANGE  CANCELLED MEMBERSHIP AS WAREHOUSE SERVICE PROVIDER

27-JAN-2023 		 
19 08-DEC-2022
History of entity/person DHARAMSHI COMMODITIES PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

08-DEC-2022 		 
20 08-DEC-2022
History of entity/person SHIV NARAYAN AGARWAL,M/S   
History of entity/person SHIV NARAYAN AGARWAL
  		mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

08-DEC-2022 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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