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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.		 DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21 24-APR-2023
History of entity/person HENSEX SECURITIES PVT.LTD.   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

24-APR-2023 		 
22 24-APR-2023
History of entity/person MARWADI COMMODITY BROKER PVT.LTD.   
  NCDEX  NOT A FIT & PROPER PERSON TO ACT AS STOCK BROKER  CEASED TO BE MEMBERS OF STOCK EXCHANGE

24-APR-2023 		 
23 24-APR-2023
History of entity/person PROMPT COMMODITIES LTD.   
  NCDEX  NOT A FIT & PROPER PERSON TO ACT AS STOCK BROKER  CEASED TO BE MEMBERS OF STOCK EXCHANGE

24-APR-2023 		 
24 24-APR-2023
History of entity/person SUSHIL GLOBAL COMMODITIES PVT.LTD.   
  NCDEX  NOT A FIT & PROPER PERSON TO ACT AS STOCK BROKER  CEASED TO BE MEMBERS OF STOCK EXCHANGE

24-APR-2023 		 
25 24-APR-2023
History of entity/person VERTEX COMMODITIES & FINPRO PVT.LTD.   
  NCDEX  NOT A FIT & PROPER PERSON TO ACT AS STOCK BROKER  CEASED TO BE MEMBERS OF STOCK EXCHANGE

24-APR-2023 		 
26 24-APR-2023
History of entity/person WAY2WEALTH COMMODITIES PVT.LTD.   
  NCDEX  NOT A FIT & PROPER PERSON TO ACT AS STOCK BROKER  CEASED TO BE MEMBERS OF STOCK EXCHANGE

24-APR-2023 		NCDEX VIDE ITS CIRCULAR DATED 10/05/2023 REVOKED CESSATION OF MEMBERSHIP PURSUANT TO SAT ORDER DATED 03/05/2023 AND RESTORED MEMBERSHIP STATUS W.E.F.09/05/2023  
27 31-MAR-2023
History of entity/person SSJ COMMODITIES PVT.LTD.   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

31-MAR-2023 		 
28 29-MAR-2023
History of entity/person MAVJI HARIBHAI COMMODITIES   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

29-MAR-2023 		 
29 29-MAR-2023
History of entity/person SARVPRIYA COMMODITIES   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

29-MAR-2023 		 
30 27-MAR-2023
History of entity/person SHRI PARASMANI COMMODITIES PVT.LTD.   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

27-MAR-2023 		 
31 21-MAR-2023
History of entity/person CREST COMTRADE PVT.LTD.   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

21-MAR-2023 		 
32 20-MAR-2023
History of entity/person NAVALKISHORE AMRITLAL KEDIA,M/S   
History of entity/person NAVAL KISHORE AMRITLAL KEDIA
  		NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

20-MAR-2023 		 
33 09-MAR-2023
History of entity/person MK COMMODITY BROKERS LTD.   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

09-MAR-2023 		 
34 03-MAR-2023
History of entity/person KALPATARU MULTIPLIER LTD.   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

03-MAR-2023 		 
35 01-MAR-2023
History of entity/person LEO GLOBAL COMMODITIES PVT.LTD.   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

01-MAR-2023 		 
36 17-FEB-2023
History of entity/person SUSHILKUMAR RATANLAL KHOWAL,M/S   
History of entity/person SUSHIL KUMAR RATANLAL KHOWAL
  		NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

17-FEB-2023 		 
37 14-FEB-2023
History of entity/person NARAYAN COMMODITY BROKERS PVT.LTD.   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

14-FEB-2023 		 
38 07-FEB-2023
History of entity/person LAKSHMISHREE INVESTMENT & SECURITIES PVT.LTD.   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

07-FEB-2023 		 
39 07-FEB-2023
History of entity/person MOTISONS COMMODITIES PVT.LTD.   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

07-FEB-2023 		 
40 23-JAN-2023
History of entity/person PARSHWANATH COMMODITY PVT.LTD.   
  NCDEX  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  SUSPENDED REGISTRATION AS STOCK BROKER

23-JAN-2023 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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