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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSON

S.
No.		 DATE OF ORDER PERSON ENTITY COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 30-APR-2024
History of entity/person   NAGAM SUDHA NANDANA 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 05-APR-2024 TO 31-OCT-2024

30-APR-2024 		 
2 31-OCT-2023
History of entity/person   INDUMATHI K. 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 26-OCT-2023

31-OCT-2023 		 
3 31-AUG-2023
History of entity/person   MAHAVIR PRASAD MUNDRA 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 29-AUG-2023 TO 16-JUL-2025

31-AUG-2023 		 
4 31-JUL-2023
History of entity/person   AMBADAS YEMUL 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 11-JUL-2023 TO 10-JUL-2024

31-JUL-2023 		 
5 31-JUL-2023
History of entity/person   FARUK ALI REJA 
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 01-AUG-2023

31-JUL-2023 		 
6 31-JUL-2023
History of entity/person   LAXMAN MEHTA 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 11-JUL-2023 TO 10-JUL-2024

31-JUL-2023 		 
7 31-JUL-2023
History of entity/person   SAJJAN KUMAR NANWAL 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 11-JUL-2023 TO 29-MAY-2026

31-JUL-2023 		 
8 31-JUL-2023
History of entity/person   SUMIT WADHWA 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 11-JUL-2023

31-JUL-2023 		 
9 30-JUN-2023
History of entity/person   PERUMAL KARTHIGAYAN 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 03-JUL-2023 TO 02-JAN-2024

30-JUN-2023 		NOT APPEARING IN THE LIST DATED 31-JANUARY-2024  
10 30-JUN-2023
History of entity/person   SARIKA KISHORE GAGARE 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 03-JUL-2023 TO 02-JUL-2024

30-JUN-2023 		NOT APPEARING IN THE LIST DATED 31-JANUARY-2024  
11 30-APR-2023
History of entity/person   AMLENDU RANJAN 
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 25-APR-2023

30-APR-2023 		 
12 30-APR-2023
History of entity/person   RAKESH SINHA 
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 25-APR-2023

30-APR-2023 		 
13 31-MAR-2023
History of entity/person   AMIT SHARMA 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 20-MAR-2023

31-MAR-2023 		 
14 31-MAR-2023
History of entity/person   BINA KIRAN RAJADHYAKSHA 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 20-MAR-2023 TO 30-JAN-2024

31-MAR-2023 		NOT APPEARING IN THE LIST DATED 31-JANUARY-2024  
15 31-MAR-2023
History of entity/person   MAYURESH ARUN DOLAS 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 20-MAR-2023 TO 30-JAN-2024

31-MAR-2023 		NOT APPEARING IN THE LIST DATED 31-JANUARY-2024  
16 31-MAR-2023
History of entity/person   VEERENDRA KUMAR GUPTA 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 20-MAR-2023 TO 30-JUL-2023

31-MAR-2023 		NOT APPEARING IN THE LIST DATED 31-JULY-2023  
17 28-FEB-2023
History of entity/person   KANIKA DIXIT 
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 16-FEB-2023

28-FEB-2023 		 
18 31-AUG-2022
History of entity/person   BHOLA NATH DHALL 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 03-AUG-2022 TO 07-JUN-2024

31-AUG-2022 		 
19 31-JUL-2022
History of entity/person   SATYENDRA KUMAR 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 15-JUL-2022 TO 14-JUL-2023

31-JUL-2022 		NOT APPEARING IN THE LIST DATED 31-JULY-2023  
20 30-JUN-2022
History of entity/person   SUNDEEP SINGH 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 24-JUN-2022

30-JUN-2022 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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