S.
DATE OF ORDER
PERSON
ENTITY
COMPETENT AUTHORITY
REGULATORY CHARGES
REGULATORY ACTION(S) / DATE OF ORDER
FURTHER DEVELOPMENTS
21
26-MAR-2024
SURESH NARAYAN PALAVE PATIL
SURESH NARAYAN PALAVE PATIL,M/S
BSE
NOT AVAILABLE
TRADING RIGHTS WITHDRAWN
22
26-MAR-2024
UPEN M.DOSHI
UPEN M.DOSHI,M/S
BSE
NOT AVAILABLE
TRADING RIGHTS WITHDRAWN
23
15-MAR-2024
BHARAT JAYANTILAL PATEL
BHARAT J.PATEL,M/S
BSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
24
15-MAR-2024
KAILAS G.BAGRI
G.D.BAGRI,M/S
BSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
25
30-JAN-2024
RAJEN CHANDRAKANT SHETH
RAJEN CHANDRAKANT SHETH,M/S
BSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
26
29-NOV-2023
ADOLF PATRICK PINTO
ADOLF PATRICK PINTO,M/S
BSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
BSE VIDE ITS NOTICE DATED 29/11/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
27
31-OCT-2023
ABDUL KALAM C.P.
ABDUL KALAM C.P.,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
28
31-OCT-2023
ABDUL KAREEM M.
ABDUL KAREEM M.,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
29
31-OCT-2023
ARTI PUROHIT
ARTI PUROHIT,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
30
31-OCT-2023
BALASUBRAMANIAM D.
BALASUBRAMANIAM D.,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
31
31-OCT-2023
BASANTH
BASANTH,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
32
31-OCT-2023
BAVEESH K.
BAVEESH K.,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
33
31-OCT-2023
BEENA K.M.
BEENA K.M.,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
34
31-OCT-2023
BIJI MOHAN
BIJI MOHAN,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
35
31-OCT-2023
BIJU MANIKANDAN
BIJU MANIKANDAN,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
36
31-OCT-2023
CHIRAYATH JOSE SAJI
CHIRAYATH JOSE SAJI,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
37
31-OCT-2023
DHANESH MOHAN
DHANESH MOHAN,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
38
31-OCT-2023
DILEEP
DILEEP,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
39
31-OCT-2023
FASEEHA P.
FASEEHA P.,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
40
31-OCT-2023
G.JOTHI
G.JOTHI,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
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