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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSON

S.
No.		 DATE OF ORDER PERSON ENTITY COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21 25-MAY-2013
History of entity/person   SALESH GUPTA 
History of entity/person NETWORK STOCKVEST PVT.LTD.
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
22 25-MAY-2013
History of entity/person   SANGEETA THARD 
History of entity/person SHREERAM SECURITIES
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
23 25-MAY-2013
History of entity/person   SANJAY AGARWAL 
History of entity/person ORCHID STOCKS & SECURITIES
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
24 25-MAY-2013
History of entity/person   SURESH KUMAR SARAF 
History of entity/person SURESH KUMAR SARAF,M/S
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
25 25-MAY-2013
History of entity/person   SWAMINATHAN MAHALINGAM 
History of entity/person MEGA MILLENNIUM INVESTMENT PVT.LTD.
  		ISE  DID NOT PAY PENALTY  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
26 25-MAY-2013
History of entity/person   TIKAM CHAND CHANGOLWALA 
History of entity/person SHREE SHYAM STOCK BROKING PVT.LTD.
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
27 08-DEC-2009
History of entity/person   ADITYA L.BHANDARI 
History of entity/person BHANDARI & ASSOCIATES
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
28 08-DEC-2009
History of entity/person   ANIL KEDIA 
History of entity/person HANSPLAZA TRACON PVT.LTD.
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
29 08-DEC-2009
History of entity/person   ANIL KUMAR 
History of entity/person NICE STOCK & SECURITIES PVT.LTD.
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
30 08-DEC-2009
History of entity/person   ANIL KUMAR GOEL 
History of entity/person ANIL KUMAR GOEL
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
31 08-DEC-2009
History of entity/person   ANJANI KEDIA 
History of entity/person KEDIA SECURITIES
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
32 08-DEC-2009
History of entity/person   ANRESH KUMAR SINGH 
History of entity/person R.S.PORTFOLIO PVT.LTD.
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
33 08-DEC-2009
History of entity/person   ARUN JASWANTLAL ACHARYA 
  ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
34 08-DEC-2009
History of entity/person   ASHOK LATTA 
History of entity/person ELBEE PORTFOLIO PVT.LTD.
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
35 08-DEC-2009
History of entity/person   ASHWANI GAKHAR 
History of entity/person GEE CAPITAL SERVICES
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
36 08-DEC-2009
History of entity/person   BHUSHAN JADHAV 
History of entity/person HARRINGTON VYAPAAR PVT.LTD.
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
37 08-DEC-2009
History of entity/person   DALEEP D.KHOSLA 
History of entity/person KHOSLA SECURITIES & STOCK BROKING
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
38 08-DEC-2009
History of entity/person   GOVIND JAGTIANI 
History of entity/person INFOBAHN INTERNET SERVICES PVT.LTD.
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
39 08-DEC-2009
History of entity/person   HARI BABU RAVURI 
History of entity/person R.K.CONSULTANTS
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
40 08-DEC-2009
History of entity/person   HASMUKH NAGARDAS PATANI 
History of entity/person CHITKOSH INVESTMENT
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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