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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSON

S.
No.		 DATE OF ORDER PERSON ENTITY COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 31-JAN-2023
History of entity/person   SAPNA 
  NSDL  AS PER SEBI DIRECTIONS  DEPOSITORY ACCOUNTS FROZEN AS PER SEBI ORDERS

31-JAN-2023 		 
2 31-JAN-2023
History of entity/person   SUNIL SINGH 
  NSDL  AS PER SEBI DIRECTIONS  DEPOSITORY ACCOUNTS FROZEN AS PER SEBI ORDERS

31-JAN-2023 		 
3 31-JAN-2023
History of entity/person   VEERENDRA KUMAR GUPTA 
  NSDL  AS PER SEBI DIRECTIONS  DEPOSITORY ACCOUNTS FROZEN AS PER SEBI ORDERS

31-JAN-2023 		 
4 30-JAN-2023
History of entity/person   HARSHAD HIRJI THAKKAR 
  NSDL  AS PER SEBI DIRECTIONS  DEPOSITORY ACCOUNTS FROZEN AS PER SEBI ORDERS

30-JAN-2023 		 
5 30-JAN-2023
History of entity/person   MINAXI P.BAGADIA 
  NSDL  AS PER SEBI DIRECTIONS  DEPOSITORY ACCOUNTS FROZEN AS PER SEBI ORDERS

30-JAN-2023 		 
6 27-JAN-2023
History of entity/person   DEEPAK KUMAR AGARWAL 
  NSDL  AS PER SEBI DIRECTIONS  DEPOSITORY ACCOUNTS FROZEN AS PER SEBI ORDERS

27-JAN-2023 		 
7 27-JAN-2023
History of entity/person   GEETA MISHRA 
  NSDL  AS PER SEBI DIRECTIONS  DEPOSITORY ACCOUNTS FROZEN AS PER SEBI ORDERS

27-JAN-2023 		 
8 27-JAN-2023
History of entity/person   MRIDULA AGRAWAL 
  NSDL  AS PER SEBI DIRECTIONS  DEPOSITORY ACCOUNTS FROZEN AS PER SEBI ORDERS

27-JAN-2023 		 
9 27-JAN-2023
History of entity/person   NARENDER KUMAR 
  NSDL  AS PER SEBI DIRECTIONS  DEPOSITORY ACCOUNTS FROZEN AS PER SEBI ORDERS

27-JAN-2023 		 
10 27-JAN-2023
History of entity/person   PRANVEER SINGH 
  NSDL  AS PER SEBI DIRECTIONS  DEPOSITORY ACCOUNTS FROZEN AS PER SEBI ORDERS

27-JAN-2023 		 
11 27-JAN-2023
History of entity/person   PRAVEEN KUMAR MISHRA 
  NSDL  AS PER SEBI DIRECTIONS  DEPOSITORY ACCOUNTS FROZEN AS PER SEBI ORDERS

27-JAN-2023 		 
12 27-JAN-2023
History of entity/person   SAJAN KUMAR AGARWAL 
  NSDL  AS PER SEBI DIRECTIONS  DEPOSITORY ACCOUNTS FROZEN AS PER SEBI ORDERS

27-JAN-2023 		 
13 27-JAN-2023
History of entity/person   SANJAY KAPOOR 
  NSDL  AS PER SEBI DIRECTIONS  DEPOSITORY ACCOUNTS FROZEN AS PER SEBI ORDERS

27-JAN-2023 		 
14 27-JAN-2023
History of entity/person   SANJAY KUMAR 
  NSDL  AS PER SEBI DIRECTIONS  DEPOSITORY ACCOUNTS FROZEN AS PER SEBI ORDERS

27-JAN-2023 		 
15 27-JAN-2023
History of entity/person   SAPNA KAPOOR 
  NSDL  AS PER SEBI DIRECTIONS  DEPOSITORY ACCOUNTS FROZEN AS PER SEBI ORDERS

27-JAN-2023 		 
16 27-JAN-2023
History of entity/person   SEEMA KAPOOR 
  NSDL  AS PER SEBI DIRECTIONS  DEPOSITORY ACCOUNTS FROZEN AS PER SEBI ORDERS

27-JAN-2023 		 
17 27-JAN-2023
History of entity/person   SUNIL KAPOOR 
  NSDL  AS PER SEBI DIRECTIONS  DEPOSITORY ACCOUNTS FROZEN AS PER SEBI ORDERS

27-JAN-2023 		 
18 27-JAN-2023
History of entity/person   VIKRAM NAVINCHANDRA SHAH 
  NSDL  AS PER SEBI DIRECTIONS  DEPOSITORY ACCOUNTS FROZEN AS PER SEBI ORDERS

27-JAN-2023 		 
19 27-JAN-2023
History of entity/person   VINAY KUMAR AGARWAL 
  NSDL  AS PER SEBI DIRECTIONS  DEPOSITORY ACCOUNTS FROZEN AS PER SEBI ORDERS

27-JAN-2023 		 
20 25-JAN-2023
History of entity/person   ABHISHEK PATEL 
  NSDL  AS PER SEBI DIRECTIONS  DEPOSITORY ACCOUNTS FROZEN AS PER SEBI ORDERS

25-JAN-2023 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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