S.
DATE OF ORDER
PERSON
ENTITY
COMPETENT AUTHORITY
REGULATORY CHARGES
REGULATORY ACTION(S) / DATE OF ORDER
FURTHER DEVELOPMENTS
1
21-DEC-2023
CHITRANJAN BAID
NSE
DID NOT PAY LEDGER BALANCE
CLAIM ADMITTED
2
14-DEC-2023
CHANDRA SHEKHAR KHANDELWAL
NSE
DID NOT PAY CORRECT AMOUNT OF SHARE SOLD
CLAIM ADMITTED
3
13-DEC-2023
ANJANA S.TRIVEDI
NSE
DID NOT PAY LEDGER BALANCE
CLAIM SETTLED UNDER CONSENT
4
06-DEC-2023
NAVIN AGARWAL
NSE
DID NOT PAY LEDGER BALANCE
CLAIM ADMITTED
5
06-DEC-2023
PARUL GARG
NSE
DID NOT PAY LEDGER BALANCE
CLAIM ADMITTED
6
15-NOV-2023
ANITA N.BHATT
NSE
DID NOT PAY LEDGER BALANCE
CLAIM SETTLED UNDER CONSENT
7
30-OCT-2023
ABDUL KALAM C.P.
ABDUL KALAM C.P.,M/S
NSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
8
30-OCT-2023
ABDUL KAREEM M.
ABDUL KAREEM M.,M/S
NSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
9
30-OCT-2023
AJITHKUMAR S.K.
AJITHKUMAR S.K.,M/S
NSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
10
30-OCT-2023
ARTI MANISH PUROHIT
ARTI MANISH PUROHIT,M/S
NSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
11
30-OCT-2023
BALASUBRAMANIAM D.
BALASUBRAMANIAM D.,M/S
NSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
12
30-OCT-2023
BASANTH
BASANTH,M/S
NSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
13
30-OCT-2023
BAVEESH K.
BAVEESH K.,M/S
NSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
14
30-OCT-2023
BEENA K.M.
BEENA K.M.,M/S
NSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
15
30-OCT-2023
BHARATKUMAR M.
BHARATKUMAR M.,M/S
NSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
16
30-OCT-2023
BHAVESH DOSHI
BHAVESH DOSHI,M/S
NSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
17
30-OCT-2023
BIJAL MAJITHIA
BIJAL MAJITHIA,M/S
NSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
18
30-OCT-2023
BIJU MANIKANDAN
BIJU MANIKANDAN,M/S
NSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
19
30-OCT-2023
CHIRAYATH JOSE SAJI
CHIRAYATH JOSE SAJI,M/S
NSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
20
30-OCT-2023
DHANESH MOHAN
DHANESH MOHAN,M/S
NSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
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