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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSON

S.
No.		 DATE OF ORDER PERSON ENTITY COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 08-NOV-2023
History of entity/person   ALOK BANSAL 
History of entity/person GREENEARTH RESOURCES & PROJECTS LTD.
  		SFIO  VIOLATED SECTION 217(3) OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
2 08-NOV-2023
History of entity/person   AMIT K.PAREKH 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  NOT AVAILABLE  CONVICTED BY SFIO

08-NOV-2023 		 
3 08-NOV-2023
History of entity/person   AMIT K.PAREKH 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTION 383A OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
4 08-NOV-2023
History of entity/person   AMIT K.PAREKH 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTIONS 297 READ WITH 629A OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
5 08-NOV-2023
History of entity/person   AMIT K.PAREKH 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
6 08-NOV-2023
History of entity/person   AMIT K.PAREKH 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTION 49 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
7 08-NOV-2023
History of entity/person   AMIT K.PAREKH 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTIONS 415, 420 READ WITH 34 OF IPC, 1860  CONVICTED BY SFIO

08-NOV-2023 		 
8 08-NOV-2023
History of entity/person   AMIT K.PAREKH 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTIONS 198, 309, 269 READ WITH 629A OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
9 08-NOV-2023
History of entity/person   AMIT K.PAREKH 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
10 08-NOV-2023
History of entity/person   AMIT K.PAREKH 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
11 08-NOV-2023
History of entity/person   AMIT K.PAREKH 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTION 49 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
12 08-NOV-2023
History of entity/person   AMIT K.PAREKH 
History of entity/person PANTHER INVESTRADE LTD.
  		SFIO  VIOLATED SECTION 628 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
13 08-NOV-2023
History of entity/person   AMIT K.PAREKH 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTION 295 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
14 08-NOV-2023
History of entity/person   AMIT K.PAREKH 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTION 372A OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
15 08-NOV-2023
History of entity/person   AMIT K.PAREKH 
History of entity/person PANTHER INVESTRADE LTD.
  		SFIO  VIOLATED SECTION 211 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
16 08-NOV-2023
History of entity/person   AMIT PRADHAN 
History of entity/person SESA GOA LTD.
  		SFIO  VIOLATED SECTION 68 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
17 08-NOV-2023
History of entity/person   AMIT PRADHAN 
History of entity/person SESA GOA LTD.
  		SFIO  VIOLATED SECTIONS 147 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
18 08-NOV-2023
History of entity/person   AMIT PRADHAN 
History of entity/person SESA INDUSTRIES LTD.
  		SFIO  VIOLATED SECTION 211 3(A) AND (3B) OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
19 08-NOV-2023
History of entity/person   AMMI K.PAREKH 
History of entity/person MANMANDIR ESTATE DEVELOPERS PVT.LTD.
  		SFIO  VIOLATED SECTION 629A OF COMPANIES ACT, 1956

VIOLATED SECTIONS 13 READ WITH 291 OF COMPANIES ACT, 1956  		CONVICTED BY SFIO

08-NOV-2023 		 
20 08-NOV-2023
History of entity/person   AMMI K.PAREKH 
History of entity/person MANMANDIR ESTATE DEVELOPERS PVT.LTD.
  		SFIO  VIOLATED SECTIONS 299 READ WITH 283 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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