| S.No. |
ENTITY |
DIRECTORS/ PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1801 |
|
VISHAL AGRAWAL,M/S
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : NSE)
|
|
|
|
VISHAL AGRAWAL
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-DEC-2017
|
|
| 1802 |
|
|
VISHAL DUGGAL
(Authorised Person of
ANGEL BROKING LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
29-MAR-2019
|
|
| 1803 |
|
|
VISHAL DUGGAL
(Authorised Person of
ANGEL BROKING LTD.
, Member : NSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
29-MAR-2019
|
|
| 1804 |
|
|
VISHAL DUGGAL,M/S
(Authorised Person of
ANGEL BROKING LTD.
, Member : BSE)
|
|
|
|
VISHAL DUGGAL
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
29-MAR-2019
|
|
| 1805 |
|
|
VISHAL DUGGAL,M/S
(Authorised Person of
ANGEL BROKING LTD.
, Member : NSE)
|
|
|
|
VISHAL DUGGAL
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
29-MAR-2019
|
|
| 1806 |
|
|
VISHNU KUMAR GUPTA
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : NSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-NOV-2017
|
|
| 1807 |
|
|
VISHNU KUMAR GUPTA
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-NOV-2017
|
|
| 1808 |
|
|
VISHNU KUMAR GUPTA,M/S
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : NSE)
|
|
|
|
VISHNU KUMAR GUPTA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-NOV-2017
|
|
| 1809 |
|
|
VISHNU KUMAR GUPTA,M/S
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
|
VISHNU KUMAR GUPTA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-NOV-2017
|
|
| 1810 |
|
|
VYANKATESH AVINASH SOLANKE
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
07-FEB-2020
|
|
| 1811 |
|
|
VYANKATESH AVINASH SOLANKE
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : NSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
07-FEB-2020
|
|
| 1812 |
|
|
VYANKATESH AVINASH SOLANKE,M/S
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
|
VYANKATESH AVINASH SOLANKE
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
07-FEB-2020
|
|
| 1813 |
|
|
VYANKATESH AVINASH SOLANKE,M/S
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : NSE)
|
|
|
|
VYANKATESH AVINASH SOLANKE
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
07-FEB-2020
|
|
| 1814 |
|
|
WINCS FINANCIALS
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : NSE)
|
|
|
|
RAVI PRAKASH SHARMA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-DEC-2017
|
|
| 1815 |
|
|
WINCS FINANCIALS
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
|
RAVI PRAKASH SHARMA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-DEC-2017
|
|
| 1816 |
|
|
XLENT MARKETING
(Authorised Person of
BRICS SECURITIES LTD.
, Member : NSE)
|
|
|
|
DEVENDRA SHAH
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
15-FEB-2012
|
|
| 1817 |
|
|
YAKESH TYAGI
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : NSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-DEC-2017
|
|
| 1818 |
|
|
YAKESH TYAGI,M/S
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : NSE)
|
|
|
|
YAKESH TYAGI
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-DEC-2017
|
|
| 1819 |
|
|
YASHPAL KUMAR
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
12-FEB-2020
|
|
| 1820 |
|
|
YASHPAL KUMAR
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : NSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
12-FEB-2020
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 91 of 92
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