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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 29-APR-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

AUTHORISED PERSON: CERTIFICATE OF REGISTRATION EXPIRED/SURRENDERED/CEASED/SUSPENDED

S.No. ENTITY DIRECTORS/ PERSONS  REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
921
History of entity/person VIJAY LAXMI,M/S  

(Authorised Person of KOTAK SECURITIES LTD. , Member : NSE)
History of entity/person VIJAY LAXMI
 
NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

23-NOV-2017
 
922
History of entity/person VIJAY LAXMI,M/S  

(Authorised Person of KOTAK SECURITIES LTD. , Member : BSE)
History of entity/person VIJAY LAXMI
 
NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

23-NOV-2017
 
923
History of entity/person VIJAY PAL,M/S  

(Authorised Person of KOTAK SECURITIES LTD. , Member : NSE)
  NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

04-DEC-2017
 
924
History of entity/person VIJAY PAL,M/S  

(Authorised Person of KOTAK SECURITIES LTD. , Member : BSE)
History of entity/person VIJAY PAL
 
NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

04-DEC-2017
 
925
History of entity/person VIJAYA SAMUNDESHWARI,M/S  

(Authorised Person of SMC GLOBAL SECURITIES LTD. , Member : NSE)
History of entity/person VIJAYA SAMUNDESHWARI
 
NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

23-FEB-2012
 
926
History of entity/person VIKAS KUMAR AGARWAL,M/S

(PAN:ADNPA4501C)  

(Authorised Person of F6 FINSERVE PVT. LTD. , Member : BSE)
History of entity/person VIKAS KUMAR AGARWAL
 
NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

04-MAY-2018
 
927
History of entity/person VIKAS KUMAR SHARMA,M/S  

(Authorised Person of SHAREKHAN LTD. , Member : NSE)
History of entity/person VIKAS KUMAR SHARMA
 
NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

09-MAY-2014
 
928
History of entity/person VIKAS KUMAR SHARMA,M/S  

(Authorised Person of SHAREKHAN LTD. , Member : BSE)
History of entity/person VIKAS KUMAR SHARMA
 
NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

09-MAY-2014
 
929
History of entity/person VIKAS KUMAR SINGHAL,M/S  

(Authorised Person of SMC GLOBAL SECURITIES LTD. , Member : NSE)
History of entity/person VIKAS KUMAR SINGHAL
 
NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

23-FEB-2012
 
930
History of entity/person VIKASH KUMAR GUPTA,M/S

(PAN:ATDPG2746F)  

(Authorised Person of F6 FINSERVE PVT. LTD. , Member : BSE)
History of entity/person VIKASH KUMAR GUPTA
 
NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

04-MAY-2018
 
931
History of entity/person VIKRAM BAPNA,M/S  

(Authorised Person of KOTAK SECURITIES LTD. , Member : NSE)
History of entity/person VIKRAM BAPNA
 
NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

23-NOV-2017
 
932
History of entity/person VIKRAM SINGH YADAV,M/S  

(Authorised Person of SHAREKHAN LTD. , Member : NSE)
History of entity/person VIKRAM SINGH YADAV
 
NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

06-MAR-2014
 
933
History of entity/person VIKRAM SINGH YADAV,M/S  

(Authorised Person of SHAREKHAN LTD. , Member : BSE)
History of entity/person VIKRAM SINGH YADAV
 
NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

06-MAR-2014
 
934
History of entity/person VINEET KUMAR VARSHNEY,M/S  

(Authorised Person of KOTAK SECURITIES LTD. , Member : NSE)
History of entity/person VINEET KUMAR VARSHNEY
 
NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

04-DEC-2017
 
935
History of entity/person VINOD M.J.,M/S  

(Authorised Person of SMC GLOBAL SECURITIES LTD. , Member : NSE)
History of entity/person VINOD M.J.
 
NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

23-FEB-2012
 
936
History of entity/person VIPIN MARWAH,M/S  

(Authorised Person of KOTAK SECURITIES LTD. , Member : NSE)
History of entity/person VIPIN MARWAH
 
NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

04-DEC-2017
 
937
History of entity/person VIPULKUMAR K.MISHRA,M/S  

(Authorised Person of RELIANCE COMMODITIES LTD. , Member : MCX)
History of entity/person VIPULKUMAR K.MISHRA
 
NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

13-JUN-2012
 
938
History of entity/person VIRCHAND R.SHAH,M/S  

(Authorised Person of MANGAL KESHAV SECURITIES LTD. , Member : NSE)
History of entity/person VIRCHAND R.SHAH
 
AUTHORISED PERSON REGISTRATION TERMINATED BY BROKER  CANCELLED REGISTRATION AS AUTHORISED PERSON

14-MAR-2012
 
939
History of entity/person VIRENDER BHARDWAJ,M/S  

(Authorised Person of KOTAK SECURITIES LTD. , Member : NSE)
History of entity/person VIRENDER BHARDWAJ
 
NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

16-JAN-2021
 
940
History of entity/person VIRENDER BHARDWAJ,M/S  

(Authorised Person of KOTAK SECURITIES LTD. , Member : BSE)
History of entity/person VIRENDER BHARDWAJ
 
NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

16-JAN-2021
 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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