| S.No. |
ENTITY |
DIRECTORS/ PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
A & N ENTERPRISES
(Authorised Person of
ANGEL BROKING LTD.
, Member : BSE)
|
|
|
|
ARUN KUMAR SHARMA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-SEP-2019
|
|
| 2 |
|
|
A & N ENTERPRISES
(Authorised Person of
ANGEL BROKING LTD.
, Member : NSE)
|
|
|
|
ARUN KUMAR SHARMA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-SEP-2019
|
|
| 3 |
|
|
AAA FINANCIALS
(PAN:AIPPC8532L)
(Authorised Person of
WEALTH MANTRA LTD.
, Member : BSE)
|
|
|
|
ANURADHA CHANDOLA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-MAY-2018
|
|
| 4 |
|
|
AARSH GLOBAL
(Authorised Person of
ANGEL BROKING LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
11-JAN-2020
|
|
| 5 |
|
|
AARSH GLOBAL
(Authorised Person of
ANGEL BROKING LTD.
, Member : NSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
11-JAN-2020
|
|
| 6 |
|
|
AARTI,M/S
(Authorised Person of
GLOBE CAPITAL MARKET LTD.
, Member : NSE)
|
|
|
|
AARTI
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
08-OCT-2012
|
|
| 7 |
|
|
AARTI,M/S
(Authorised Person of
GLOBE CAPITAL MARKET LTD.
, Member : BSE)
|
|
|
|
AARTI
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
08-OCT-2012
|
|
| 8 |
|
|
AAYUSH SINGH RATHORE,M/S
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : NSE)
|
|
|
|
AAYUSH SINGH RATHORE
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
29-DEC-2018
|
|
| 9 |
|
|
ABDUR RAUF RAHMANI, M/S
(Authorised Person of
SHAREKHAN LTD.
, Member : NSE)
|
|
|
|
ABDUR RAUF RAHMANI
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-SEP-2013
|
|
| 10 |
|
|
ABDUR RAUF RAHMANI, M/S
(Authorised Person of
SHAREKHAN LTD.
, Member : BSE)
|
|
|
|
ABDUR RAUF RAHMANI
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-SEP-2013
|
|
| 11 |
|
|
ABHINAV THAKUR, M/S
(Authorised Person of
SHAREKHAN LTD.
, Member : BSE)
|
|
|
|
ABHINAV THAKUR
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
17-SEP-2013
|
|
| 12 |
|
|
ABHINAV THAKUR, M/S
(Authorised Person of
SHAREKHAN LTD.
, Member : NSE)
|
|
|
|
ABHINAV THAKUR
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
17-SEP-2013
|
|
| 13 |
|
|
ABHISHEK DUA,M/S
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
|
ABHISHEK DUA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
02-JAN-2019
|
|
| 14 |
|
|
ABHISHEK DUA,M/S
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : NSE)
|
|
|
|
ABHISHEK DUA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
02-JAN-2019
|
|
| 15 |
|
|
ABHISHEK VERMA,M/S
(Authorised Person of
ANGEL BROKING LTD.
, Member : BSE)
|
|
|
|
ABHISHEK VERMA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-DEC-2019
|
|
| 16 |
|
|
ABHISHEK VERMA,M/S
(Authorised Person of
ANGEL BROKING LTD.
, Member : NSE)
|
|
|
|
ABHISHEK VERMA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-DEC-2019
|
|
| 17 |
|
|
AD VENTURES
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
03-FEB-2020
|
|
| 18 |
|
|
ADIKANDA BEHERA,M/S
(PAN:AJTPB1607J)
(Authorised Person of
F6 FINSERVE PVT. LTD.
, Member : BSE)
|
|
|
|
ADIKANDA BEHERA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-MAY-2018
|
|
| 19 |
|
|
ADITYA GUPTA,M/S
(PAN:AGXPG3061A)
(Authorised Person of
F6 FINSERVE PVT. LTD.
, Member : BSE)
|
|
|
|
ADITYA GUPTA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-MAY-2018
|
|
| 20 |
|
|
AJAY CHAUHAN,M/S
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : NSE)
|
|
|
|
AJAY CHAUHAN
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-DEC-2017
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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