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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 29-APR-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

SUB-BROKERS: INDULGED IN SHORT SALES

S.No. ENTITY DIRECTORS/ PERSONS  REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person BANG SECURITIES PVT.LTD.  

(Sub-Broker of BANG EQUITY BROKING PVT.LTD. , Member : BSE)
History of entity/person DILIP M.BANG

History of entity/person KISHORE M.BANG

History of entity/person NIRMAL BANG
  		INDULGED IN LARGE TRADING TRANSACTIONS WITH A VIEW TO DEPRESS MARKET ARTIFICIALLY IN A CONCERTED MANNER

INDULGED IN SHORT SALES

INDULGED IN SYNCHRONIZED DEALS

TRADED IN PARTICULAR TIME SLOTS WHEN SHARE PRICES REGISTERED SUBSTANTIAL FALL

DEALT WITH UN-REGISTERED SUB-BROKERS

VIOLATED SEBI CODE OF CONDUCT  		CANCELLED REGISTRATION AS SUB-BROKER FROM 30-JUL-2002

30-JUL-2002 		SAT: OPERATION OF ORDER CANCELLING REGISTRATION GRANTED TO APPELLANTS STAYED FOR 10 WEEKS AND RESPONDENT WILL FILE REPLY WITHIN 3 WEEKS FROM ORDER DATE

SAT: PART OF ORDER I.E.CANCELLING CERTIFICATE OF REGISTRATION OF BANG SECURITIES PVT.LTD. SET ASIDE AND APPEAL DISPOSED OF  
2
History of entity/person BANG SECURITIES PVT.LTD.  

(Sub-Broker of NIRMAL BANG SECURITIES PVT.LTD. , Member : BSE)
History of entity/person DILIP M.BANG

History of entity/person KISHORE M.BANG

History of entity/person NIRMAL BANG
  		INDULGED IN LARGE TRADING TRANSACTIONS WITH A VIEW TO DEPRESS MARKET ARTIFICIALLY IN A CONCERTED MANNER

INDULGED IN SHORT SALES

INDULGED IN SYNCHRONIZED DEALS

TRADED IN PARTICULAR TIME SLOTS WHEN SHARE PRICES REGISTERED SUBSTANTIAL FALL

DEALT WITH UN-REGISTERED SUB-BROKERS

VIOLATED SEBI CODE OF CONDUCT  		CANCELLED REGISTRATION AS SUB-BROKER FROM 30-JUL-2002

06-AUG-2002 		SAT: OPERATION OF ORDER CANCELLING REGISTRATION GRANTED TO APPELLANTS STAYED FOR 10 WEEKS AND RESPONDENT WILL FILE REPLY WITHIN 3 WEEKS FROM ORDER DATE

SAT: PART OF ORDER I.E.CANCELLING CERTIFICATE OF REGISTRATION OF BANG SECURITIES PVT.LTD. SET ASIDE AND APPEAL DISPOSED OF  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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