| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
ADSUL TRADING PVT.LTD.
|
|
|
|
ASHOK RAMSWAROOP BHANWARLAL PANCHARIYA
|
|
|
ASPI B.BHESANIA
|
|
|
HIRALAL YADAV
|
|
|
JANBA CHOUGLE
|
|
|
MAHESH RAMDAS ADSUL
|
|
|
MARUTI GUDULKAR
|
|
|
NITIN SAWANT
|
|
|
OMPRAKASH BAGRECHA
|
|
|
R.K.MAHESHWARI
|
|
|
RAJESH SAKHARIE
|
|
|
RAJKUMAR CHAINRAI BASANTANI
|
|
|
SHANTABAI CHOUGLE
|
|
|
UMESH R.KHARIWALA
|
|
|
UPENDRA V.MODI
|
|
|
VIKAS SETH
|
|
|
VILAS CHOWGLE
|
|
|
VINOD R.HINGORANI
|
|
|
VITHAL PATIL
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-JUL-2016
|
|
| 22 |
|
|
ADSUL TRADING PVT.LTD.
|
|
|
|
MAHESH RAMDAS ADSUL
|
|
|
NITIN SAWANT
|
|
|
RAJESH SAKHARIE
|
|
|
RAJKUMAR CHAINRAI BASANTANI
|
|
|
UMESH R.KHARIWALA
|
|
|
VIKAS SETH
|
|
|
VILAS CHOWGLE
|
|
|
VINOD R.HINGORANI
|
|
|
VITHAL PATIL
|
|
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
30-SEP-2011
|
|
| 23 |
|
|
ADVANCE EXPORTS LTD.
|
|
|
VIOLATED SECTION 2 (I) (A) OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SECTION 16 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SECTION 23 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SECTION 24 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.30,00,000 BY THE ACCUSED TO SEBI
|
| 24 |
|
|
ADVANCE HOVERCRAFT & COMPOSITES (INDIA) LTD.
|
|
|
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 25 |
|
|
AHILYA COMMERCIAL PVT.LTD.
|
|
|
|
DEEPAK MARODIA
|
|
|
RAJIV CHOUDHARI
|
|
|
SHRAVAN PATWARI
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 26 |
|
|
AHILYA COMMERCIAL PVT.LTD.
|
|
|
|
DEEPAK MARODIA
|
|
|
RAJIV CHOUDHARI
|
|
|
SHRAVAN PATWARI
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 27 |
|
|
AHILYA COMMERCIAL PVT.LTD.
|
|
|
|
DEEPAK MARODIA
|
|
|
RAJIV CHOUDHARI
|
|
|
SHRAVAN PATWARI
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 28 |
|
|
AHILYA COMMERCIAL PVT.LTD.
|
|
|
|
RAJIV CHOUDHARI
|
|
|
SHRAVAN PATWARI
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
30-SEP-2012
|
|
| 29 |
|
|
AHILYA COMMERCIAL PVT.LTD.
|
|
|
|
DEEPAK MARODIA
|
|
|
RAJIV CHOUDHARI
|
|
|
SHRAVAN PATWARI
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 30 |
|
|
AHILYA COMMERCIAL PVT.LTD.
|
|
|
|
DEEPAK MARODIA
|
|
|
RAJIV CHOUDHARI
|
|
|
SHRAVAN PATWARI
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 31 |
|
|
AHILYA COMMERCIAL PVT.LTD.
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.4,50,218.00
|
| 32 |
|
|
AHILYA COMMERCIAL PVT.LTD.
|
|
|
|
DEEPAK MARODIA
|
|
|
RAJIV CHOUDHARI
|
|
|
SHRAVAN PATWARI
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED RS.6,27, 581.00
|
| 33 |
|
|
AHILYA COMMERCIAL PVT.LTD.
|
|
|
|
DEEPAK MARODIA
|
|
|
RAJIV CHOUDHARI
|
|
|
SHRAVAN PATWARI
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 34 |
|
|
AHILYA COMMERCIAL PVT.LTD.
|
|
|
|
DEEPAK MARODIA
|
|
|
RAJIV CHOUDHARI
|
|
|
SHRAVAN PATWARI
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 35 |
|
|
AHILYA COMMERCIAL PVT.LTD.
|
|
|
|
DEEPAK MARODIA
|
|
|
RAJIV CHOUDHARI
|
|
|
SHRAVAN PATWARI
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 36 |
|
|
AHILYA COMMERCIAL PVT.LTD.
|
|
|
|
DEEPAK MARODIA
|
|
|
RAJIV CHOUDHARI
|
|
|
SHRAVAN PATWARI
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 37 |
|
|
AJAY ROADWAYS PVT.LTD.
|
|
|
|
A.MUKHERJEE
|
|
|
KAILASH PRASAD
|
|
|
M.C.MALOO
|
|
|
S.L.MALOO
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
THE OFFENCE WAS COMPOUNDED
|
| 38 |
|
|
AKIRA INVESTMENTS PVT.LTD.
|
|
|
|
AJAY BABURAO SHIRKE
|
|
|
GANPATROA ROAJI BHARITKAR
|
|
|
JAYSINGHRAO CHIMANRAO SHINDE
|
|
|
PADMAJA VIJAY SHIRKE
|
|
|
RAMKUMAR SUNKARA
|
|
|
SITU R.RAMNATH SHASTRI
|
|
|
UDAY SURESH GHORPADE
|
|
|
VIJAY BABURAO SHIRKE
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 39 |
|
|
ALAKNANDA MANUFACTURING & FINANCE LTD.
|
|
|
|
A.LAKSHMINARAYANA
|
|
|
AMITAVA DATTA
|
|
|
B.MUZUMDAR
|
|
|
KALIDAS KANRAR
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 40 |
|
|
ALBLESS TRADING & INVESTMENT PVT.LTD.
|
|
|
|
DILIP BHADEKA
|
|
|
DINESH BHANUSHALI
|
|
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
| |
| Page 2 of 38
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