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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
PERIOD COVERED : 01-JAN-1997 TO 29-APR-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person A.ULAGAMMAI,M/S  

(Member : CMBSE)
History of entity/person A.ULAGAMMAI
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI  DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009
2 
History of entity/person A.VENKATESAN,M/S  

(Member : CMBSE)
History of entity/person A.VENKATESAN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI  DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009
3 
History of entity/person AASHISH RAMLAL CHAWLA,M/S  

(Member : BHSE)
History of entity/person AASHISH RAMLAL CHAWLA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI  DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009
4 
History of entity/person AJOY BIJAPURKAR,M/S  

(Member : BHSE)
History of entity/person AJOY BIJAPURKAR
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI  DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009
5 
History of entity/person AL-FAHAD INVESTMENTS LTD.  

(Member : MPSE)
History of entity/person MEHER T.KHURODY
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI  DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009
6 
History of entity/person ALOK KUMAR SARAF,M/S  

(Member : BHSE)
History of entity/person ALOK KUMAR SARAF
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI  DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009
7 
History of entity/person ANANTH SECURITIES PVT.LTD.  

(Member : MDSE)
History of entity/person T.N.ANANTH
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI  DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009
8 
History of entity/person ANIL AGRAWAL,M/S  

(Member : MPSE)
History of entity/person ANIL AGRAWAL
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI  DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009
9 
History of entity/person ANKUSH HOLDINGS LTD.  

(Member : ASE)
History of entity/person HASMUKHLAL MANILAL DULLA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI  DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009
10 
History of entity/person ARUN KUMAR,M/S  

(Member : BHSE)
History of entity/person ARUN KUMAR
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI  DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009
11 
History of entity/person ARVINDBHAI BABABHAI PATEL,M/S  

(Member : ASE)
History of entity/person ARVINDBHAI BABABHAI PATEL
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI  DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009
12 
History of entity/person B.SHANKAR,M/S  

(Member : MDSE)
History of entity/person B.SHANKAR
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI  DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009
13 
History of entity/person BABULAL SHARMA,M/S  

(Member : BHSE)
History of entity/person BABULAL SHARMA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI  DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009
14 
History of entity/person BANSAL STOCKS PVT.LTD.  

(Member : MDSE)
History of entity/person VIJAY KUMAR AGARWAL
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI  DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009
15 
History of entity/person BBA SECURITIES & STOCKS PVT.LTD.  

(Member : MDSE)
History of entity/person G.BALASUBRAMANIAN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI  DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009
16 
History of entity/person BHARAT KUMAR SETA,M/S  

(Member : BHSE)
History of entity/person BHARAT KUMAR SETA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI  DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009
17 
History of entity/person BIJAY KUMAR BAGARIA,M/S  

(Member : BHSE)
History of entity/person BIJAY KUMAR BAGARIA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI  DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009
18 
History of entity/person BIRENDRA KUMAR CHHAJER,M/S  

(Member : GSE)
History of entity/person BIRENDRA KUMAR CHHAJER
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI  DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009
19 
History of entity/person CHAMPAKLAL BHAILAL CHOKSHI,M/S  

(Member : ASE)
History of entity/person CHAMPAKLAL BHAILAL CHOKSHI
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI  DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009
20 
History of entity/person CHANDRA PAL SINGH,M/S  

(Member : GSE)
History of entity/person CHANDRA PAL SINGH
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI  DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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