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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 29-APR-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

CDSL DEPOSITORY PARTICIPANTS: VIOLATED SEBI (INTERMEDIARIES) REGULATIONS, 2008

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person ANEE SECURITIES PVT.LTD.

(PAN:AAMCA2521M)   (Depository Participant : CDSL)
  NO LONGER PARTICIPANTS OF ANY DEPOSITORIES AS PER SECTION 12(3) OF SEBI ACT, 1992 READ WITH REGULATION 30A OF SEBI (INTERMEDIARIES) REGULATIONS, 2008  CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT

14-FEB-2022
2 
History of entity/person ANUGRAH STOCK & BROKING PVT.LTD.

(PAN:AAACW2920N)   (Depository Participant : CDSL)
  NO LONGER PARTICIPANTS OF ANY DEPOSITORIES AS PER SECTION 12(3) OF SEBI ACT, 1992 READ WITH REGULATION 30A OF SEBI (INTERMEDIARIES) REGULATIONS, 2008  CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT

14-FEB-2022
3 
History of entity/person FAIRWEALTH SECURITIES LTD.

(PAN:AAACF8795N)   (Depository Participant : CDSL)
  NO LONGER PARTICIPANTS OF ANY DEPOSITORIES AS PER SECTION 12(3) OF SEBI ACT, 1992 READ WITH REGULATION 30A OF SEBI (INTERMEDIARIES) REGULATIONS, 2008  CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT

14-FEB-2022
4 
History of entity/person KARVY STOCK BROKING LTD.

(PAN:AABCK5190K)   (Depository Participant : CDSL)
  NO LONGER PARTICIPANTS OF ANY DEPOSITORIES AS PER SECTION 12(3) OF SEBI ACT, 1992 READ WITH REGULATION 30A OF SEBI (INTERMEDIARIES) REGULATIONS, 2008  CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT

14-FEB-2022
5 
History of entity/person KSBL SECURITIES LTD.

(PAN:AAACK0784G)   (Depository Participant : CDSL)
  NO LONGER PARTICIPANTS OF ANY DEPOSITORIES AS PER SECTION 12(3) OF SEBI ACT, 1992 READ WITH REGULATION 30A OF SEBI (INTERMEDIARIES) REGULATIONS, 2008  CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT

14-FEB-2022
6 
History of entity/person M.K.CHANDAN BROKING LTD.

(PAN:AADCR9629L)   (Depository Participant : CDSL)
  NO LONGER PARTICIPANTS OF ANY DEPOSITORIES AS PER SECTION 12(3) OF SEBI ACT, 1992 READ WITH REGULATION 30A OF SEBI (INTERMEDIARIES) REGULATIONS, 2008  CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT

14-FEB-2022
7 
History of entity/person SUMPOORNA PORTFOLIO LTD.

(PAN:AAOCS8998N)   (Depository Participant : CDSL)
  NO LONGER PARTICIPANTS OF ANY DEPOSITORIES AS PER SECTION 12(3) OF SEBI ACT, 1992 READ WITH REGULATION 30A OF SEBI (INTERMEDIARIES) REGULATIONS, 2008  CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT

14-FEB-2022
8 
History of entity/person VINEET SECURITIES PVT.LTD.

(PAN:AAACV1545L)   (Depository Participant : CDSL)
  NO LONGER PARTICIPANTS OF ANY DEPOSITORIES AS PER SECTION 12(3) OF SEBI ACT, 1992 READ WITH REGULATION 30A OF SEBI (INTERMEDIARIES) REGULATIONS, 2008  CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT

14-FEB-2022
9 
History of entity/person VRISE SECURITIES PVT.LTD.

(PAN:AABCV7112L)   (Depository Participant : CDSL)
  NO LONGER PARTICIPANTS OF ANY DEPOSITORIES AS PER SECTION 12(3) OF SEBI ACT, 1992 READ WITH REGULATION 30A OF SEBI (INTERMEDIARIES) REGULATIONS, 2008  CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT

14-FEB-2022
10 
History of entity/person WELLINDIA SECURITIES LTD.

(PAN:AABCR5196G)   (Depository Participant : CDSL)
  NO LONGER PARTICIPANTS OF ANY DEPOSITORIES AS PER SECTION 12(3) OF SEBI ACT, 1992 READ WITH REGULATION 30A OF SEBI (INTERMEDIARIES) REGULATIONS, 2008  CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT

14-FEB-2022
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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