| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
AKSHAT SHAH
|
|
|
|
KARUNA CABLES LTD.
|
|
ALLOTTED SHARES TO BENAMI OR FICTITIOUS ENTITIES
FILED FAKE AND MISLEADING DISCLOSURES OF PROMOTER'S HOLDING TO STOCK EXCHANGE
CONVERTED PARTLY PAID SHARES TO FULLY PAID WITHOUT RECEIVING ALLOTMENT MONEY
MADE FALSE REPRESENTATION THROUGH CORPORATE ANNOUNCEMENTS TO MISLEAD/INDUCE INVESTORS
ACTED IN CONCERT WITH INTER CONNECTED ENTITIES/BROKERS/CLIENTS TO CREATE FALSE MARKET AND TO SELL THEIR OWN HOLDINGS AT AN ARTIFICIALLY INFLATED PRICE
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-NOV-2005 TILL FURTHER ORDERS
DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 29-NOV-2005 TILL FURTHER ORDERS
DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES OF PROMOTERS/PERSONS ACTING IN CONCERT/DIRECTORS/CLIENTS IN DEFAULT FROM 29-NOV-2005 TILL FURTHER ORDERS
29-NOV-2005
|
CONFIRMED INTERIM ORDER DATED 29/11/2005
SAT: ALLOWED TO PLEDGE SHARES AND DIRECTED THAT MONEY RECEIVED SHALL BE PUT IN COMPANY'S A/C AND TO SUBMIT AUDITOR'S UTILISATION CERTIFICATE
DIRECTIONS ISSUED VIDE ORDER DATED 29/11/2005 AND 25/07/2006 REVOKED AS PER SEBI ORDER DATED 15/06/2009
|
| 2 |
|
|
BEENA MEHTA
|
|
|
|
MEGA CORP.LTD.
|
|
MADE FALSE REPRESENTATION THROUGH CORPORATE ANNOUNCEMENTS TO MISLEAD/INDUCE INVESTORS
MISREPRESENTED PROFITS IN ANNUAL ACCOUNTS
ACTED IN CONCERT WITH INTER CONNECTED ENTITIES/BROKERS/CLIENTS TO CREATE FALSE MARKET AND PRICE RISE THROUGH CIRCULAR TRADING IN SCRIP OF MEGA CORP.LTD.
|
DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES OF PROMOTERS/PERSONS ACTING IN CONCERT/DIRECTORS/CLIENTS IN DEFAULT FROM 24-OCT-2005 TILL FURTHER ORDERS
DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 24-OCT-2005 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-OCT-2005 TILL FURTHER ORDERS
24-OCT-2005
|
CONFIRMED INTERIM ORDER DATED 24/10/2005
DISPOSED OFF, AS PROMOTERS OF THE COMPANY WERE NOT INVOLVED IN THE DAY TO DAY OPERATIONS OF THE COMPANY
|
| 3 |
|
|
C.V.V.PRASAD
|
|
|
|
KARUNA CABLES LTD.
|
|
ALLOTTED SHARES TO BENAMI OR FICTITIOUS ENTITIES
FILED FAKE AND MISLEADING DISCLOSURES OF PROMOTER'S HOLDING TO STOCK EXCHANGE
CONVERTED PARTLY PAID SHARES TO FULLY PAID WITHOUT RECEIVING ALLOTMENT MONEY
MADE FALSE REPRESENTATION THROUGH CORPORATE ANNOUNCEMENTS TO MISLEAD/INDUCE INVESTORS
ACTED IN CONCERT WITH INTER CONNECTED ENTITIES/BROKERS/CLIENTS TO CREATE FALSE MARKET AND TO SELL THEIR OWN HOLDINGS AT AN ARTIFICIALLY INFLATED PRICE
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-NOV-2005 TILL FURTHER ORDERS
DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 29-NOV-2005 TILL FURTHER ORDERS
DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES OF PROMOTERS/PERSONS ACTING IN CONCERT/DIRECTORS/CLIENTS IN DEFAULT FROM 29-NOV-2005 TILL FURTHER ORDERS
29-NOV-2005
|
CONFIRMED INTERIM ORDER DATED 29/11/2005
DIRECTIONS ISSUED VIDE ORDER DATED 29/11/2005 AND 25/07/2006 REVOKED AS PER SEBI ORDER DATED 15/06/2009
|
| 4 |
|
|
CHITTARMAL SHARMA
|
|
|
MADE FALSE REPRESENTATION THROUGH CORPORATE ANNOUNCEMENTS TO MISLEAD/INDUCE INVESTORS
DID NOT SUBMIT SEGMENT-WISE REPORT OF OPERATIONS OF COMPANY TO STOCK EXCHANGE
INVOLVED IN STOCK MARKET TRANSACTIONS AT NSE AS A TRADING CLIENT WITHOUT BEING LISTED ON NSE
USED PROCEEDS OF PREFERENTIAL ALLOTMENT FOR STOCK MARKET TRANSACTIONS WHICH WERE NOT RELATED TO CORE BUSINESS ACTIVITIES OF COMPANY
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 05-OCT-2005 TILL FURTHER ORDERS
DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 05-OCT-2005 TILL FURTHER ORDERS
05-OCT-2005
|
DIRECTION ISSUED VIDE AD INTERIM EX-PARTE ORDER DATED 05/10/2005 REVOKED VIDE ORDER DATED 28/07/2010
|
| 5 |
|
|
DEEPAK RATHOD
|
|
|
|
ELTROL LTD.
|
|
MADE FALSE REPRESENTATION THROUGH CORPORATE ANNOUNCEMENTS TO MISLEAD/INDUCE INVESTORS
DID NOT SUBMIT SEGMENT-WISE REPORT OF OPERATIONS OF COMPANY TO STOCK EXCHANGE
INVOLVED IN STOCK MARKET TRANSACTIONS AT NSE AS A TRADING CLIENT WITHOUT BEING LISTED ON NSE
USED PROCEEDS OF PREFERENTIAL ALLOTMENT FOR STOCK MARKET TRANSACTIONS WHICH WERE NOT RELATED TO CORE BUSINESS ACTIVITIES OF COMPANY
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-JUL-2010 TO 14-JAN-2011
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-JUL-2010 TO 14-JAN-2011
DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 15-JUL-2010 TO 14-JAN-2011
DIRECTED BSE AND NSE TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING OPEN POSITIONS IF ANY, IN F&O SEGMENT AND ENSURE THAT NO FRESH POSITIONS ARE CREATED
05-OCT-2005
|
DIRECTED TO BE RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES AND FROM ASSOCIATING IN SECURITIES MARKET IN ANY MANNER WHATSOEVER FOR A PERIOD OF SIX MONTHS FROM THE DATE OF THIS ORDER
DIRECTION ISSUED VIDE AD INTERIM EX-PARTE ORDER DATED 05/10/2005 REVOKED VIDE ORDER DATED 28/07/2010
|
| 6 |
|
|
DILIP KULKARNI
|
|
|
|
IFSL LTD.
|
|
MADE FALSE REPRESENTATION THROUGH CORPORATE ANNOUNCEMENTS TO MISLEAD/INDUCE INVESTORS
MISREPRESENTED PROFITS BY TAKING INTO ACCOUNT SALE OF UNQUOTED SHARES
DID NOT MAKE DISCLOSURE OF SHAREHOLDING, CONTROL AND SALE OF SHARES OF PROMOTERS/PERSONS ACTING IN CONCERT
ACTED IN CONCERT TO CREATE FALSE MARKET TO SELL THEIR OWN HOLDINGS AT AN ARTIFICIALLY INFLATED PRICE
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-SEP-2005 TILL FURTHER ORDERS
DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 28-SEP-2005 TILL FURTHER ORDERS
28-SEP-2005
|
CONFIRMED INTERIM ORDER DATED 28/09/2005
|
| 7 |
|
|
FATEH SINH SOLANKI
|
|
|
|
KONKAN TYRES LTD.
|
|
MADE FALSE REPRESENTATION THROUGH CORPORATE ANNOUNCEMENTS TO MISLEAD/INDUCE INVESTORS
ATTEMPTED TO MISLEAD PUBLIC BY CLASSIFYING SOME OF PROMOTERS’ HOLDING AS PUBLIC HOLDING TO HIDE OFF LOADING OF SHARES BY PROMOTERS
ACTED IN CONCERT TO CREATE FALSE MARKET TO SELL THEIR OWN HOLDINGS AT AN ARTIFICIALLY INFLATED PRICE
|
DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 30-OCT-2009 TO 29-APR-2010
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-OCT-2009 TO 29-APR-2010
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-OCT-2009 TO 29-APR-2010
29-SEP-2005
|
DIRECTED THAT INTERIM ORDER DATED 29/09/2005 SHALL REMAIN IN FORCE TILL FURTHER DIRECTIONS BY SEBI
SEBI VIDE ORDER DATED 30/10/2009 RESTRAINED APPLICANT FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, EITHER DIRECTLY OR INDIRECTLY FOR A PERIOD OF 6 MONTHS FROM DATE OF THIS ORDER I.E. 30/10/2009
|
| 8 |
|
|
G.J.PRASAD
|
|
|
|
BELLARY STEELS & ALLOYS LTD.
|
|
ACTED IN CONCERT TO ISSUE FAKE SHARE CERTIFICATES AND TRANSFER/DEMATERIALISE TO CHEAT KARNATAKA STATE FINANCIAL CORP.
|
DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 01-JAN-2006 TILL FURTHER ORDERS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 01-JAN-2006 TILL FURTHER ORDERS
01-JAN-2006
|
SHOW CAUSE NOTICE DATED 11/03/2008 ISSUED TO SHRI G J PRASAD DISPOSED OFF WITHOUT ANY DIRECTIONS
|
| 9 |
|
|
G.KRISHNA MOHAN
|
|
|
|
CONSORTEX KARL DOELITZSCH (INDIA) LTD.
|
|
INTRODUCED FAKE SHARES
FAILED TO RECONCILE RECORDS OF DEMATERIALISED SECURITIES WITH THE SECURITIES ISSUED ON DAILY BASIS
FILED FALSE AND MISLEADING REPORT ON SHAREHOLDING PATTERN WITH THE STOCK EXCHANGES
|
DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 29-SEP-2005 TILL FURTHER ORDERS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-SEP-2005 TILL FURTHER ORDERS
DIRECTED TO SUBMIT CERTIFIED REPORT ON THE RECORDS OF DEMATERIALISED SECURITIES WITH THE SECURITIES ISSUED
29-SEP-2005
|
CONFIRMED INTERIM ORDER DATED 29/09/2005
SEBI VIDE ITS ORDER DATED 19/07/2011 RESTRAINED DIRECTORS OF THE COMPANY FROM DEALING IN SECURITIES FOR SIX YEARS (PERIOD OF DEBARMENT ALREADY UNDERGONE VIDE ITS ORDER DATED 29/09/2005 AND 01/02/2006 IS TO BE CONSIDERED
|
| 10 |
|
|
H.M.LALANI
|
|
|
|
MEGA CORP.LTD.
|
|
MADE FALSE REPRESENTATION THROUGH CORPORATE ANNOUNCEMENTS TO MISLEAD/INDUCE INVESTORS
MISREPRESENTED PROFITS IN ANNUAL ACCOUNTS
ACTED IN CONCERT WITH INTER CONNECTED ENTITIES/BROKERS/CLIENTS TO CREATE FALSE MARKET AND PRICE RISE THROUGH CIRCULAR TRADING IN SCRIP OF MEGA CORP.LTD.
|
DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES OF PROMOTERS/PERSONS ACTING IN CONCERT/DIRECTORS/CLIENTS IN DEFAULT FROM 24-OCT-2005 TILL FURTHER ORDERS
DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 24-OCT-2005 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-OCT-2005 TILL FURTHER ORDERS
24-OCT-2005
|
CONFIRMED INTERIM ORDER DATED 24/10/2005
DISPOSED OFF, AS PROMOTERS OF THE COMPANY WERE NOT INVOLVED IN THE DAY TO DAY OPERATIONS OF THE COMPANY
|
| 11 |
|
|
HASU M.SHAH
|
|
|
|
KARUNA CABLES LTD.
|
|
ALLOTTED SHARES TO BENAMI OR FICTITIOUS ENTITIES
FILED FAKE AND MISLEADING DISCLOSURES OF PROMOTER'S HOLDING TO STOCK EXCHANGE
CONVERTED PARTLY PAID SHARES TO FULLY PAID WITHOUT RECEIVING ALLOTMENT MONEY
MADE FALSE REPRESENTATION THROUGH CORPORATE ANNOUNCEMENTS TO MISLEAD/INDUCE INVESTORS
ACTED IN CONCERT WITH INTER CONNECTED ENTITIES/BROKERS/CLIENTS TO CREATE FALSE MARKET AND TO SELL THEIR OWN HOLDINGS AT AN ARTIFICIALLY INFLATED PRICE
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-NOV-2005 TILL FURTHER ORDERS
DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 29-NOV-2005 TILL FURTHER ORDERS
DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES OF PROMOTERS/PERSONS ACTING IN CONCERT/DIRECTORS/CLIENTS IN DEFAULT FROM 29-NOV-2005 TILL FURTHER ORDERS
29-NOV-2005
|
CONFIRMED INTERIM ORDER DATED 29/11/2005
SAT: ALLOWED TO PLEDGE SHARES AND DIRECTED THAT MONEY RECEIVED SHALL BE PUT IN COMPANY'S A/C AND TO SUBMIT AUDITOR'S UTILISATION CERTIFICATE
DIRECTIONS ISSUED VIDE ORDER DATED 29/11/2005 AND 25/07/2006 REVOKED AS PER SEBI ORDER DATED 15/06/2009
|
| 12 |
|
|
HIMANSHU RAMNIKLAL MEHTA
|
|
|
|
MEGA CORP.LTD.
|
|
MADE FALSE REPRESENTATION THROUGH CORPORATE ANNOUNCEMENTS TO MISLEAD/INDUCE INVESTORS
MISREPRESENTED PROFITS IN ANNUAL ACCOUNTS
ACTED IN CONCERT WITH INTER CONNECTED ENTITIES/BROKERS/CLIENTS TO CREATE FALSE MARKET AND PRICE RISE THROUGH CIRCULAR TRADING IN SCRIP OF MEGA CORP.LTD.
|
DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES OF PROMOTERS/PERSONS ACTING IN CONCERT/DIRECTORS/CLIENTS IN DEFAULT FROM 24-OCT-2005 TILL FURTHER ORDERS
DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 24-OCT-2005 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-OCT-2005 TILL FURTHER ORDERS
24-OCT-2005
|
CONFIRMED INTERIM ORDER DATED 24/10/2005
RESTRAINED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES IN ANY MANNER FOR A PERIOD OF ONE YEAR I.E.28/02/2008 TO 27/02/2009
|
| 13 |
|
|
HITEN MEHTA
|
|
|
|
MEGA CORP.LTD.
|
|
MADE FALSE REPRESENTATION THROUGH CORPORATE ANNOUNCEMENTS TO MISLEAD/INDUCE INVESTORS
MISREPRESENTED PROFITS IN ANNUAL ACCOUNTS
ACTED IN CONCERT WITH INTER CONNECTED ENTITIES/BROKERS/CLIENTS TO CREATE FALSE MARKET AND PRICE RISE THROUGH CIRCULAR TRADING IN SCRIP OF MEGA CORP.LTD.
|
DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES OF PROMOTERS/PERSONS ACTING IN CONCERT/DIRECTORS/CLIENTS IN DEFAULT FROM 24-OCT-2005 TILL FURTHER ORDERS
DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 24-OCT-2005 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-OCT-2005 TILL FURTHER ORDERS
24-OCT-2005
|
CONFIRMED INTERIM ORDER DATED 24/10/2005
DISPOSED OFF, AS PROMOTERS OF THE COMPANY WERE NOT INVOLVED IN THE DAY TO DAY OPERATIONS OF THE COMPANY
|
| 14 |
|
|
INDU OMPRAKASH G.SONI
|
|
|
|
KONKAN TYRES LTD.
|
|
MADE FALSE REPRESENTATION THROUGH CORPORATE ANNOUNCEMENTS TO MISLEAD/INDUCE INVESTORS
ATTEMPTED TO MISLEAD PUBLIC BY CLASSIFYING SOME OF PROMOTERS’ HOLDING AS PUBLIC HOLDING TO HIDE OFF LOADING OF SHARES BY PROMOTERS
ACTED IN CONCERT TO CREATE FALSE MARKET TO SELL THEIR OWN HOLDINGS AT AN ARTIFICIALLY INFLATED PRICE
|
DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 30-OCT-2009 TO 29-APR-2010
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-OCT-2009 TO 29-APR-2010
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-OCT-2009 TO 29-APR-2010
29-SEP-2005
|
DIRECTED THAT INTERIM ORDER DATED 29/09/2005 SHALL REMAIN IN FORCE TILL FURTHER DIRECTIONS BY SEBI
SEBI VIDE ORDER DATED 30/10/2009 RESTRAINED APPLICANT FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, EITHER DIRECTLY OR INDIRECTLY FOR A PERIOD OF 6 MONTHS FROM DATE OF THIS ORDER I.E. 30/10/2009
|
| 15 |
|
|
JASWANT C.SHAH
|
|
|
|
KARUNA CABLES LTD.
|
|
ALLOTTED SHARES TO BENAMI OR FICTITIOUS ENTITIES
FILED FAKE AND MISLEADING DISCLOSURES OF PROMOTER'S HOLDING TO STOCK EXCHANGE
CONVERTED PARTLY PAID SHARES TO FULLY PAID WITHOUT RECEIVING ALLOTMENT MONEY
MADE FALSE REPRESENTATION THROUGH CORPORATE ANNOUNCEMENTS TO MISLEAD/INDUCE INVESTORS
ACTED IN CONCERT WITH INTER CONNECTED ENTITIES/BROKERS/CLIENTS TO CREATE FALSE MARKET AND TO SELL THEIR OWN HOLDINGS AT AN ARTIFICIALLY INFLATED PRICE
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-NOV-2005 TILL FURTHER ORDERS
DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 29-NOV-2005 TILL FURTHER ORDERS
DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES OF PROMOTERS/PERSONS ACTING IN CONCERT/DIRECTORS/CLIENTS IN DEFAULT FROM 29-NOV-2005 TILL FURTHER ORDERS
29-NOV-2005
|
CONFIRMED INTERIM ORDER DATED 29/11/2005
SAT: ALLOWED TO PLEDGE SHARES AND DIRECTED THAT MONEY RECEIVED SHALL BE PUT IN COMPANY'S A/C AND TO SUBMIT AUDITOR'S UTILISATION CERTIFICATE
DIRECTIONS ISSUED VIDE ORDER DATED 29/11/2005 AND 25/07/2006 REVOKED AS PER SEBI ORDER DATED 15/06/2009
|
| 16 |
|
|
K.S.VENKATARAMAN
|
|
|
|
MEGA CORP.LTD.
|
|
MADE FALSE REPRESENTATION THROUGH CORPORATE ANNOUNCEMENTS TO MISLEAD/INDUCE INVESTORS
MISREPRESENTED PROFITS IN ANNUAL ACCOUNTS
ACTED IN CONCERT WITH INTER CONNECTED ENTITIES/BROKERS/CLIENTS TO CREATE FALSE MARKET AND PRICE RISE THROUGH CIRCULAR TRADING IN SCRIP OF MEGA CORP.LTD.
|
DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES OF PROMOTERS/PERSONS ACTING IN CONCERT/DIRECTORS/CLIENTS IN DEFAULT FROM 24-OCT-2005 TILL FURTHER ORDERS
DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 24-OCT-2005 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-OCT-2005 TILL FURTHER ORDERS
24-OCT-2005
|
CONFIRMED INTERIM ORDER DATED 24/10/2005
DISPOSED OFF, AS PROMOTERS OF THE COMPANY WERE NOT INVOLVED IN THE DAY TO DAY OPERATIONS OF THE COMPANY
|
| 17 |
|
|
K.SATYANARAYAN
|
|
|
|
CONSORTEX KARL DOELITZSCH (INDIA) LTD.
|
|
INTRODUCED FAKE SHARES
FAILED TO RECONCILE RECORDS OF DEMATERIALISED SECURITIES WITH THE SECURITIES ISSUED ON DAILY BASIS
FILED FALSE AND MISLEADING REPORT ON SHAREHOLDING PATTERN WITH THE STOCK EXCHANGES
|
DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 29-SEP-2005 TILL FURTHER ORDERS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-SEP-2005 TILL FURTHER ORDERS
DIRECTED TO SUBMIT CERTIFIED REPORT ON THE RECORDS OF DEMATERIALISED SECURITIES WITH THE SECURITIES ISSUED
29-SEP-2005
|
CONFIRMED INTERIM ORDER DATED 29/09/2005
|
| 18 |
|
|
KIRTI C.SHAH
|
|
|
|
KARUNA CABLES LTD.
|
|
ALLOTTED SHARES TO BENAMI OR FICTITIOUS ENTITIES
FILED FAKE AND MISLEADING DISCLOSURES OF PROMOTER'S HOLDING TO STOCK EXCHANGE
CONVERTED PARTLY PAID SHARES TO FULLY PAID WITHOUT RECEIVING ALLOTMENT MONEY
MADE FALSE REPRESENTATION THROUGH CORPORATE ANNOUNCEMENTS TO MISLEAD/INDUCE INVESTORS
ACTED IN CONCERT WITH INTER CONNECTED ENTITIES/BROKERS/CLIENTS TO CREATE FALSE MARKET AND TO SELL THEIR OWN HOLDINGS AT AN ARTIFICIALLY INFLATED PRICE
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-NOV-2005 TILL FURTHER ORDERS
DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 29-NOV-2005 TILL FURTHER ORDERS
DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES OF PROMOTERS/PERSONS ACTING IN CONCERT/DIRECTORS/CLIENTS IN DEFAULT FROM 29-NOV-2005 TILL FURTHER ORDERS
29-NOV-2005
|
CONFIRMED INTERIM ORDER DATED 29/11/2005
SAT: ALLOWED TO PLEDGE SHARES AND DIRECTED THAT MONEY RECEIVED SHALL BE PUT IN COMPANY'S A/C AND TO SUBMIT AUDITOR'S UTILISATION CERTIFICATE
DIRECTIONS ISSUED VIDE ORDER DATED 29/11/2005 AND 25/07/2006 REVOKED AS PER SEBI ORDER DATED 15/06/2009
|
| 19 |
|
|
KUNAL LALANI
|
|
|
|
MEGA CORP.LTD.
|
|
MADE FALSE REPRESENTATION THROUGH CORPORATE ANNOUNCEMENTS TO MISLEAD/INDUCE INVESTORS
MISREPRESENTED PROFITS IN ANNUAL ACCOUNTS
ACTED IN CONCERT WITH INTER CONNECTED ENTITIES/BROKERS/CLIENTS TO CREATE FALSE MARKET AND PRICE RISE THROUGH CIRCULAR TRADING IN SCRIP OF MEGA CORP.LTD.
|
DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES OF PROMOTERS/PERSONS ACTING IN CONCERT/DIRECTORS/CLIENTS IN DEFAULT FROM 24-OCT-2005 TILL FURTHER ORDERS
DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 24-OCT-2005 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-OCT-2005 TILL FURTHER ORDERS
24-OCT-2005
|
CONFIRMED INTERIM ORDER DATED 24/10/2005
RESTRAINED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES IN ANY MANNER FOR A PERIOD OF ONE YEAR I.E.28/02/2008 TO 27/02/2009
|
| 20 |
|
|
M.SUDHAKAR RAO
|
|
|
|
CONSORTEX KARL DOELITZSCH (INDIA) LTD.
|
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INTRODUCED FAKE SHARES
FAILED TO RECONCILE RECORDS OF DEMATERIALISED SECURITIES WITH THE SECURITIES ISSUED ON DAILY BASIS
FILED FALSE AND MISLEADING REPORT ON SHAREHOLDING PATTERN WITH THE STOCK EXCHANGES
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DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 29-SEP-2005 TILL FURTHER ORDERS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-SEP-2005 TILL FURTHER ORDERS
DIRECTED TO SUBMIT CERTIFIED REPORT ON THE RECORDS OF DEMATERIALISED SECURITIES WITH THE SECURITIES ISSUED
29-SEP-2005
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CONFIRMED INTERIM ORDER DATED 29/09/2005
SEBI VIDE ITS ORDER DATED 19/07/2011 RESTRAINED DIRECTORS OF THE COMPANY FROM DEALING IN SECURITIES FOR SIX YEARS (PERIOD OF DEBARMENT ALREADY UNDERGONE VIDE ITS ORDER DATED 29/09/2005 AND 01/02/2006 IS TO BE CONSIDERED
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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