If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 29-APR-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

REGISTRARS: DEBARRED FROM UNDERTAKING FRESH BUSINESS AS REGISTRAR

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person ABHIPRA CAPITAL LTD.  
  DID NOT EXERCISE DUE CARE AND DILIGENCE

DID NOT REDRESS INVESTOR COMPLAINTS

NON-COOPERATION WITH SEBI IN INVESTIGATIONS

VIOLATED SEBI CODE OF CONDUCT  		DEBARRED FROM UNDERTAKING FRESH BUSINESS AS REGISTRAR FROM 17-AUG-2007 PENDING COMPLETION OF ENQUIRY PROCEEDINGS

17-AUG-2007

REACHED SETTLEMENT (SETTLEMENT CHARGES RS.10,00,000, ADMINISTRATION CHARGES RS.1,00,000 VIDE CONSENT ORDER)

08-APR-2009 		INTERIM ORDER DATED 17/08/2007 MODIFIED AND ALLOWED TO ENTERING INTO NEW AGREEMENT AS RTA/STA

COMPANY VIDE DD NO.501444 DATED 07/03/2009 AND 501397 DATED 06/03/2009 DRAWN ON ICICI BANK LTD. HAS PAID RS.10 LACS TOWARDS SETTLEMENT CHARGES AND RS.1 LAC TOWARDS ADMINISTRATIVE CHARGES RESPECTIVELY
2 
History of entity/person AMI COMPUTERS (I) LTD.  
  DID NOT APPLY FOR RENEWAL OF REGISTRATION

ALLEGED NOT RESPONDING TO LETTERS/SUMMONS ISSUED BY SEBI  		DEBARRED FROM UNDERTAKING FRESH BUSINESS AS REGISTRAR FROM 25-SEP-2007

DIRECTED TO TRANSFER RECORDS OF CLIENTS TO ANOTHER AGENCY/CONCERNED COMPANIES

DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES

25-SEP-2007
3 
History of entity/person GLOBAL FINANCE CORP.LTD.  
  VIOLATED SEBI ACT, RULES & REGULATIONS  DEBARRED FROM UNDERTAKING FRESH BUSINESS AS REGISTRAR FROM 19-JUN-1997

19-JUN-1997
4 
History of entity/person KARVY COMPUTERSHARE PVT.LTD.  
  ACTED IN CONCERT WITH GROUP ENTITIES TO MANIPULATE IPOS OF VARIOUS COMPANIES  DEBARRED FROM UNDERTAKING FRESH BUSINESS AS REGISTRAR FROM 27-APR-2006 TILL FURTHER ORDERS

27-APR-2006 		ALLOWED TO ACT AS REGISTRAR TO ISSUE AND SHARE TRANSFER AGENT IN CASE OF MUTUAL FUNDS

DIRECTED THAT INTERIM ORDER DATED 27/04/2006 READ WITH 26/05/2006 WILL REMAIN IN FORCE TILL FINAL ORDER PASSED BY SEBI

ALLOWED TO ACT AS REGISTRAR TO ISSUE AND SHARE TRANSFER AGENT W.E.F. 22/02/2007

SAT: APPEAL ALLOWED AND IMPUGNED ORDER SET ASIDE AND CASE REMANDED TO SEBI WITH A DIRECTION TO PASS THREE SEPARATE ORDERS
5 
History of entity/person MCS LTD.  
History of entity/person ALOK AGARWAL
History of entity/person RAMESH AGARWAL
  		DID NOT EXERCISE DUE SKILL, CARE AND DILIGENCE IN PUBLIC ISSUE OF OIL & NATURAL GAS CORP.LTD., POWER TRADING CORP.OF INDIA LTD. & BANK OF MAHARASHTRA LTD.

VIOLATED RULE 4(1) (E) OF SEBI (REGISTRARS TO AN ISSUE & SHARE TRANSFER AGENTS) RULES, 1993  		DEBARRED FROM UNDERTAKING FRESH BUSINESS AS REGISTRAR FROM 05-JUL-2007 TO 19-JUL-2007

14-JUN-2007
6 
History of entity/person PINNACLE SHARES REGISTRY PVT.LTD.  
History of entity/person MUKESH TRIVEDI
History of entity/person PARKASH MAKWANA
  		DID NOT DEMATERIALISE SHARES IN TIME

INDULGED IN CONSPIRACY WITH COMPANY IN FRAUDULENTLY TRANSFERRING SHARES TO ACCOUNTS OF PROMOTERS AND RELATED ENTITIES IN MATTER OF PARSOLI CORP.LTD.

INDULGED IN CONSPIRACY WITH PROMOTERS IN DELAYING TRANSFER OF SHARES IN MATTER OF PARSOLI CORP.LTD.  		CANCELLED REGISTRATION AS REGISTRAR

DEBARRED FROM UNDERTAKING FRESH BUSINESS AS REGISTRAR FROM 20-FEB-2009 TILL FURTHER ORDERS

20-FEB-2009 		CANCELLED CERTIFICATE OF REGISTRATION AS REGISTRAR TO AN ISSUE AND SHARE TRANSFER AGENT W.E.F.28/02/2010.FURTHER DIRECTED 1) NOT TO TAKE NEW CLIENTS UNDER SAID CERTIFICATE OF REGISTRATION 2) TO HANDOVER ALL PHYSICAL RECORDS AND DEMAT RECORDS TO CLIENTS COMPANIES AFTER CERTIFYING INTEGRITY AND CORRECTNESS UNDER INTIMATION TO SEBI AND ISSUE A CERTIFICATE TO SEBI TO THIS EFFECT AND 3) TO INFORM CLIENTS COMPANIES TO MAKE ARRANGEMENT OF ANOTHER REGISTRAR AND SHARE TRANSFER AGENT

SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2025
No part of this site may be reproduced without the explicit permission of the owners.

top