| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ARVIND KUMAR B.SHAH (HUF)
|
|
|
FILED APPLICATION FOR SEEKING EXEMPTION FROM MAKING PUBLIC ANNOUNCEMENT FOR PROPOSED PREFERENTIAL ALLOTMENT
|
REJECTED APPLICATION FILED FOR GRANT OF EXEMPTION FROM TAKEOVER REGULATIONS, 1997
26-APR-2010
|
SAT: APPEAL ALLOWED AND IMPUGNED ORDER DATED 26/04/2010 SET ASIDE AND GRANTED EXEMPTION FROM COMPLYING WITH PROVISIONS OF REGULATIONS 10 AND 11(1) OF TAKEOVER CODE 1997. NO ORDER AS TO COSTS
|
| 2 |
|
|
CAIRN INDIA LTD.
(PAN:AACCC8799D)
|
|
|
|
AMAN MEHTA
(PAN:AHYPM9934A)
|
|
|
NEERJA SHARMA
(PAN:ACAPS7395A)
|
|
|
P.ELANGO
(PAN:AAAPE0115G)
|
|
FACILITATED COMPANY IN MAKING MISLEADING ANNOUNCEMENT VIOLATING REGULATIONS 3 (A) TO 3(D), 4(1), 4(2)(K) AND (R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF CAIRN INDIA LTD.(MERGED WITH VEDANTA LTD.)
FACILITATED COMPANY IN MAKING MISLEADING ANNOUNCEMENT VIOLATING REGULATION 19(1)(A) OF SEBI (BUYBACK OF SECURITIES) REGULATIONS, 1998 IN MATTER OF CAIRN INDIA LTD.(MERGED WITH VEDANTA LTD.)
|
IMPOSED PENALTY
19-MAY-2021
|
|
| 3 |
|
|
CAIRN INDIA LTD.
(PAN:AACCC8799D)
|
|
|
MADE PUBLIC ANNOUNCEMENT OF BUYBACK WITHOUT ANY INTENT TO FULFIL VIOLATING REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(K) AND (R) OF SEBI (PFUTP) REGULATIONS, 2003
MADE PUBLIC ANNOUNCEMENT OF BUYBACK WITHOUT ANY INTENT TO FULFIL VIOLATING REGULATION 19(1)(A) OF SEBI (BUYBACK OF SECURITIES) REGULATIONS, 1998
|
IMPOSED PENALTY RS.5,25,00,000
19-MAY-2021
|
SAT: SAT VIDE ITS ORDER DATED 05/10/2023 ALLOWED THE APPEAL AND SET ASIDE IMPUGNED ORDER DATED 19/05/2021
|
| 4 |
|
|
CITADEL REALTY & DEVELOPERS LTD.
|
|
|
FILED APPLICATION FOR SEEKING EXEMPTION FROM MAKING PUBLIC ANNOUNCEMENT FOR PROPOSED PREFERENTIAL ALLOTMENT
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
17-FEB-2010
|
|
| 5 |
|
|
DCOM SYSTEMS LTD.
|
|
|
FILED APPLICATION FOR SEEKING EXEMPTION FROM MAKING PUBLIC ANNOUNCEMENT FOR PROPOSED INCREASE IN SHAREHOLDING IN SCRIP OF JAIHIND PROJECTS LTD.
|
REJECTED APPLICATION FILED FOR GRANT OF EXEMPTION FROM TAKEOVER REGULATIONS, 1997
26-NOV-2010
|
|
| 6 |
|
|
FUTURISTIC GARMENTS PVT.LTD.
|
|
|
INAPPROPRIATELY APPLIED FOR EXEMPTION FROM MAKING PUBLIC ANNOUNCEMENT FOR PROPOSED INCREASED IN SHAREHOLDING IN SCRIP OF SURYA PHARMACEUTICALS LTD.
|
REJECTED APPLICATION FILED FOR GRANT OF EXEMPTION FROM TAKEOVER REGULATIONS, 1997
09-JAN-2012
|
|
| 7 |
|
|
FUTURISTIC GARMENTS PVT.LTD.
|
|
|
FILED APPLICATION FOR SEEKING EXEMPTION FROM APPLICABILITY OF REGULATION 11 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF PROPOSED INCREASE OF VOTING RIGHTS FROM 35.15% TO 51% OF SURYA PHARMACEUTICALS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
24-SEP-2008
|
SAT: APPEAL DISPOSED OFF WITH DIRECTION TO BOARD THAT IN CASE APPLICANT FILED A COMPLETE APPLICATION SEEKING EXEMPTION UNDER TAKEOVER CODE,1997 SAME SHALL BE HEARD AND DISPOSED OFF IN ACCORDANCE WITH LAW
GRANT OF EXEMPTION UNDER REGULATION 3(1) (I) READ WITH REGULATION 4 OF SEBI TAKEOVER CODE NOT GRANTED. AS PER ORDER DATED 16/06/2009
SAT: APPELLANT SEEKING EXEMPTION FROM PROVISIONS OF TAKEOVER CODE IS PREMATURE HENCE DISPOSED OFF. NO ORDER AS TO COSTS. IF ACQUIRER EXERCISES OPTION TO GET WARRANTS CONVERTED INTO EQUITY SHARES AFTER THEY ARE ALLOTTED, IT SHALL BE OPEN TO APPELLANT OR ACQUIRER TO APPLY TO BOARD
|
| 8 |
|
|
JAGRAN PRAKASHAN LTD.
|
|
|
FILED APPLICATION FOR SEEKING EXEMPTION FROM MAKING PUBLIC ANNOUNCEMENT FOR PROPOSED INCREASED IN SHAREHOLDING IN SCRIP OF JAGRAN PRAKASHAN LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
24-JAN-2007
|
|
| 9 |
|
|
NARIT TRADECOM PVT.LTD.
|
|
|
FILED APPLICATION FOR SEEKING EXEMPTION FROM MAKING PUBLIC ANNOUNCEMENT FOR PROPOSED PREFERENTIAL ALLOTMENT
|
REJECTED APPLICATION FILED FOR GRANT OF EXEMPTION FROM TAKEOVER REGULATIONS, 1997
26-APR-2010
|
SAT: APPEAL ALLOWED AND IMPUGNED ORDER DATED 26/04/2010 SET ASIDE AND GRANTED EXEMPTION FROM COMPLYING WITH PROVISIONS OF REGULATIONS 10 AND 11(1) OF TAKEOVER CODE 1997 WITH NO ORDER AS TO COSTS
|
| 10 |
|
|
VAS ANIMATIONS & ENTERTAINMENT LTD.
|
|
|
|
S.K.KITTUR
|
|
|
VIDYADHAR SALUNKHE
|
|
FILED APPLICATION FOR SEEKING EXEMPTION FROM MAKING PUBLIC ANNOUNCEMENT FOR PROPOSED PREFERENTIAL ALLOTMENT
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
19-MAY-2006
|
|
| 11 |
|
|
VIKRAM BAKSHI & CO.PVT.LTD.
|
|
|
|
DEVIKA BAKSHI
|
|
|
MADHURIMA BAKSHI
|
|
|
VIKRAM BAKSHI
|
|
FILED APPLICATION FOR SEEKING EXEMPTION FROM MAKING PUBLIC ANNOUNCEMENT FOR PROPOSED INCREASE IN SHAREHOLDING IN SCRIP OF K.K.ROPEWAYS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
31-MAR-2010
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
