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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 29-APR-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: VIOLATED SEBI (REGISTRAR & SHARE TRANSFER AGENT) REGULATIONS, 1993

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person COMPUQUICK DATAMATION (INDIA) LTD.  
History of entity/person NALIN P.PATEL
History of entity/person PARAGI N.PATEL
  		VIOLATED REGULATION 3 OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SEBI (REGISTRAR & SHARE TRANSFER AGENT) REGULATIONS, 1993  		PROSECUTION LAUNCHED

15-MAY-2006
2 
History of entity/person PURVA SHAREGISTRY (INDIA) PVT.LTD.

(PAN:AAACP4924D)  
  DID NOT MAINTAIN SHARE REGISTRY WORK AT SINGLE POINT AS REQUIRED UNDER REGULATION 53A OF SEBI (DEPOSITORIES AND PARTICIPANTS) REGULATIONS, 1996 READ WITH REGULATION 98 OF SEBI (DEPOSITORIES AND PARTICIPANTS) REGULATIONS, 2018 IN MATTER OF KELVIN FINCAP LTD. (FORMERLY KNOWN AS DAHYABHAI SONS LTD.)

DID NOT MAINTAIN SHARE REGISTRY WORK AT SINGLE POINT VIOLATING CLAUSES 1 TO 3 OF CODE OF CONDUCT UNDER SCHEDULE III READ WITH REGULATION 13 OF SEBI (REGISTRAR & SHARE TRANSFER AGENT) REGULATIONS, 1993 IN MATTER OF KELVIN FINCAP LTD. (FORMERLY KNOWN AS DAHYABHAI SONS LTD.)  		IMPOSED PENALTY RS.2,00,000

24-JUL-2019
3 
History of entity/person SHAREPRO SERVICE INDIA PVT.LTD.

(PAN:AAICS5500L)  
History of entity/person BALRAM MUKHERJEE

(PAN:CIGPM5834A)
History of entity/person BHAGYALAKSHMI GOVINDRAJ RAO

(PAN:AEGPR6549K)
History of entity/person GOVINDRAJ RAO

(PAN:AGAPR1557P)
History of entity/person INDIRA PRASHANT KARKERA

(PAN:ADUPK3802B)
History of entity/person PRASHANT NARAYAN KARKERA

(PAN:AANPK8238K)
  		DID NOT MAINTAIN INTERNAL SYSTEMS, CHECK & BALANCES AND CONTROL TO KEEP RECORDS OF UNPAID DIVIDEND AND ISSUED NEW INSTRUMENTS FOR UNPAID DIVIDEND

AUTHORIZED ISSUANCES OF NEW CERTIFICATES WITHOUT ANY REQUEST OR AUTHORISATION FROM SHAREHOLDERS

DID NOT MAINTAIN PROPER CONTROL OVER SHARE TRANSFER OPERATIONS

TRANSFERRED SHARES AND DIVIDENDS FROM THE ACCOUNTS OF GENUINE INVESTORS TO ENTITIES LINKED WITH THE TOP MANAGEMENT

FALSIFIED RECORDS TO AVOID AUDIT TRAILS

DID NOT COOPERATE WITH INVESTIGATION AND ATTEMPTED TO MISLED THE INVESTIGATION  		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 22-MAR-2016 TILL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-MAR-2016 TILL FURTHER ORDERS

22-MAR-2016
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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