| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ABHA JAIN
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
09-DEC-2009
|
|
| 2 |
|
|
ABHAY KUMAR JAIN
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
09-DEC-2009
|
|
| 3 |
|
|
AJIT SAMBHAJI SURYAVANSHI
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF IFSL LTD.
|
SUMMON ISSUED
12-NOV-2007
|
|
| 4 |
|
|
ALOK JAIN
|
|
|
|
ALOK JAIN (HUF)
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 5 |
|
|
ALPA CHOPRA
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
09-DEC-2009
|
|
| 6 |
|
|
AMIR ALI FARISHTA
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 7 |
|
|
AMIT BOTHARA
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 8 |
|
|
AMIT SHANTILAL MEHTA
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF IFSL LTD.
|
SUMMON ISSUED
22-NOV-2007
|
|
| 9 |
|
|
AMUL PATEL
|
|
|
ALLEGED INDULGENCE IN IRREGULAR TRANSACTIONS IN SCRIP OF SOFTRAK TECHNOLOGY EXPORTS LTD.
|
SUMMON ISSUED
31-JAN-2008
|
|
| 10 |
|
|
AMUL SETH
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF IFSL LTD.
|
SUMMON ISSUED
13-FEB-2008
|
|
| 11 |
|
|
ANAND KALU RAPU MARATHE
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF INDO PACIFIC SOFTWARE & ENTERTAINMENT LTD.
|
SUMMON ISSUED
13-JUL-2010
|
SHOW CAUSE NOTICE ISSUED DATED 04/07/2011
|
| 12 |
|
|
ANAND MURTI SHARMA
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 13 |
|
|
ANAND SURANA
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 14 |
|
|
ANEESH SANCHETI
|
|
|
|
ANEESH SANCHETI (HUF)
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 15 |
|
|
ANITA KHETAN
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF IFSL LTD.
|
SUMMON ISSUED
22-NOV-2007
|
|
| 16 |
|
|
ANITA LOHIA
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 17 |
|
|
ANKIT SANCHETI
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 18 |
|
|
ANNU S.SHAH
|
|
|
ALLEGED INDULGENCE IN IRREGULAR TRANSACTIONS IN SCRIP OF SOFTRAK TECHNOLOGY EXPORTS LTD.
|
SUMMON ISSUED
31-JAN-2008
|
|
| 19 |
|
|
ANUSHREE LUNAWAT
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 20 |
|
|
ARCHANA LOHIA
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
| |
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