| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ABG RESOURCES PVT.LTD.
(PAN:AAKCS2326Q
CIN:165088)
|
|
|
|
KAMLESH KUMAR AGARWAL
(PAN:ABUPA9340A
DIN:00162612)
|
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RISHI KAMLESH AGARWAL
(PAN:ADNPA1610Q
DIN:00162615)
|
|
INDULGED IN DIVERSION OF FUNDS OF RS.100.02 CRORES THROUGH BOGUS PURCHASES FOR MAKING INVESTMENT FROM ABG SHIPYARD LTD. TO PROMOTERS AND THEIR RELATED ENTITIES VIOLATING SECTIONS 12A(A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A), 3(C), 3(D), 4(1), 4(2)(E), (K) AND 4(2) (R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF ABG SHIPYARD LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 24-MAR-2020 TO 23-MAR-2024
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 24-MAR-2020 TO 23-MAR-2024
24-MAR-2020
|
SAT: SAT VIDE ITS ORDER DATED 14/06/2021 ALLOWED REVIEW APPLICATION AND RESTORED THE APPEAL. RECALLED THE ORDER DATED 26/03/2021
SAT: SAT VIDE ITS ORDER DATED 26/07/2021 ALLOWED RESPONDENT THREE WEEKS TO FILE REPLY
|
| 2 |
|
|
APLAYA CREATIONS LTD.
(PAN:AAACG1479J)
|
|
|
|
RAMAWTAR GUPTA
(PAN:AGEPG2765Q)
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF APLAYA CREATIONS LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-MAR-2019 TO 26-MAR-2027
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-MAR-2019 TO 26-MAR-2027
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 27-MAR-2019 TO 26-MAR-2027
27-MAR-2019
|
|
| 3 |
|
|
EDYNAMICS SOLUTIONS LTD.
(PAN:AAACE7849N
CIN:L74900DL2000PLC106755)
|
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ANITA GUPTA
(PAN:AOFPG8504E
DIN:06501012)
|
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BHARAT GUPTA
(PAN:ALFPG6480L
DIN:06507664)
|
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VIKAS SAINI
(PAN:BEZPS2003H
DIN:06503769)
|
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VINOD KUMAR
(PAN:BDUPK1521Q)
|
|
DID NOT ADHERE TO SEBI LAWS/REGULATIONS
|
DIRECTED TRADING MEMBERS TO DO THE DUE DILIGENCE ON THE BASIS OF AUDITOR’S CERTIFICATE ALONG WITH THE DOCUMENTS, AS MENTIONED IN THE ORDER AND SUBMIT A REPORT TO THE EXCHANGE BY AUGUST 31, 2017
DIRECTED THAT THE TRADING IN ALL SUCH LISTED SECURITIES SHALL BE PLACED IN STAGE VI OF THE GRADED SURVEILLANCE MEASURE (GSM) WITH IMMEDIATE EFFECT. IF ANY LISTED COMPANY OUT OF THE SAID LIST IS ALREADY IDENTIFIED UNDER ANY STAGE OF GSM, IT SHALL ALSO BE MOVED TO GSM STAGE VI DIRECTLY
DIRECTED THAT THE SHARES HELD BY THE PROMOTERS AND DIRECTORS IN SUCH LISTED COMPANIES SHALL BE ALLOWED TO BE TRANSFERRED BY DEPOSITORIES ONLY UPON VERIFICATION BY CONCERNED EXCHANGES AND THEY SHALL NOT BE ALLOWED TO TRANSACT IN THE SECURITY EXCEPT TO BUY SECURITIES IN THE SAID LISTED COMPANY UNTIL VERIFICATION OF CREDENTIAL / FUNDAMENTAL BY EXCHANGES IS COMPLETED
DIRECTED EXCHANGES TO INITIATE A PROCESS OF VERIFYING THE CREDENTIALS/FUNDAMENTALS OF SUCH COMPANIES ON VERIFICATION, IF EXCHANGES DO NOT FIND APPROPRIATE CREDENTIALS / FUNDAMENTALS ABOUT EXISTENCE OF THE COMPANY, EXCHANGES SHALL INITIATE THE PROCEEDING FOR COMPULSORY DELISTING AGAINST THE COMPANY, AND THE SAID COMPANY SHALL NOT BE PERMITTED TO DEAL IN ANY SECURITY ON EXCHANGE PLATFORM AND ITS HOLDING IN ANY DEPOSITORY ACCOUNT SHALL BE FROZEN TILL SUCH DELISTING PROCESS IS COMPLETED
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-APR-2020 TO 26-APR-2022
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-APR-2020 TO 26-APR-2022
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 27-APR-2020 TO 26-APR-2022
07-AUG-2017
|
SAT: SAT VIDE ITS ORDER DATED 23/08/2017 DIRECTED SEBI TO DISPOSE OFF REPRESENTATION OF THE APPELLANT AS EXPEDITIOUSLY AS POSSIBLE AND IN ANY EVENT WITHIN A PERIOD OF THREE WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
SEBI VIDE ITS ORDER DATED 13/09/2017 MODIFIED THE ACTIONS ENVISAGED IN SEBI’S LETTER DATED 07/08/2017 AND CONSEQUENTIAL ACTIONS TAKEN BY STOCK EXCHANGES 1) TRADING IN SECURITIES OF ESL SHALL BE REVERTED TO T GROUP OF BSE WITH APPLICABLE PRICE BAND IN TRADE TO TRADE SETTLEMENT 2) EXCHANGE SHALL APPOINT AN INDEPENDENT AUDITOR TO CONDUCT FORENSIC AUDIT OF ESL FOR VERIFICATION, INCLUDING CREDENTIALS/FINANCIALS OF ESL 3) PROMOTERS AND DIRECTORS IN ESL ARE PERMITTED ONLY TO BUY THE SECURITIES OF ESL. THE SHARES HELD BY PROMOTERS AND DIRECTORS IN ESL SHALL NOT BE ALLOWED TO BE TRANSFERRED FOR SALE, BY DEPOSITORIES 4) THE OTHER ACTIONS ENVISAGED IN SEBI’S LETTER DATED 07/08/2017 IN PARA 1 (D), AS MAY BE APPLICABLE, AND THE CONSEQUENTIAL ACTION TAKEN BY STOCK EXCHANGES SHALL CONTINUE TO HAVE EFFECT AGAINST EDYNAMICS SOLUTIONS LTD. DIRECTIONS SHALL TAKE EFFECT IMMEDIATELY AND SHALL BE IN FORCE UNTIL FURTHER ORDERS
SEBI VIDE ITS ORDER DATED 27/04/2020 DIRECTED TO RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET IN ANY MANNER WHATSOEVER, EITHER DIRECTLY OR INDIRECTLY FOR A PERIOD OF TWO YEARS FROM DATE OF THIS ORDER
|
| 4 |
|
|
INSPIRISYS SOLUTIONS LTD.
(PAN:AAACA5622M)
|
|
|
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N.R.PANICKER
(PAN:AFVPP5431Q)
|
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INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS VIOLATING SECTIONS 12A(A) TO 12A)C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(C) TO 3(D), 4(2)(F) AND 4(2)(K) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF INSPIRISYS SOLUTIONS LTD. (FORMERLY KNOWN AS ACCEL FRONTLINE LTD.)
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS VIOLATING CLAUSE 41 OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956 IN MATTER OF INSPIRISYS SOLUTIONS LTD. (FORMERLY KNOWN AS ACCEL FRONTLINE LTD.)
|
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 20-SEP-2023 TO 19-SEP-2024
20-SEP-2023
|
|
| 5 |
|
|
KAVIT INDUSTRIES LTD.
(PAN:AAACJ4907C)
|
|
|
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AMIT TARACHAND SHAH
(PAN:ACRPS5394L)
|
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BHAVESH DESAI
(PAN:AJMPD8376M)
|
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CHIRAG THAKKAR
(PAN:ADVPT4431A)
|
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JAYESHBHAI RAICHANDBHAI THAKKAR
(PAN:AAYPT7057L)
|
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JIGAR MOTTA
(PAN:ADOPM0296M)
|
|
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KALYANI RAJESHIRKE
(PAN:BMHPR8522A)
|
|
|
KIRAN SONI
(PAN:CDLPS9025D)
|
|
|
NIKHIL BHUT
(PAN:BDNPB0836J)
|
|
INDULGED IN MANIPULATION IN ANNUAL REPORTS AND BOOKS OF ACCOUNTS VIOLATING SECTION 21 OF SCRA READ WITH REGULATIONS 4(1)(A) TO (C) & (G), 4(2)(F)(I)(2), 4(2)(F)(II)(6) & (7) AND 4(2)(F)(III)(1),(3),(6) & (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF KAVIT INDUSTRIES LTD.
MISUSED COMPANY’S FUND INCLUDING THROUGH GRANT OF LOANS IN MATTER OF KAVIT INDUSTRIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-SEP-2018 TO 27-SEP-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-SEP-2018 TO 27-SEP-2021
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 28-SEP-2018 TO 27-SEP-2021
28-SEP-2018
|
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| 6 |
|
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PAREKH ALUMINEX LTD.
(CIN:L27203MH1994PLC080732)
|
|
|
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RAJENDRA MADANLAL GOTHI
(DIN:02211363)
|
|
ADOPTED DUBIOUS AND INCONSISTENT PRACTICES IN DRAWING UP ACCOUNTS
EMPLOYED DEVICES TO DEFRAUD THE INVESTORS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-OCT-2018 TO 30-OCT-2028
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-OCT-2018 TO 30-OCT-2028
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 31-OCT-2018 TO 30-OCT-2028
30-AUG-2017
|
|
| 7 |
|
|
PAREKH ALUMINEX LTD.
(CIN:L27203MH1994PLC080732)
|
|
|
|
RAJENDRA MADANLAL GOTHI
(DIN:02211363)
|
|
ADOPTED DUBIOUS AND INCONSISTENT PRACTICES IN DRAWING UP ACCOUNTS
EMPLOYED DEVICES TO DEFRAUD THE INVESTORS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-OCT-2018 TO 30-OCT-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-OCT-2018 TO 30-OCT-2023
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 31-OCT-2018 TO 30-OCT-2023
RESTRAINED FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC FROM 31-OCT-2018 TO 30-OCT-2023
30-AUG-2017
|
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| 8 |
|
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RANA SUGARS LTD.
(PAN:AABCR6744C)
|
|
|
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RANA INDER PRATAP SINGH
(PAN:AVNPS6106M)
|
|
DID NOT PERSONALLY APPEAR AND/OR PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF RANA SUGAR LTD.
INDULGED IN SIPHONING OFF/DIVERSION OF FUNDS TO ITS PROMOTERS AND THEIR FAMILY MEMBERS THROUGH CONDUIT ENTITIES VIOLATING SECTIONS 12A(B) AND 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(C), 3(D), 4(1), 4(2)(F) AND 4(2)(K) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RANA SUGAR LTD.
INDULGED IN SIPHONING OFF/DIVERSION OF FUNDS TO PROMOTERS AND THEIR FAMILY MEMBERS THROUGH CONDUIT ENTITIES VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), 4(1)(E), 4(1)(G), 4(1)(H), 4(1)(J), 4(2)(E)(I), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTIONS 27(1) AND 27(2) OF SEBI ACT, 1992 IN MATTER OF RANA SUGAR LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 27-AUG-2024 TO 26-AUG-2026
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 27-AUG-2024 TO 26-AUG-2026
DIRECTED TO EXTEND ALL NECESSARY ASSISTANCE AND AUTHORIZATION TO LAW FIRM
IMPOSED PENALTY
27-AUG-2024
|
|
| 9 |
|
|
RANA SUGARS LTD.
(PAN:AABCR6744C)
|
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|
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RANA RANJIT SINGH
(PAN:ADXPS5464N)
|
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RANA VEER PRATAP SINGH
(PAN:BAFPS9170M)
|
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DID NOT PERSONALLY APPEAR AND/OR PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF RANA SUGAR LTD.
INDULGED IN SIPHONING OFF/DIVERSION OF FUNDS TO ITS PROMOTERS AND THEIR FAMILY MEMBERS THROUGH CONDUIT ENTITIES VIOLATING SECTIONS 12A(B) AND 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(C), 3(D), 4(1), 4(2)(F) AND 4(2)(K) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RANA SUGAR LTD.
DID NOT MAKE DISCLOSURE OF RELATED PARTY TRANSACTIONS IN ANNUAL REPORTS VIOLATING REGULATIONS 4(1)(C) AND 4(1)(E) AOF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 27(2) OF SEBI ACT, 1992 IN MATTER OF RANA SUGAR LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 27-AUG-2024 TO 26-AUG-2026
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 27-AUG-2024 TO 26-AUG-2026
DIRECTED TO EXTEND ALL NECESSARY ASSISTANCE AND AUTHORIZATION TO LAW FIRM
IMPOSED PENALTY
27-AUG-2024
|
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| 10 |
|
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RANA SUGARS LTD.
(PAN:AABCR6744C)
|
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|
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RAJBANS KAUR
(PAN:AMVPK3864D)
|
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RANA GURJEET SINGH
(PAN:ADYPS5459E)
|
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RANA KARAN PARTAP SINGH
(PAN:BKYPS5096P)
|
|
DID NOT PERSONALLY APPEAR AND/OR PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF RANA SUGAR LTD.
INDULGED IN SIPHONING OFF/DIVERSION OF FUNDS TO ITS PROMOTERS AND THEIR FAMILY MEMBERS THROUGH CONDUIT ENTITIES VIOLATING SECTIONS 12A(B) AND 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(C), 3(D), 4(1), 4(2)(F) AND 4(2)(K) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RANA SUGAR LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 27-AUG-2024 TO 26-AUG-2026
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 27-AUG-2024 TO 26-AUG-2026
IMPOSED PENALTY
27-AUG-2024
|
|
| 11 |
|
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RANA SUGARS LTD.
(PAN:AABCR6744C)
|
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RANA PREET INDER SINGH
(PAN:BKYPS5068K)
|
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SUKHJINDER KAUR
(PAN:AMVPK3867A)
|
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INDULGED IN SIPHONING OFF/DIVERSION OF FUNDS TO ITS PROMOTERS AND THEIR FAMILY MEMBERS THROUGH CONDUIT ENTITIES VIOLATING SECTIONS 12A(B) AND 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(C), 3(D), 4(1), 4(2)(F) AND 4(2)(K) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RANA SUGAR LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 27-AUG-2024 TO 26-AUG-2026
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 27-AUG-2024 TO 26-AUG-2026
IMPOSED PENALTY
27-AUG-2024
|
|
| 12 |
|
|
RRPR HOLDING PVT.LTD.
(PAN:AADCR1710Q)
|
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|
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PRANNOY ROY
(PAN:AAHPR6037K)
|
|
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RADHIKA ROY
(PAN:AAHPR6038G)
|
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DID NOT MAKE DISCLOSURE OF MATERIAL INFORMATION TO NEW DELHI TELEVISION LTD. ABOUT LOAN AGREEMENT WITH VISHVAPRADHAN COMMERCIAL PVT.LTD VIOLATING CLAUSE 49(1) (D) OF EQUITY LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956
|
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 14-JUN-2019 TO 13-JUN-2020
IMPOSED PENALTY
14-JUN-2019
|
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
