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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 29-APR-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

REGISTRARS: VIOLATED SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 2015

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person S.K.INFOSOLUTIONS PVT.LTD.  
  DID NOT ENTER INTO LEGAL/VALID AGREEMENT WITH ITS 10 CLIENT BODY CORPORATE AT APPROPRIATE TIME VIOLATING INSTRUCTION 1 OF INSTRUCTIONS AND RTI CIRCULAR NO. 1(94-95) DATED 11/10/2014 AND REGULATION 9(1) (B) OF RTA & STA REGULATIONS 1993

DID NOT PROVIDE ACCESS TO CORRECT INFORMATION TO SEBI VIOLATING REGULATION 18(2) AND CLAUSE 2 OF CODE OF CONDUCT READ WITH REGULATION 13 OF RTA & STA REGULATION, 1993

DID NOT FORMULATE NECESSARY CODE OF CONDUCT UNDER REGULATION 9(1) OF SEBI (PIT) REGULATIONS, 2015  		IMPOSED PENALTY RS.5,00,000

19-SEP-2018
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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