| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
R B HORTICULTURE & ANIMAL PROJECT LTD.
(CIN:U01122WB2007PLC112359)
|
|
|
|
CHANDANA SARDAR
(PAN:CYUPS9717E)
|
|
|
JAYANTA BERA
(PAN:AWNPB7079H)
|
|
|
RABIN CHATTERJEE
(PAN:ARQPC7442M)
|
|
MOBILIZED RS.11.41 LACS FROM PUBLIC THROUGH ISSUANCE OF SECURED REDEEMABLE DEBENTURES (SRDS) BY WAY OF PRIVATE PLACEMENT TO 83 INVESTORS VIOLATING SECTIONS 62 OF THE COMPANIES ACT, 1956
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 31-DEC-2020 TILL FURTHER ORDERS
DIRECTED NOT TO DISPOSE OF, ALIENATE OR ENCUMBER ANY ASSETS / PROPERTIES
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC EITHER THROUGH OFFER AND ALLOTMENTS OF PREFERENCE SHARES AND/OR ALLOTMENT OF DEBENTURES
DIRECTED TO FURNISH ALL INFORMATION/DOCUMENTS IN CONNECTION WITH OFFER AND ALLOTMENT OF SECURED REDEEMABLE DEBENTURES
31-DEC-2020
|
|
| 2 |
|
|
RAKHAL BHAROTI FISH & FOOD PROCESSING LTD.
(CIN:U15139JH2011PLC015092)
|
|
|
MOBILIZED RS.11.41 LACS FROM PUBLIC THROUGH ISSUANCE OF SECURED REDEEMABLE DEBENTURES (SRDS) BY WAY OF PRIVATE PLACEMENT TO 83 INVESTORS VIOLATING SECTIONS 56, 60, 62, 67, 73 AND 117C OF THE COMPANIES ACT, 1956 AND SEBI (ISSUE AND LISTING OF DEBT SECURITIES) REGULATIONS, 2008
|
CEASED & DESIST FROM UNDERTAKING ANY ACTIVITY IN SECURITIES MARKET INCLUDING ACTIVITY OF ACTING AND REPRESENTING THROUGH ANY MEDIA (PHYSICAL OR DIGITAL) AS AN INVESTMENT ADVISOR, DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER FROM 31-DEC-2020 TILL FURTHER ORDERS
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 31-DEC-2020 TILL FURTHER ORDERS
DIRECTED NOT TO DISPOSE OF, ALIENATE OR ENCUMBER ANY ASSETS / PROPERTIES
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC EITHER THROUGH OFFER AND ALLOTMENTS OF PREFERENCE SHARES AND/OR ALLOTMENT OF DEBENTURES
DIRECTED TO FURNISH ALL INFORMATION/DOCUMENTS IN CONNECTION WITH OFFER AND ALLOTMENT OF SECURED REDEEMABLE DEBENTURES
31-DEC-2020
|
SEBI VIDE ITS NOTICE DATED 28/04/2023 DIRECTED TO PAY RS.11,40,500.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 28/04/2023 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 3 |
|
|
RAKHAL BHAROTI FISH & FOOD PROCESSING LTD.
(CIN:U15139JH2011PLC015092)
|
|
|
|
CHANDANA SARDAR
(PAN:CYUPS9717E)
|
|
|
JAYANTA BERA
(PAN:AWNPB7079H)
|
|
|
RABIN CHATTERJEE
(PAN:ARQPC7442M)
|
|
MOBILIZED RS.11.41 LACS FROM PUBLIC THROUGH ISSUANCE OF SECURED REDEEMABLE DEBENTURES (SRDS) BY WAY OF PRIVATE PLACEMENT TO 83 INVESTORS VIOLATING SECTIONS 62 OF THE COMPANIES ACT, 1956
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 31-DEC-2020 TILL FURTHER ORDERS
DIRECTED NOT TO DISPOSE OF, ALIENATE OR ENCUMBER ANY ASSETS / PROPERTIES
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC EITHER THROUGH OFFER AND ALLOTMENTS OF PREFERENCE SHARES AND/OR ALLOTMENT OF DEBENTURES
DIRECTED TO FURNISH ALL INFORMATION/DOCUMENTS IN CONNECTION WITH OFFER AND ALLOTMENT OF SECURED REDEEMABLE DEBENTURES
31-DEC-2020
|
|
| 4 |
|
|
RAKHAL BHAROTI FISH & FOOD PROCESSING LTD.
(CIN:U15139JH2011PLC015092)
|
|
|
|
KOUSHIK BAIDYA
(DIN:02011631)
|
|
|
RANJIT KUMAR BAIDYA
(DIN:01671669)
|
|
|
SUJIT BAIDYA
(DIN:01723330)
|
|
|
SWAPNA BAIDYA
(DIN:01671773)
|
|
MOBILIZED RS.11.41 LACS FROM PUBLIC THROUGH ISSUANCE OF SECURED REDEEMABLE DEBENTURES (SRDS) BY WAY OF PRIVATE PLACEMENT TO 83 INVESTORS VIOLATING SECTIONS 56, 60, 62, 67, 73 AND 117C OF THE COMPANIES ACT, 1956 AND SEBI (ISSUE AND LISTING OF DEBT SECURITIES) REGULATIONS, 2008
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 31-DEC-2020 TILL FURTHER ORDERS
DIRECTED NOT TO DISPOSE OF, ALIENATE OR ENCUMBER ANY ASSETS / PROPERTIES
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC EITHER THROUGH OFFER AND ALLOTMENTS OF PREFERENCE SHARES AND/OR ALLOTMENT OF DEBENTURES
DIRECTED TO FURNISH ALL INFORMATION/DOCUMENTS IN CONNECTION WITH OFFER AND ALLOTMENT OF SECURED REDEEMABLE DEBENTURES
31-DEC-2020
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
