| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
KATRAGADDA RAJESH
(PAN:AKVPK3486B)
|
|
|
RECONSTITUTED BOARD OF TRUSTEES TWICE VIOLATING REGULATION 3(4) OF SEBI (SBEB) REGULATIONS, 2014
DID NOT ENSURE OBTAINING OF SHARE HOLDERS APPROVAL TO IMPLEMENT THE ESPS SCHEME VIOLATING REGULATION 3(6) OF SEBI (SBEB) REGULATIONS, 2014
|
IMPOSED PENALTY RS.1,00,000
15-MAR-2022
|
SAT: SAT VIDE ITS ORDER DATED 10/08/2022 CONDONED THE DELAY IN FILING OF APPEAL. DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER. IN THE MEANWHILE, APPELLANTS TO DEPOSIT RS.30 LAC WITHIN THREE WEEKS FROM DATE OF THIS ORDER. IF AMOUNT IS DEPOSITED, BALANCE AMOUNT NOT TO BE RECOVERED DURING PENDENCY OF THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 10/10/2022 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 01/10/2024 APPELLANT SOUGHT THREE WEEKS TO FILE REJOINDER
|
| 2 |
|
|
KOMMINENI SRINIVAS RAO
(PAN:DUUPK0652M)
|
|
|
RECONSTITUTED BOARD OF TRUSTEES TWICE VIOLATING REGULATION 3(4) OF SEBI (SBEB) REGULATIONS, 2014
|
IMPOSED PENALTY RS.1,00,000
15-MAR-2022
|
SEBI VIDE ITS NOTICE DATED 17/06/2022 DIRECTED TO PAY RS.1,05,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SAT: SAT VIDE ITS ORDER DATED 10/08/2022 CONDONED THE DELAY IN FILING OF APPEAL. DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER. IN THE MEANWHILE, APPELLANTS TO DEPOSIT RS.30 LAC WITHIN THREE WEEKS FROM DATE OF THIS ORDER. IF AMOUNT IS DEPOSITED, BALANCE AMOUNT NOT TO BE RECOVERED DURING PENDENCY OF THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 10/10/2022 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 01/10/2024 APPELLANT SOUGHT THREE WEEKS TO FILE REJOINDER
|
| 3 |
|
|
KRISHNA JAYARAMAN
(PAN:DUUPK3943N)
|
|
|
RECONSTITUTED BOARD OF TRUSTEES TWICE VIOLATING REGULATION 3(4) OF SEBI (SBEB) REGULATIONS, 2014
|
IMPOSED PENALTY RS.1,00,000
15-MAR-2022
|
SEBI VIDE ITS ORDER DATED 13/06/2022 DIRECTED TO PAY RS.1,05,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS NOTICE DATED 15/07/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S. HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SAT: SAT VIDE ITS ORDER DATED 10/08/2022 CONDONED THE DELAY IN FILING OF APPEAL. DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER. IN THE MEANWHILE, APPELLANTS TO DEPOSIT RS.30 LAC WITHIN THREE WEEKS FROM DATE OF THIS ORDER. IF AMOUNT IS DEPOSITED, BALANCE AMOUNT NOT TO BE RECOVERED DURING PENDENCY OF THE APPEAL
SEBI VIDE ITS ORDER DATED 09/11/2022 DIRECTED ALL THE BANKS TO REMIT RS.1,10,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF MR.KRISHNA JAYARAMAN TO SEBI BY WAY OF EFT/NEFT/RTGS
SAT: SAT VIDE ITS ORDER DATED 10/10/2022 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 01/10/2024 APPELLANT SOUGHT THREE WEEKS TO FILE REJOINDER
|
| 4 |
|
|
L.MUNEASHWARI
(PAN:ABWPL2445F)
|
|
|
RECONSTITUTED BOARD OF TRUSTEES TWICE VIOLATING REGULATION 3(4) OF SEBI (SBEB) REGULATIONS, 2014
|
IMPOSED PENALTY RS.1,00,000
15-MAR-2022
|
SEBI VIDE ITS NOTICE DATED 17/06/2022 DIRECTED TO PAY RS.1,05,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SAT: SAT VIDE ITS ORDER DATED 10/08/2022 CONDONED THE DELAY IN FILING OF APPEAL. DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER. IN THE MEANWHILE, APPELLANTS TO DEPOSIT RS.30 LAC WITHIN THREE WEEKS FROM DATE OF THIS ORDER. IF AMOUNT IS DEPOSITED, BALANCE AMOUNT NOT TO BE RECOVERED DURING PENDENCY OF THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 10/10/2022 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 01/10/2024 APPELLANT SOUGHT THREE WEEKS TO FILE REJOINDER
|
| 5 |
|
|
MUTHUKRISHNAN SWAMINATHAN
(PAN:AAJPM4805C)
|
|
|
RECONSTITUTED BOARD OF TRUSTEES TWICE VIOLATING REGULATION 3(4) OF SEBI (SBEB) REGULATIONS, 2014
|
IMPOSED PENALTY RS.1,00,000
15-MAR-2022
|
SAT: SAT VIDE ITS ORDER DATED 10/08/2022 CONDONED THE DELAY IN FILING OF APPEAL. DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER. IN THE MEANWHILE, APPELLANTS TO DEPOSIT RS.30 LAC WITHIN THREE WEEKS FROM DATE OF THIS ORDER. IF AMOUNT IS DEPOSITED, BALANCE AMOUNT NOT TO BE RECOVERED DURING PENDENCY OF THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 10/10/2022 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 01/10/2024 APPELLANT SOUGHT THREE WEEKS TO FILE REJOINDER
|
| 6 |
|
|
NAGA RAMAKRISHNA LAKKIMSETTI
(PAN:ADRPL5494M)
|
|
|
RECONSTITUTED BOARD OF TRUSTEES TWICE VIOLATING REGULATION 3(4) OF SEBI (SBEB) REGULATIONS, 2014
DID NOT ENSURE OBTAINING OF SHARE HOLDERS APPROVAL TO IMPLEMENT THE ESPS SCHEME VIOLATING REGULATION 3(6) OF SEBI (SBEB) REGULATIONS, 2014
DID NOT FORM OF COMPENSATION COMMITTEE OR DESIGNATING ANY OTHER COMMITTEE FOR ADMINISTERING AND SUPERINTENDENCE OF ESPS SCHEME VIOLATING REGULATION 5 OF SEBI (SBEB) REGULATIONS, 2014
DID NOT OBTAIN APPROVAL OF SHAREHOLDERS FOR IMPLEMENTATION OF ESPS VIOLATING REGULATION 6 OF SEBI (SBEB) REGULATIONS, 2014
DID NOT PLACE CERTIFICATE OF COMPLIANCE OF SCHEMES AS PER REGULATIONS FROM AUDITORS IN AGM VIOLATING REGULATION 13 OF SEBI (SBEB) REGULATIONS, 2014
|
IMPOSED PENALTY RS.5,00,000
15-MAR-2022
|
SEBI VIDE ITS NOTICE DATED 20/06/2022 DIRECTED TO PAY RS.5,21,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SAT: SAT VIDE ITS ORDER DATED 10/08/2022 CONDONED THE DELAY IN FILING OF APPEAL. DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER. IN THE MEANWHILE, APPELLANTS TO DEPOSIT RS.30 LAC WITHIN THREE WEEKS FROM DATE OF THIS ORDER. IF AMOUNT IS DEPOSITED, BALANCE AMOUNT NOT TO BE RECOVERED DURING PENDENCY OF THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 10/10/2022 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 01/10/2024 APPELLANT SOUGHT THREE WEEKS TO FILE REJOINDER
|
| 7 |
|
|
PRABHAKAR RAO KALLUR
(PAN:AQUPP3810B)
|
|
|
DID NOT ENSURE OBTAINING OF SHARE HOLDERS APPROVAL TO IMPLEMENT THE ESPS SCHEME VIOLATING REGULATION 3(6) OF SEBI (SBEB) REGULATIONS, 2014
|
IMPOSED PENALTY RS.1,00,000
15-MAR-2022
|
SEBI VIDE ITS NOTICE DATED 20/06/2022 DIRECTED TO PAY RS.1,05,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SAT: SAT VIDE ITS ORDER DATED 10/08/2022 CONDONED THE DELAY IN FILING OF APPEAL. DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER. IN THE MEANWHILE, APPELLANTS TO DEPOSIT RS.30 LAC WITHIN THREE WEEKS FROM DATE OF THIS ORDER. IF AMOUNT IS DEPOSITED, BALANCE AMOUNT NOT TO BE RECOVERED DURING PENDENCY OF THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 10/10/2022 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 01/10/2024 APPELLANT SOUGHT THREE WEEKS TO FILE REJOINDER
|
| 8 |
|
|
SANJIV GUPTA
(PAN:AEFPG3769R)
|
|
|
RECONSTITUTED BOARD OF TRUSTEES TWICE VIOLATING REGULATION 3(4) OF SEBI (SBEB) REGULATIONS, 2014
|
IMPOSED PENALTY RS.1,00,000
15-MAR-2022
|
SAT: SAT VIDE ITS ORDER DATED 10/08/2022 CONDONED THE DELAY IN FILING OF APPEAL. DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER. IN THE MEANWHILE, APPELLANTS TO DEPOSIT RS.30 LAC WITHIN THREE WEEKS FROM DATE OF THIS ORDER. IF AMOUNT IS DEPOSITED, BALANCE AMOUNT NOT TO BE RECOVERED DURING PENDENCY OF THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 10/10/2022 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 01/10/2024 APPELLANT SOUGHT THREE WEEKS TO FILE REJOINDER
|
| 9 |
|
|
SREEDHAR KARANAM
(PAN:ACDPS8671G)
|
|
|
DID NOT ENSURE OBTAINING OF SHARE HOLDERS APPROVAL TO IMPLEMENT THE ESPS SCHEME VIOLATING REGULATION 3(6) OF SEBI (SBEB) REGULATIONS, 2014
|
IMPOSED PENALTY RS.1,00,000
15-MAR-2022
|
SEBI VIDE ITS NOTICE DATED 17/06/2022 DIRECTED TO PAY RS.1,05,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SAT: SAT VIDE ITS ORDER DATED 10/08/2022 CONDONED THE DELAY IN FILING OF APPEAL. DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER. IN THE MEANWHILE, APPELLANTS TO DEPOSIT RS.30 LAC WITHIN THREE WEEKS FROM DATE OF THIS ORDER. IF AMOUNT IS DEPOSITED, BALANCE AMOUNT NOT TO BE RECOVERED DURING PENDENCY OF THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 10/10/2022 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 01/10/2024 APPELLANT SOUGHT THREE WEEKS TO FILE REJOINDER
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
