| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 181 |
|
MODERN DENIM LTD.
|
|
|
REGISTRATION EXPIRED
DID NOT APPLY FOR RENEWAL OF REGISTRATION
|
CANCELLED REGISTRATION AS REGISTRAR FROM 31-DEC-1997
11-FEB-1998
|
COMPANY VIDE ITS AGREEMENT DATED 14/08/2018 APPOINTED BEETAL FINANCIAL & COMPUTER SERVICES PVT.LTD. AS REGISTRAR & SHARE TRANSFER AGENT, FOR THREE YEARS FROM 14/08/2018 TO 13/08/2021
|
| 182 |
|
|
MODERN TERRY TOWELS LTD.
|
|
|
REGISTRATION EXPIRED
DID NOT APPLY FOR RENEWAL OF REGISTRATION
|
CANCELLED REGISTRATION AS REGISTRAR FROM 31-DEC-1997
04-MAR-1999
|
|
| 183 |
|
|
MODERN WOOLLENS LTD.
|
|
|
REGISTRATION EXPIRED
DID NOT APPLY FOR RENEWAL OF REGISTRATION
|
CANCELLED REGISTRATION AS REGISTRAR FROM 31-DEC-1997
11-FEB-1998
|
|
| 184 |
|
|
MONDKAR COMPUTERS PVT.LTD.
|
|
|
ALLEGED FAILURE IN OBTAINING PRIOR APPROVAL FOR CHANGE IN SHAREHOLDING RESULTING IN CHANGE IN CONTROL AS REQUIRED UNDER REGULATION 9A(1) (A) OF SEBI (REGISTRAR TO AN ISSUE & SHARE TRANSFER AGENTS) REGULATIONS, 1993 IN MATTER OF TRANSFER OF 50340 SHARES (59.98%) FROM MR.MILIND MONDKAR AND MS.SHUBHA MONDKAR TO IT PEOPLE PVT.LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,50,000 VIDE CONSENT ORDER)
18-MAY-2011
|
|
| 185 |
|
|
MONEYCARE FINANCE & LEASING LTD.
|
|
|
REGISTRATION EXPIRED
DID NOT APPLY FOR RENEWAL OF REGISTRATION
|
CANCELLED REGISTRATION AS REGISTRAR FROM 31-MAR-1998
03-DEC-1998
|
|
| 186 |
|
|
MOREKHA SHARE TRANSFER AGENTS & CONS.PVT.LTD.
|
|
|
CEASED TO BE REGISTERED WITH SEBI AS REGISTRAR
|
CANCELLED REGISTRATION AS REGISTRAR FROM 11-MAR-1999
11-MAR-1999
|
|
| 187 |
|
|
MUKESH TRIVEDI
|
|
|
|
PINNACLE SHARES REGISTRY PVT.LTD.
|
|
DID NOT DEMATERIALISE SHARES IN TIME
INDULGED IN CONSPIRACY WITH COMPANY IN FRAUDULENTLY TRANSFERRING SHARES TO ACCOUNTS OF PROMOTERS AND RELATED ENTITIES IN MATTER OF PARSOLI CORP.LTD.
INDULGED IN CONSPIRACY WITH PROMOTERS IN DELAYING TRANSFER OF SHARES IN MATTER OF PARSOLI CORP.LTD.
|
CANCELLED REGISTRATION AS REGISTRAR FROM 20-FEB-2009 TILL FURTHER ORDERS
DEBARRED FROM UNDERTAKING FRESH BUSINESS AS REGISTRAR FROM 20-FEB-2009 TILL FURTHER ORDERS
20-FEB-2009
|
CANCELLED CERTIFICATE OF REGISTRATION AS REGISTRAR TO AN ISSUE AND SHARE TRANSFER AGENT W.E.F.28/02/2010.FURTHER DIRECTED 1) NOT TO TAKE NEW CLIENTS UNDER SAID CERTIFICATE OF REGISTRATION 2) TO HANDOVER ALL PHYSICAL RECORDS AND DEMAT RECORDS TO CLIENTS COMPANIES AFTER CERTIFYING INTEGRITY AND CORRECTNESS UNDER INTIMATION TO SEBI AND ISSUE A CERTIFICATE TO SEBI TO THIS EFFECT AND 3) TO INFORM CLIENTS COMPANIES TO MAKE ARRANGEMENT OF ANOTHER REGISTRAR AND SHARE TRANSFER AGENT
SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
|
| 188 |
|
|
N.B.SERVICES PVT.LTD.
|
|
|
REGISTRATION EXPIRED
DID NOT APPLY FOR RENEWAL OF REGISTRATION
|
CANCELLED REGISTRATION AS REGISTRAR FROM 15-FEB-1999
04-MAR-1999
|
|
| 189 |
|
|
N.B.SERVICES PVT.LTD.
|
|
|
DID NOT PAY FEES TO SEBI
|
SUSPENDED REGISTRATION AS REGISTRAR FROM 18-DEC-1998
18-DEC-1998
|
|
| 190 |
|
|
N.D.MANAGEMENT SERVICES PVT.LTD.
|
|
|
CEASED TO BE REGISTERED WITH SEBI AS REGISTRAR
|
CANCELLED REGISTRATION AS REGISTRAR FROM 07-SEP-1999
07-SEP-1999
|
|
| 191 |
|
|
NAGARJUNA INVESTORS SERVICES LTD.
|
|
|
NAGARJUNA FINANCE LTD. IS ONE OF THE PROMOTERS OF THE APPLICANT COMPANY HAD NOT REPAID MATURED PUBLIC DEPOSITS ON TIME AND THUS VIOLATED ORDER PASSED BY COMPANY LAW BOARD
NAGARJUNA FINANCE LTD. HAD NOT FINALIZED ITS BALANCE SHEETS AS ON MARCH 31, 2002 AND MARCH 31, 2003 ON TIME
NAGARJUNA FINANCE LTD. WAS UNDERSTOOD TO BE FACING A WINDING UP PETITION UNDER THE PROVISIONS OF SECTION 45 MC OF THE RBI ACT, 1934
SEBI LAUNCHED PROSECUTION AGAINST NAGARJUNA SECURITIES LTD. UNDER PROVISION OF SECTION 24 OF SEBI ACT 1992, READ WITH SEBI (STOCK BROKERS AND SUB-BROKERS) RULES AND REGULATIONS, 1992 AND SECTION 23 (G) AND (H) OF THE SECURITIES CONTRACTS REGULATION ACT 1956
|
REJECTED APPLICATION FOR RENEWAL OF REGISTRATION AS REGISTRAR
03-AUG-2004
|
|
| 192 |
|
|
NALIN P.PATEL
|
|
|
|
COMPUQUICK DATAMATION (INDIA) LTD.
|
|
COMMITTED IRREGULARITIES IN PUBLIC ISSUE OF DHANLAXMI LEASE FINANCE LTD. (MULTIPLE AND BENAMI APPLICATIONS, INCOMPLETE APPLICATIONS, APPLICATIONS ACCEPTED AFTER CLOSURE OF THE ISSUE ETC.)
|
WARNED/DIRECTED TO BE MORE CAREFUL WHILE DEALING WITH SECURITIES MARKET
31-JUL-2009
|
|
| 193 |
|
|
NATH CAPITAL & FINANCIAL SERVICES LTD.
|
|
|
REGISTRATION EXPIRED
DID NOT APPLY FOR RENEWAL OF REGISTRATION
|
CANCELLED REGISTRATION AS REGISTRAR FROM 15-NOV-1998
03-DEC-1998
|
|
| 194 |
|
|
NAV-JAY COMP & FIN.PVT.LTD.
|
|
|
CEASED TO BE REGISTERED WITH SEBI AS REGISTRAR
|
CANCELLED REGISTRATION AS REGISTRAR FROM 26-APR-1999
26-APR-1999
|
|
| 195 |
|
|
NAVMEE CAPITAL MANAGEMENT LTD.
|
|
|
REGISTRATION EXPIRED
DID NOT APPLY FOR RENEWAL OF REGISTRATION
|
CANCELLED REGISTRATION AS REGISTRAR FROM 15-OCT-1997
11-FEB-1998
|
|
| 196 |
|
|
NICHE TECHNOLOGIES PVT.LTD.
(PAN:AAACO2823L)
|
|
|
DID NOT MAINTAIN SPECIMEN SIGNATURE CARDS IN HARD COPY/MAGNETIC MEDIA VIOLATING REGULATION 71 OF SEBI (DEPOSITORIES AND PARTICIPANTS) REGULATIONS, 2018 READ WITH CLAUSE 2 (VII) OF RRTI CIRCULAR NO.1 (94-95) DATED 11/10/1994
DID NOT MAINTAIN HIGH STANDARDS OF INTEGRITY, PROMPTITUDE AND DID NOT EXERCISE DUE DILIGENCE, ENSURE PROPER CARE AND INDEPENDENT PROFESSIONAL JUDGEMENT VIOLATING CLAUSES 1 TO 3 OF CODE OF CONDUCT AS SPECIFIED UNDER REGULATION 13 OF SEBI (REGISTRAR TO AN ISSUE AND SHARE TRANSFER AGENTS) REGULATION, 1993
|
IMPOSED PENALTY RS.1,00,000
28-JUL-2022
|
|
| 197 |
|
|
NIPAR FINANCIAL SERVICES LTD.
|
|
|
|
AKSHAY ASHWIN PARIKH
|
|
|
NITIN HASMUKH PARIKH
|
|
DID NOT EXERCISE DUE DILIGENCE IN PUBLIC ISSUE OF GROWMORE SOLVENTS LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-JUL-2004 TO 21-JUL-2006
22-JUL-2004
|
SAT: IMPUGNED ORDER UPHELD BUT ABSOLVED PENALTY IMPOSED ON NITIN HASMUKH PARIKH
|
| 198 |
|
|
NITIN HASMUKH PARIKH
|
|
|
|
NIPAR FINANCIAL SERVICES LTD.
|
|
DID NOT EXERCISE DUE DILIGENCE IN PUBLIC ISSUE OF GROWMORE SOLVENTS LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-JUL-2004 TO 21-JUL-2006
22-JUL-2004
|
SAT: IMPUGNED ORDER UPHELD BUT ABSOLVED PENALTY IMPOSED ON NITIN HASMUKH PARIKH
|
| 199 |
|
|
NUTECH DATA MANAGEMENT (PVT.) LTD.
|
|
|
REGISTRATION EXPIRED
DID NOT APPLY FOR RENEWAL OF REGISTRATION
|
CANCELLED REGISTRATION AS REGISTRAR FROM 31-JAN-1998
03-DEC-1998
|
|
| 200 |
|
|
OCTAGON INFORMATION SYSTEMS (PVT.) LTD.
|
|
|
DID NOT PAY FEES TO SEBI
|
SUSPENDED REGISTRATION AS REGISTRAR FROM 26-NOV-1998
26-NOV-1998
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 10 of 18
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