| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 261 |
|
SAURABH KUMAR TAYAL
(PAN:AABPT2950R)
|
|
|
|
SINGLE POINT SECURITY SOLUTIONS PVT.LTD.
|
|
CONNECTED WITH THE KSL INDUSTRIES LTD. AND ITS DIRECTORS SANJAY K.TAYAL, PRAVIN K.TAYAL AND NAVIN K.TAYAL WHO STOOD DEBARRED FROM ACCESSING CAPITAL MARKET FOR A PERIOD OF 2 YEARS TILL JUNE 17, 2005
|
REJECTED APPLICATION FOR REGISTRATION AS SHARE TRANSFER AGENT
02-JUL-2004
|
|
| 262 |
|
|
SHAKTHI SOFTWARE
|
|
|
REGISTRATION EXPIRED
DID NOT APPLY FOR RENEWAL OF REGISTRATION
|
CANCELLED REGISTRATION AS REGISTRAR FROM 14-MAY-1998
04-MAR-1999
|
|
| 263 |
|
|
SHARE AIDS PVT.LTD.
|
|
|
DID NOT APPLY FOR RENEWAL OF REGISTRATION
|
CANCELLED REGISTRATION AS REGISTRAR FROM 31-AUG-2000
03-OCT-2000
|
|
| 264 |
|
|
SHAREPRO SERVICE INDIA PVT.LTD.
(PAN:AAICS5500L)
|
|
|
|
BALRAM MUKHERJEE
PAN:CIGPM5834A
|
|
|
BHAGYALAKSHMI GOVINDRAJ RAO
PAN:AEGPR6549K
|
|
|
GOVINDRAJ RAO
PAN:AGAPR1557P
|
|
|
INDIRA PRASHANT KARKERA
PAN:ADUPK3802B
|
|
|
PRASHANT NARAYAN KARKERA
PAN:AANPK8238K
|
|
DID NOT MAINTAIN INTERNAL SYSTEMS, CHECK & BALANCES AND CONTROL TO KEEP RECORDS OF UNPAID DIVIDEND AND ISSUED NEW INSTRUMENTS FOR UNPAID DIVIDEND
AUTHORIZED ISSUANCES OF NEW CERTIFICATES WITHOUT ANY REQUEST OR AUTHORISATION FROM SHAREHOLDERS
DID NOT MAINTAIN PROPER CONTROL OVER SHARE TRANSFER OPERATIONS
TRANSFERRED SHARES AND DIVIDENDS FROM THE ACCOUNTS OF GENUINE INVESTORS TO ENTITIES LINKED WITH THE TOP MANAGEMENT
FALSIFIED RECORDS TO AVOID AUDIT TRAILS
DID NOT COOPERATE WITH INVESTIGATION AND ATTEMPTED TO MISLED THE INVESTIGATION
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 22-MAR-2016 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-MAR-2016 TILL FURTHER ORDERS
22-MAR-2016
|
SEBI VIDE ITS ORDER DATED 03/11/2017 CONFIRMED ITS DIRECTIONS ISSUED VIDE ITS EX-PARTE INTERIM ORDER DATED 22/03/2016
|
| 265 |
|
|
SHAREPRO SERVICE INDIA PVT.LTD.
(PAN:AAICS5500L)
|
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
|
IMPOSED PENALTY RS.1,00,000
04-JUN-2010
|
|
| 266 |
|
|
SHAREPRO SERVICE INDIA PVT.LTD.
(PAN:AAICS5500L)
|
|
|
PROCESSED TRANSFER OF SHARES WITHOUT HAVING SPECIMEN SIGNATURE RECORDS
|
CANCELLED REGISTRATION AS REGISTRAR FROM 30-SEP-2020
30-SEP-2020
|
|
| 267 |
|
|
SHAREX DYNAMIC (INDIA) PVT.LTD.
|
|
|
ALLEGED ALLOWING ITS CLIENT CHITRAKUT COMPUTERS PVT.LTD.TO TRANSFER THE SHARES IN OFF-MARKET, WHO WAS DEBARRED BY SEBI IN MATTER OF BAFFIN ENGINEERING PROJECTS LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.4,00,000 VIDE CONSENT ORDER)
07-DEC-2010
|
|
| 268 |
|
|
SHAREX DYNAMIC (INDIA) PVT.LTD.
|
|
|
PROCESSED TRANSFER OF SHARES DESPITE SIGNIFICANT MISMATCH BETWEEN SIGNATURE OF TRANSFEROR AND HIS SPECIMEN SIGNATURE
PROCESSED TRANSFER OF SHARES WITHOUT HAVING SPECIMEN SIGNATURE RECORDS
|
PROHIBITED FROM ACCEPTING FRESH/NEW CLIENTS FROM 24-MAY-2019 TO 23-JUN-2019
24-MAY-2019
|
|
| 269 |
|
|
SHARP INFORMATION & PROCESSING SERVICES PVT.LTD.
(CIN:U74140GJ1993PTC019142)
|
|
|
CEASED TO BE REGISTERED WITH SEBI AS REGISTRAR
|
CANCELLED REGISTRATION AS REGISTRAR FROM 28-MAY-1999
28-MAY-1999
|
|
| 270 |
|
|
SHELL CONSULTANCY SERVICES PVT.LTD.
|
|
|
DID NOT PAY FEES TO SEBI
|
SUSPENDED REGISTRATION AS REGISTRAR FROM 26-NOV-1998
26-NOV-1998
|
|
| 271 |
|
|
SHIVA FINANCIAL SERVICES LTD.
|
|
|
REGISTRATION EXPIRED
DID NOT APPLY FOR RENEWAL OF REGISTRATION
|
CANCELLED REGISTRATION AS REGISTRAR FROM 15-NOV-1997
03-DEC-1998
|
|
| 272 |
|
|
SHREE LAKSHMI ENTERPRISES
|
|
|
CEASED TO BE REGISTERED WITH SEBI AS REGISTRAR
|
CANCELLED REGISTRATION AS REGISTRAR FROM 18-MAY-1999
18-MAY-1999
|
|
| 273 |
|
|
SHREE SYNTHETICS LTD.
|
|
|
REGISTRATION EXPIRED
DID NOT APPLY FOR RENEWAL OF REGISTRATION
|
CANCELLED REGISTRATION AS REGISTRAR FROM 28-FEB-1998
03-DEC-1998
|
|
| 274 |
|
|
SHREE TAYAL CONSULTANTS
|
|
|
DID NOT PAY FEES TO SEBI
|
CANCELLED REGISTRATION AS REGISTRAR FROM 26-APR-1999
26-APR-1999
|
|
| 275 |
|
|
SHREE TAYAL CONSULTANTS
|
|
|
DID NOT PAY FEES TO SEBI
|
SUSPENDED REGISTRATION AS REGISTRAR FROM 18-DEC-1998
18-DEC-1998
|
|
| 276 |
|
|
SIMVEE ASSOCIATES
|
|
|
REGISTRATION EXPIRED
DID NOT APPLY FOR RENEWAL OF REGISTRATION
|
CANCELLED REGISTRATION AS REGISTRAR FROM 15-APR-1998
04-MAR-1999
|
|
| 277 |
|
|
SINDHU CORPORATE SERVICES PVT.LTD.
|
|
|
COMMITTED IRREGULARITIES IN PUBLIC ISSUE OF SANKHYA INFOTECH LTD.
|
SUSPENDED REGISTRATION AS REGISTRAR FROM 10-JUL-2004 TO 09-OCT-2004
18-JUN-2004
|
|
| 278 |
|
|
SINGHAL CAPITAL MARKETS LTD.
|
|
|
REGISTRATION EXPIRED
DID NOT APPLY FOR RENEWAL OF REGISTRATION
|
CANCELLED REGISTRATION AS REGISTRAR FROM 15-AUG-1996
11-FEB-1998
|
|
| 279 |
|
|
SINGLE POINT SECURITY SOLUTIONS PVT.LTD.
|
|
|
|
JAYESH MERCHANT
|
|
|
SANJAY KUMAR TAYAL
|
|
|
SAURABH KUMAR TAYAL
PAN:AABPT2950R
|
|
|
SUBHASH JAMBHALE
|
|
CONNECTED WITH THE KSL INDUSTRIES LTD. AND ITS DIRECTORS SANJAY K.TAYAL, PRAVIN K.TAYAL AND NAVIN K.TAYAL WHO STOOD DEBARRED FROM ACCESSING CAPITAL MARKET FOR A PERIOD OF 2 YEARS TILL JUNE 17, 2005
|
REJECTED APPLICATION FOR REGISTRATION AS SHARE TRANSFER AGENT
02-JUL-2004
|
|
| 280 |
|
|
SKYLINE FINANCIAL SERVICES PVT.LTD.
|
|
|
DID NOT HAVE VALID NCFM/NISM CERTIFICATE
DID NOT MAINTAIN SPECIMEN SIGNATURES OF SHAREHOLDER HOLDING SHARES IN PHYSICAL FORM
ISSUED DUPLICATE SHARE CERTIFICATES WITHOUT VERIFICATION
PROCESSED TRANSFER AND TRANSMISSION REQUESTS WITHOUT OBTAINING PROPER DOCUMENTS AND ON THE BASIS OF DEFICIENT/FAKE DOCUMENT
DID NOT MAINTAIN DATABASE OF DEMAT ALERT REQUEST
DID NOT MAINTAIN CHANGE OF BANK ACCOUNT DETAILS REQUEST
DID NOT MAINTAIN PROOF OF IDENTITY & ADDRESS OF CLIENTS AND DID NOT SUBMIT PAN OF SELLER
DID NOT CO-OPERATE WITH SEBI IN INSPECTION
|
IMPOSED PENALTY RS.8,00,000
27-MAR-2023
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 14 of 18
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