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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 27-MAY-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

SUB-BROKERS: CANCELLED REGISTRATION AS STOCK BROKER

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
41
History of entity/person A.NAGI REDDY

(Sub-Broker of ANAGRAM CAPITAL LTD., Member : NSE)  
Click here to view complete history of this specific entity/person A.NAGI REDDY,M/S

(Sub-Broker of ANAGRAM CAPITAL LTD., Member : NSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 28-MAR-2011

28-MAR-2011 		 
42
History of entity/person A.NAGI REDDY,M/S

(Sub-Broker of ANAGRAM CAPITAL LTD., Member : NSE)  
Click here to view complete history of this specific entity/person A.NAGI REDDY
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 28-MAR-2011

28-MAR-2011 		 
43
History of entity/person A.P.INVESTMENT

(Sub-Broker of R.JAMNADAS TULSIDAS SHAH, Member : BSE)  
Click here to view complete history of this specific entity/person PARAG AJIT SHAH
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

10-MAR-2012 		 
44
History of entity/person A.P.SOOD & ASSOCIATES

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person ALKA SOOD
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

24-MAR-2012 		 
45
History of entity/person A.R.J.FINANCIAL CONSULTANTS INDIA PVT.LTD.

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

24-MAR-2012 		 
46
History of entity/person A.R.MOHAMED SADIQ

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person A.R.MOHAMED SADIQ,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 09-JUL-2011

09-JUL-2011 		 
47
History of entity/person A.R.MOHAMED SADIQ,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person A.R.MOHAMED SADIQ
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 09-JUL-2011

09-JUL-2011 		 
48
History of entity/person A.R.P.SHARES PVT.LTD.

(Sub-Broker of UPSE SECURITIES LTD., Member : BSE)  
  EXECUTED TRADES WHERE BROKER HIMSELF WAS BUYER AS WELL AS SELLER

DID NOT EXERCISE DUE CARE AND SKILL IN DEALING WITH CLIENTS

INDULGED IN UNAUTHORISED FUND-BASED ACTIVITIES   		SUSPENDED REGISTRATION AS SUB-BROKER FROM 25-DEC-2006 TO 31-DEC-2006

04-DEC-2006 		 
49
History of entity/person A.R.SHAH

(Sub-Broker of JAGRUTI SECURITIES LTD., Member : BSE)  
Click here to view complete history of this specific entity/person M.A.INVESTMENT

(Sub-Broker of JAGRUTI SECURITIES LTD., Member : BSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 09-JAN-2008

09-JAN-2008 		 
50
History of entity/person A.R.SULLAD

(Sub-Broker of RELIANCE SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person SHRI SHAKAMBARI ASSOCIATE

(Sub-Broker of RELIANCE SECURITIES LTD., Member : NSE/BSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

01-MAR-2014 		 
51
History of entity/person A.R.TIBREWAL

(Sub-Broker of RELIANCE SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person A.R.TIBREWAL,M/S

(Sub-Broker of RELIANCE SECURITIES LTD., Member : NSE/BSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2018

10-MAR-2018 		 
52
History of entity/person A.R.TIBREWAL,M/S

(Sub-Broker of RELIANCE SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person A.R.TIBREWAL
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2018

10-MAR-2018 		 
53
History of entity/person A.RAMA RAO

(Sub-Broker of TECHNO SHARES & STOCKS LTD., Member : BSE)  
Click here to view complete history of this specific entity/person PAARK SECURITIES PVT.LTD.

(Sub-Broker of TECHNO SHARES & STOCKS LTD., Member : BSE)
  		FACILITATED VIOLATION OF REGULATION 4(E) OF SEBI (PFUTP) REGULATIONS

DID NOT EXERCISE DUE CARE AND DILIGENCE   		SUSPENDED REGISTRATION AS SUB-BROKER FROM 17-FEB-2005 TO 16-AUG-2005

27-JAN-2005 		SAT: IMPUGNED ORDER MODIFIED BY REDUCING PERIOD OF SUSPENSION FROM 6 MONTHS TO 3 MONTHS  
54
History of entity/person A.RAMACHANDRA ALSE

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person A.RAMACHANDRA ALSE,M/S

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE/BSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

22-FEB-2012 		 
55
History of entity/person A.RAMACHANDRA ALSE,M/S

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person A.RAMACHANDRA ALSE
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

22-FEB-2012 		 
56
History of entity/person A.RAMBABU

(Sub-Broker of INDIA INFOLINE LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person A.RAMBABU,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : NSE/BSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

30-SEP-2011 		 
57
History of entity/person A.RAMBABU,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person A.RAMBABU
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

30-SEP-2011 		 
58
History of entity/person A.RATHINAPANDIAN

(Sub-Broker of ANAGRAM CAPITAL LTD., Member : NSE)  
Click here to view complete history of this specific entity/person A.RATHINAPANDIAN,M/S

(Sub-Broker of ANAGRAM CAPITAL LTD., Member : NSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 17-SEP-2010

17-SEP-2010 		 
59
History of entity/person A.RATHINAPANDIAN,M/S

(Sub-Broker of ANAGRAM CAPITAL LTD., Member : NSE)  
Click here to view complete history of this specific entity/person A.RATHINAPANDIAN
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 17-SEP-2010

17-SEP-2010 		 
60
History of entity/person A.S.ASSOCIATES

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2013

05-MAR-2013 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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