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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 27-MAY-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

SUB-BROKERS: CANCELLED REGISTRATION AS STOCK BROKER

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
61
History of entity/person A.S.SECURITIES

(Sub-Broker of PRANAV SECURITIES PVT.LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

26-FEB-2013 		 
62
History of entity/person A.SABITHA,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person A.SABITHA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 24-FEB-2009

24-FEB-2009 		 
63
History of entity/person A.SRINIVAS REDDY

(Sub-Broker of SMC GLOBAL SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person A.SRINIVAS REDDY,M/S

(Sub-Broker of SMC GLOBAL SECURITIES LTD., Member : NSE/BSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

30-AUG-2012 		 
64
History of entity/person A.SRINIVAS REDDY,M/S

(Sub-Broker of SMC GLOBAL SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person A.SRINIVAS REDDY
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

30-AUG-2012 		 
65
History of entity/person A.UMAKANTHA

(Sub-Broker of SUSHIL FINANCIAL SERVICES PVT.LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person SRI LAKSHAMI VENKATESHWARA SHARES

(Sub-Broker of SUSHIL FINANCIAL SERVICES PVT.LTD., Member : BSE/NSE)
  		IN THE PROCESS OF CANCELING SUB-BROKER REGISTRATION   CANCELLED REGISTRATION AS SUB-BROKER FROM 24-MAR-2011

24-MAR-2011 		 
66
History of entity/person A.V.INVESTMENTS

(Sub-Broker of HEM SECURITIES LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

06-AUG-2012 		 
67
History of entity/person A.V.SATHEESH KUMAR

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person A.V.SATHEESH KUMAR,M/S

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2013

05-MAR-2013 		 
68
History of entity/person A.V.SATHEESH KUMAR,M/S

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person A.V.SATHEESH KUMAR
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2013

05-MAR-2013 		 
69
History of entity/person A.VENKATESAN

(Sub-Broker of ANAGRAM CAPITAL LTD., Member : NSE)  
Click here to view complete history of this specific entity/person A.VENKATESAN,M/S

(Sub-Broker of ANAGRAM CAPITAL LTD., Member : NSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 17-SEP-2010

17-SEP-2010 		 
70
History of entity/person A.VENKATESAN,M/S

(Sub-Broker of ANAGRAM CAPITAL LTD., Member : NSE)  
Click here to view complete history of this specific entity/person A.VENKATESAN
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 17-SEP-2010

17-SEP-2010 		 
71
History of entity/person AADESHWAR INVESTMENT

(Sub-Broker of HEM FINLEASE PVT.LTD., Member : NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

06-AUG-2012 		 
72
History of entity/person AADHAR A.SIGTIA

(Sub-Broker of INDIA INFOLINE LTD., Member : NSE)  
Click here to view complete history of this specific entity/person AADHAR A.SIGTIA,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : NSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

21-MAR-2012 		 
73
History of entity/person AADHAR A.SIGTIA

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE)  
Click here to view complete history of this specific entity/person AADHAR A.SIGTIA,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

13-APR-2012 		 
74
History of entity/person AADHAR A.SIGTIA,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE)  
Click here to view complete history of this specific entity/person AADHAR A.SIGTIA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

13-APR-2012 		 
75
History of entity/person AADHAR A.SIGTIA,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : NSE)  
Click here to view complete history of this specific entity/person AADHAR A.SIGTIA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

21-MAR-2012 		 
76
History of entity/person AADHAR SECURITIES PVT.LTD.

(PAN:AACCA9689C)

(Sub-Broker of K & A SECURITIES PVT.LTD., Member : BSE)  
Click here to view complete history of this specific entity/person ALOK LODHA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 21-MAY-2010

21-MAY-2010 		 
77
History of entity/person AADITYA INVESTMENT SERVICES

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person VINAYAK GITARAM CHIKANE
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 11-JUN-2010

11-JUN-2010 		 
78
History of entity/person AADYA STOCKS PVT.LTD.

(Sub-Broker of MSE FINANCIAL SERVICES LTD., Member : BSE)  
  DID NOT COLLECT MARGINS FROM CLIENTS

DID NOT FURNISH AUDITOR'S CERTIFICATE ON QUARTERLY BASIS REGARDING COLLECTION OF MINIMUM MARGIN FROM CLIENTS

DID NOT MAKE PAYMENTS TO CLIENTS IN TIME

DID NOT DELIVER SECURITIES TO CLIENTS IN TIME

DEFAULTED IN MEETING PAY-IN-OBLIGATION AND MARGIN TO STOCK EXCHANGE

DID NOT TRANSFER DIVIDEND TO CLIENTS ACCOUNT

DID NOT MAINTAIN SEGREGATION BETWEEN CLIENT FUNDS AND OWN FUNDS   		SUSPENDED REGISTRATION AS SUB-BROKER FROM 02-FEB-2006 TO 01-JUN-2006

13-JAN-2006 		 
79
History of entity/person AAIAMBA TRADE INVEST

(Sub-Broker of MF GLOBAL SIFY SECURITIES INDIA PVT.LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person PRADIP J.MANGAONKAR
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 16-AUG-2008

16-AUG-2008 		 
80
History of entity/person AAKANSHA INVESTMENTS

(Sub-Broker of ANGEL BROKING LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

31-MAR-2012 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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