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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 27-MAY-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

SUB-BROKERS: CANCELLED REGISTRATION AS STOCK BROKER

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
81
History of entity/person AAKASH INVESTMENT CONSULTANCY

(Sub-Broker of GROWTH AVENUES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person SANJIV K.SHAH
  		ACTED AS SUB-BROKER WITHOUT SEBI REGISTRATION

INDULGED IN OFF-THE-FLOOR TRANSACTIONS

EXECUTED TRADES FOR CLIENTS IN SELF ACCOUNT CODE INSTEAD OF CLIENT ACCOUNT CODE

DEALT IN CASH WITH CLIENTS   		SUSPENDED REGISTRATION AS SUB-BROKER FROM 01-DEC-2008 TO 28-FEB-2009

10-NOV-2008 		 
82
History of entity/person AAKASH SECURITIES

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person SATISH SINGH
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

24-MAR-2012 		 
83
History of entity/person AAKSHAR CAPITAL & CONSULTANCY

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE/BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 28-JAN-2009

28-JAN-2009 		 
84
History of entity/person AAR EM FINANCE REALTY

(Sub-Broker of ANAND RATHI SHARE & STOCK BROKERS LTD., Member : NSE)  
Click here to view complete history of this specific entity/person RAMESH V.MATHRANI
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 22-APR-2010

22-APR-2010 		 
85
History of entity/person AAR EM FINANCE REALTY

(Sub-Broker of ANAND RATHI SECURITIES PVT.LTD., Member : BSE)  
  SUB-BROKER REGISTRATION TERMINATED BY BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 06-NOV-2004

06-NOV-2004 		 
86
History of entity/person AAR SECURITIES & FINANCE

(Sub-Broker of ANGEL BROKING LTD., Member : BSE/NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

31-MAR-2012 		 
87
History of entity/person AAR STOCKS

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2011

24-MAR-2011 		 
88
History of entity/person AARON MARNENI

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person AARON MARNENI,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 15-OCT-2009

15-OCT-2009 		 
89
History of entity/person AARON MARNENI,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person AARON MARNENI
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 15-OCT-2009

15-OCT-2009 		 
90
History of entity/person AARTHI MUTUAL SECURITIES PVT.LTD.

(Sub-Broker of FORTUNE FINANCIAL SERVICES (INDIA) LTD., Member : BSE)  
Click here to view complete history of this specific entity/person PETER VAZ
  		SUB-BROKER REGISTRATION TERMINATED BY BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 05-MAY-2005

05-MAY-2005 		 
91
History of entity/person AARTI ANAND JOSHI

(Sub-Broker of INDIA INFOLINE LTD., Member : NSE)  
Click here to view complete history of this specific entity/person AARTI ANAND JOSHI,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : NSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

20-MAR-2012 		 
92
History of entity/person AARTI ANAND JOSHI,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : NSE)  
Click here to view complete history of this specific entity/person AARTI ANAND JOSHI
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

20-MAR-2012 		 
93
History of entity/person AARTI ENTERPRISES

(Sub-Broker of EUREKA STOCK & SHARE BROKING SERVICES LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 01-SEP-2010

01-SEP-2010 		 
94
History of entity/person AARTI KAPOOR

(Sub-Broker of SUSHIL FINANCIAL SERVICES PVT.LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person ASHIRWAD FIN-INVEST

(Sub-Broker of SUSHIL FINANCIAL SERVICES PVT.LTD., Member : BSE/NSE)
  		IN THE PROCESS OF CANCELING SUB-BROKER REGISTRATION   CANCELLED REGISTRATION AS SUB-BROKER

23-OCT-2012 		 
95
History of entity/person AARTI MADAAN

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE)  
Click here to view complete history of this specific entity/person SHREE INVESTMENTS

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

24-MAR-2012 		 
96
History of entity/person AARTI MALHOTRA

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person MALHOTRA INFOSYS

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

24-MAR-2012 		 
97
History of entity/person AARVEE CAPITALS

(Sub-Broker of ANAGRAM STOCKBROKING LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 09-JAN-2008

09-JAN-2008 		 
98
History of entity/person AARYAMAN SECURITIES

(Sub-Broker of BONANZA PORTFOLIO LTD., Member : BSE)  
Click here to view complete history of this specific entity/person ANJU A.SINGH
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

21-NOV-2011 		 
99
History of entity/person AASHDEEP KUMAR

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person AASHDEEP KUMAR,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

15-SEP-2012 		 
100
History of entity/person AASHDEEP KUMAR,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person AASHDEEP KUMAR
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

15-SEP-2012 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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