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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 27-MAY-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

SUB-BROKERS: CANCELLED REGISTRATION AS STOCK BROKER

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
101
History of entity/person AASHI ADVISORS PVT.LTD.

(Sub-Broker of EDELWEISS SECURITIES LTD., Member : NSE/BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

14-MAR-2012 		 
102
History of entity/person AASHISH AGGARWAL

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person AASHISH AGGARWAL,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

15-SEP-2012 		 
103
History of entity/person AASHISH AGGARWAL,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person AASHISH AGGARWAL
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

15-SEP-2012 		 
104
History of entity/person AASHISH R.SHAH

(Sub-Broker of INDIA INFOLINE LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person AASHISH R.SHAH,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : NSE/BSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 10-FEB-2011

10-FEB-2011 		 
105
History of entity/person AASHISH R.SHAH,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person AASHISH R.SHAH
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 10-FEB-2011

10-FEB-2011 		 
106
History of entity/person AASHRAYA ASSOCIATES

(Sub-Broker of RELIANCE SECURITIES LTD., Member : NSE/BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2018

10-MAR-2018 		 
107
History of entity/person AASHUTOSH M.VADADORIYA

(Sub-Broker of DANI SHARES & STOCKS PVT.LTD., Member : BSE)  
Click here to view complete history of this specific entity/person AASHUTOSH M.VADADORIYA,M/S

(Sub-Broker of DANI SHARES & STOCKS PVT.LTD., Member : BSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

18-MAR-2014 		 
108
History of entity/person AASHUTOSH M.VADADORIYA,M/S

(Sub-Broker of DANI SHARES & STOCKS PVT.LTD., Member : BSE)  
Click here to view complete history of this specific entity/person AASHUTOSH M.VADADORIYA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

18-MAR-2014 		 
109
History of entity/person AASTHA ASSOCIATES

(Sub-Broker of INDIA CAPITAL MARKETS PVT.LTD., Member : NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

19-OCT-2011 		 
110
History of entity/person AASTHA FINANCIAL SERVICES

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2011

24-MAR-2011 		 
111
History of entity/person AASTHA INVESTMENTS  
  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SOFTBPO GLOBAL SERVICES LTD.

DID NOT EXERCISE DUE CARE AND DILIGENCE WHILE DEALING WITH CLIENTS IN SCRIP OF SOFTBPO GLOBAL SERVICES LTD.   		IMPOSED PENALTY RS.1,00,000

30-SEP-2008 		 
112
History of entity/person AASTHA SECURITIES

(Sub-Broker of ANGEL BROKING PVT.LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person RAJEEV HORA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

29-MAR-2018 		 
113
History of entity/person AAVISHKAR ENTERPRISE

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person SAMIR SUNIL BHATT
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 28-JUL-2010

28-JUL-2010 		 
114
History of entity/person AAYUSH INVESTMENTS

(Sub-Broker of ANUGRAH STOCK & BROKING PVT.LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

23-JUN-2014 		 
115
History of entity/person ABDU RAZAK T.K.

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person ABDU RAZAK T.K.,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 21-JUL-2010

21-JUL-2010 		 
116
History of entity/person ABDU RAZAK T.K.,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person ABDU RAZAK T.K.
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 21-JUL-2010

21-JUL-2010 		 
117
History of entity/person ABDUL GANI ANSARI

(Sub-Broker of ANAGRAM STOCKBROKING LTD., Member : BSE)  
Click here to view complete history of this specific entity/person BOMBAY INVESTMENT & SHAREBROKERS

(Sub-Broker of ANAGRAM STOCKBROKING LTD., Member : BSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 17-SEP-2010

17-SEP-2010 		 
118
History of entity/person ABDUL HABIB M.FRUITWALA

(Sub-Broker of KIFS SECURITIES LTD., Member : BSE)  
Click here to view complete history of this specific entity/person ABDUL HABIB M.FRUITWALA,M/S

(Sub-Broker of KIFS SECURITIES LTD., Member : BSE)
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

14-MAR-2012 		 
119
History of entity/person ABDUL HABIB M.FRUITWALA,M/S

(Sub-Broker of KIFS SECURITIES LTD., Member : BSE)  
Click here to view complete history of this specific entity/person ABDUL HABIB M.FRUITWALA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

14-MAR-2012 		 
120
History of entity/person ABDUL HAMID DAR

(Sub-Broker of SUSHIL FINANCIAL SERVICES PVT.LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person ONLINE SECURITIES

(Sub-Broker of SUSHIL FINANCIAL SERVICES PVT.LTD., Member : NSE/BSE)
  		IN THE PROCESS OF CANCELING SUB-BROKER REGISTRATION   CANCELLED REGISTRATION AS SUB-BROKER FROM 04-JUN-2010

04-JUN-2010 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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