| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 161 |
|
ADANI ENTERPRISES LTD.
(CIN:L51100GJ1993PLC019067
PAN:AABCA2804L)
(Along with : ADANI IMPEX PVT.LTD.)
|
|
|
VIOLATED SEBI CODE OF CONDUCT
AIDED AND ABETTED KP ENTITIES IN MANIPULATING SCRIP OF ADANI ENTERPRISES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-MAY-2007 TO 24-MAY-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-MAY-2007 TO 24-MAY-2009
25-MAY-2007
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.7,00,000, LEGAL EXPENSES RS.50,000 VIDE CONSENT ORDER)
24-APR-2008
|
SAT: APPEAL DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.7,50,000 AS PER CONSENT ORDER
|
| 162 |
|
|
ADANI ENTERPRISES LTD.
(CIN:L51100GJ1993PLC019067
PAN:AABCA2804L)
(Along with : ADANI IMPEX PVT.LTD.)
|
|
|
VIOLATED SEBI CODE OF CONDUCT
AIDED AND ABETTED KP ENTITIES IN MANIPULATING SCRIP OF ADANI ENTERPRISES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-MAY-2007 TO 24-MAY-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-MAY-2007 TO 24-MAY-2009
25-MAY-2007
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.7,00,000, LEGAL EXPENSES RS.50,000 VIDE CONSENT ORDER)
24-APR-2008
|
SAT: APPEAL DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.7,50,000 AS PER CONSENT ORDER
|
| 163 |
|
|
ADANI ENTERPRISES LTD.
(CIN:L51100GJ1993PLC019067
PAN:AABCA2804L)
(Along with : ADANI PORTS & SPECIAL ECONOMIC ZONE LTD.)
|
|
|
|
GAUTAMBHAI SHANTILAL ADANI
PAN:ABKPA0965H
|
|
|
MALAY RAMESH MAHADEVIA
PAN:AELPM9382E
|
|
|
RAJEEVA RANJAN SINHA
PAN:AYKPS3072N
|
|
|
RAJESHBHAI SHANTILAL ADANI
PAN:ABKPA0962A
|
|
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
DIRECTED TO FREEZ OF VOTING RIGHTS AND CORPORATE BENEFITS LIKE DIVIDEND, RIGHTS, BONUS SHARES, SPLIT, ETC. WITH RESPECT TO EXCESS OF PROPORTIONATE PROMOTER / PROMOTERS GROUP SHAREHOLDING FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED SHAREHOLDERS FORMING PART OF PROMOTER / PROMOTER GROUP FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED DIRECTORS FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
04-JUN-2013
|
COMPANY COMPLIED WITH THE GUIDELINES ON 04/06/2013 THROUGH INSTITUTIONAL PLACEMENT PROGRAMME
SEBI VIDE ITS ORDER DATED 26/07/2013 REVOKED THE DIRECTION ISSUED VIDE ITS INTERIM ORDER DATED 04/06/2013
|
| 164 |
|
|
ADANI ENTERPRISES LTD.
(CIN:L51100GJ1993PLC019067
PAN:AABCA2804L)
|
|
|
|
AMEET H.DESAI
PAN:ADKPD8381N
|
|
|
DEVANG S.DESAI
PAN:AACPD8157D
|
|
|
GAUTAMBHAI SHANTILAL ADANI
PAN:ABKPA0965H
|
|
|
PRANAV VINOD ADANI
PAN:ABEPA1014B
|
|
|
RAJESHBHAI SHANTILAL ADANI
PAN:ABKPA0962A
|
|
|
VASANT S.ADANI
PAN:AASPA4941N
|
|
|
VINAY PRAKASH
PAN:AEOPP8022P
|
|
ALLEGED FAILURE IN ADHERING TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING RULE 19A OF SECURITIES CONTRACTS (REGULATIONS) RULES, 1957 AND CLAUSES 35 AND 40A OF LISTING AGREEMENT IN MATTER OF ADANI GROUP COMPANIES
ALLEGED FAILURE IN ADHERING TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING REGULATIONS 31 AND 38 OF SEBI (LODR) REGULATIONS, 2015 AND SECTION 24(1) OF SCRA, 1956 IN MATTER OF ADANI GROUP COMPANIES
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.37,05,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
28-SEP-2026
|
|
| 165 |
|
|
ADANI GREEN ENERGY LTD.
(PAN:AANCA1814G)
|
|
|
ALLEGED SIGNING OF LIMITED REVIEW REPORTS FOR QUARTERS ENDED SEPTEMBER 2018, DECEMBER 2018 AND JUNE 2019 BY DHARMESH PARIKH & CO.LLP WITHOUT HOLDING VALID PEER REVIEW CERTIFICATE VIOLATING REGULATION 33(1)(D) OF SEBI (LODR) REGULATIONS, 2015 READ WITH CLAUSE 2 OF LISTING AGREEMENT IN MATTER OF ADANI GROUP COMPANIES
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.45,50,000 VIDE CONSENT ORDER)
22-SEP-2026
|
|
| 166 |
|
|
ADANI IMPEX PVT.LTD.
(CIN:U51100GJ1998PTC034758)
(Along with : ADANI ENTERPRISES LTD.)
|
|
|
VIOLATED SEBI CODE OF CONDUCT
AIDED AND ABETTED KP ENTITIES IN MANIPULATING SCRIP OF ADANI ENTERPRISES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-MAY-2007 TO 24-MAY-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-MAY-2007 TO 24-MAY-2009
25-MAY-2007
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.7,00,000, LEGAL EXPENSES RS.50,000 VIDE CONSENT ORDER)
24-APR-2008
|
SAT: APPEAL DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.7,50,000 AS PER CONSENT ORDER
|
| 167 |
|
|
ADANI PORTS & SPECIAL ECONOMIC ZONE LTD.
(CIN:L63090GJ1998PLC034182)
|
|
|
|
B.RAVI
PAN:AALPB1124F
|
|
|
KARAN ADANI
PAN:AIQPA6627F
|
|
ALLEGED VIOLATION OF SCRA ACT, 1956, SEBI ACT, 1992 AND SEBI (LODR) REGULATIONS, 2015 IN RESPECT OF BANKING TRANSACTIONS AND INTER-CORPORATE SECURITY DEPOSITS BETWEEN PMC PROJECTS (INDIA) PVT.LTD. AND ADANI PORTS & SPECIAL ECONOMIC ZONE LTD. AND ITS SUBSIDIARIES IN MATTER OF PMC PROJECTS (INDIA) PVT.LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.13,65,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
10-SEP-2026
|
|
| 168 |
|
|
ADANI PORTS & SPECIAL ECONOMIC ZONE LTD.
(CIN:L63090GJ1998PLC034182)
(Along with : ADANI ENTERPRISES LTD.)
|
|
|
|
ARUN DUGGAL
|
|
|
DANIEL TREVELYN JOSEPH
|
|
|
GANESHAN RAGHURAM
|
|
|
GAUTAMBHAI SHANTILAL ADANI
PAN:ABKPA0965H
|
|
|
GOPAL KRISHNA PILLAI
|
|
|
MALAY RAMESH MAHADEVIA
PAN:AELPM9382E
|
|
|
PRITIBEN RAKESHBHAI SHAH
|
|
|
RAJEEVA RANJAN SINHA
PAN:AYKPS3072N
|
|
|
RAJESHBHAI SHANTILAL ADANI
PAN:ABKPA0962A
|
|
|
SANJAYBHAI SHRENIKBHAI LALBHAI
|
|
|
SUREKHA BHAVIKBHAI SHAH
|
|
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
DIRECTED TO FREEZ OF VOTING RIGHTS AND CORPORATE BENEFITS LIKE DIVIDEND, RIGHTS, BONUS SHARES, SPLIT, ETC. WITH RESPECT TO EXCESS OF PROPORTIONATE PROMOTER / PROMOTERS GROUP SHAREHOLDING FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED SHAREHOLDERS FORMING PART OF PROMOTER / PROMOTER GROUP FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
RESTRAINED DIRECTORS FROM HOLDING ANY NEW POSITION AS DIRECTOR IN ANY LISTED COMPANY FROM 04-JUN-2013 TILL COMPLIANCE MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
04-JUN-2013
|
COMPANY COMPLIED WITH THE GUIDELINES ON 04/06/2013 THROUGH INSTITUTIONAL PLACEMENT PROGRAMME
SEBI VIDE ITS ORDER DATED 26/07/2013 REVOKED THE DIRECTION ISSUED VIDE ITS INTERIM ORDER DATED 04/06/2013
|
| 169 |
|
|
ADANI PORTS & SPECIAL ECONOMIC ZONE LTD.
(CIN:L63090GJ1998PLC034182)
|
|
|
|
GAUTAMBHAI SHANTILAL ADANI
PAN:ABKPA0965H
|
|
|
MALAY RAMESH MAHADEVIA
PAN:AELPM9382E
|
|
|
RAJEEVA RANJAN SINHA
PAN:AYKPS3072N
|
|
|
RAJESHBHAI SHANTILAL ADANI
PAN:ABKPA0962A
|
|
|
SUDIPTA BHATTACHARYA
PAN:ABAPB4098C
|
|
ALLEGED FAILURE IN ADHERING TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING RULE 19A OF SECURITIES CONTRACTS (REGULATIONS) RULES, 1957 AND CLAUSES 35 AND 40A OF LISTING AGREEMENT IN MATTER OF ADANI GROUP COMPANIES
ALLEGED FAILURE IN ADHERING TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING REGULATIONS 31 AND 38 OF SEBI (LODR) REGULATIONS, 2015 AND SECTION 24(1) OF SCRA, 1956 IN MATTER OF ADANI GROUP COMPANIES
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.37,05,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
28-SEP-2026
|
|
| 170 |
|
|
ADANI POWER LTD.
(CIN:L40100GJ1996PLC030533)
|
|
|
|
GAUTAMBHAI SHANTILAL ADANI
PAN:ABKPA0965H
|
|
|
RAJESHBHAI SHANTILAL ADANI
PAN:ABKPA0962A
|
|
|
VINEET JAIN
PAN:AAMPJ4082D
|
|
ALLEGED FAILURE IN ADHERING TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING RULE 19A OF SECURITIES CONTRACTS (REGULATIONS) RULES, 1957 AND CLAUSES 35 AND 40A OF LISTING AGREEMENT IN MATTER OF ADANI GROUP COMPANIES
ALLEGED FAILURE IN ADHERING TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING REGULATIONS 31 AND 38 OF SEBI (LODR) REGULATIONS, 2015 AND SECTION 24(1) OF SCRA, 1956 IN MATTER OF ADANI GROUP COMPANIES
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.37,05,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
28-SEP-2026
|
|
| 171 |
|
|
ADANI PROPERTIES PVT.LTD.
|
|
|
ALLEGED FAILURE IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 11(1) READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF 1,20,00,000 (45.28%) SHARES/VOTING RIGHTS OF SEALORD CONTAINERS LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.3,00,000 VIDE CONSENT ORDER)
28-OCT-2009
|
|
| 172 |
|
|
ADANI PROPERTIES PVT.LTD.
(Along with : ADANI ENTERPRISES LTD.)
|
|
|
VIOLATED SEBI CODE OF CONDUCT
AIDED AND ABETTED KP ENTITIES IN MANIPULATING SCRIP OF ADANI ENTERPRISES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-MAY-2007 TO 24-MAY-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-MAY-2007 TO 24-MAY-2009
25-MAY-2007
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.7,00,000, LEGAL EXPENSES RS.50,000 VIDE CONSENT ORDER)
24-APR-2008
|
SAT: APPEAL DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.7,50,000 AS PER CONSENT ORDER
|
| 173 |
|
|
ADANI TOTAL GAS LTD.
(PAN:AAFCA3788D)
|
|
|
ALLEGED SIGNING OF LIMITED REVIEW REPORT FOR QUARTER ENDED DECEMBER 2021 BY SHAH DHANDHARIA & CO.LLP WITHOUT HOLDING VALID PEER REVIEW CERTIFICATE VIOLATING REGULATION 33(1)(D) OF SEBI (LODR) REGULATIONS, 2015 READ WITH CLAUSE 2 OF LISTING AGREEMENT IN MATTER OF ADANI GROUP COMPANIES
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.9,75,000 VIDE CONSENT ORDER)
22-SEP-2026
|
|
| 174 |
|
|
ADANI TRANSMISSION LTD.
(CIN:L40300GJ2013PLC077803)
|
|
|
|
ANIL KUMAR SARDANA
PAN:AAMPS0961N
|
|
|
DEEPAK BHARGAVA
PAN:ACAPB5130C
|
|
|
GAUTAMBHAI SHANTILAL ADANI
PAN:ABKPA0965H
|
|
|
LAXMI NARAYANA MISHRA
PAN:ADFPM5694J
|
|
|
RAJESHBHAI SHANTILAL ADANI
PAN:ABKPA0962A
|
|
ALLEGED FAILURE IN ADHERING TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING RULE 19A OF SECURITIES CONTRACTS (REGULATIONS) RULES, 1957 AND CLAUSES 35 AND 40A OF LISTING AGREEMENT IN MATTER OF ADANI GROUP COMPANIES
ALLEGED FAILURE IN ADHERING TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING REGULATIONS 31 AND 38 OF SEBI (LODR) REGULATIONS, 2015 AND SECTION 24(1) OF SCRA, 1956 IN MATTER OF ADANI GROUP COMPANIES
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.37,05,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
28-SEP-2026
|
|
| 175 |
|
|
ADARSH AGARWALLA & SONS (HUF)
(PAN:AAIHA8680G)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,20,000 VIDE CONSENT ORDER)
19-AUG-2024
|
|
| 176 |
|
|
ADARSH BHALOTIA (HUF)
(PAN:AAJHA9920N)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 177 |
|
|
ADARSH COMMERCIAL CO.LTD.
(PAN:AACCA1947R)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 178 |
|
|
ADARSH ENTERTAINMENT PVT.LTD.
(PAN:AAFCA8506R)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.2,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 179 |
|
|
ADARSH MERCANTILE LTD.
(PAN:AACCA1970E)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.13,17,500 VIDE CONSENT ORDER)
14-JAN-2021
|
|
| 180 |
|
|
ADARSH PLANT PROTECT LTD.
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES UNDER REGULATIONS 6(2),6(4) FOR YEAR 1997 AND 8(3) FOR YEARS 1998 AND 2004 OF SEBI TAKEOVER CODE, 1997
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.2,50,000 VIDE CONSENT ORDER)
15-MAY-2009
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 9 of 432
|
