| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ALLIED RESINS & CHEMICALS LTD.
|
|
|
DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES
|
GRANTED PERIOD OF THREE MONTHS FOR APPOINTMENT OF COMMON SHARE AGENCY FOR DEMAT AND PHYSICAL SHARES
IMPOSED PENALTY RS.25,000
25-NOV-2004
|
|
| 2 |
|
|
ARIHANT COTSYN LTD.
|
|
|
DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES
|
IMPOSED PENALTY RS.50,000
25-NOV-2004
|
SEBI VIDE ITS NOTICE DATED 17/07/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 3 |
|
|
ARIHANT INDUSTRIES LTD.
(PAN:AABCA4458Q)
|
|
|
DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES
|
IMPOSED PENALTY RS.75,000
25-NOV-2004
|
SEBI VIDE ITS NOTICE DATED 17/07/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 4 |
|
|
ARIHANT THREADS LTD.
|
|
|
DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES
|
IMPOSED PENALTY RS.75,000
21-DEC-2004
|
SEBI VIDE ITS NOTICE DATED 17/07/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 5 |
|
|
CAUVERY SOFTWARE ENGINEERING SYSTEMS LTD.
|
|
|
DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES
|
IMPOSED PENALTY RS.75,000
21-MAR-2005
|
SEBI VIDE ITS NOTICE DATED 15/07/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 6 |
|
|
CEPHAM MILK SPECIALITIES LTD.
|
|
|
DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES
|
IMPOSED PENALTY RS.75,000
21-MAR-2005
|
|
| 7 |
|
|
CORE EMBALLAGE LTD.
|
|
|
DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES
|
IMPOSED PENALTY RS.1,00,000
07-APR-2006
|
SAT: APPEAL FAILED AND DISMISSED WITH NO ORDER AS TO COSTS
|
| 8 |
|
|
CORE HEALTHCARE LTD.
|
|
|
|
KAMLESH SHAH
|
|
DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES
|
IMPOSED PENALTY RS.50,000
11-APR-2005
|
|
| 9 |
|
|
CRAZY INFOTECH LTD.
(CIN:L14200TN1992PLC084227)
|
|
|
DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES
|
IMPOSED PENALTY RS.20,000
04-AUG-2006
|
|
| 10 |
|
|
CYBERSPACE LTD.
|
|
|
DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES
|
IMPOSED PENALTY RS.75,000
16-MAY-2005
|
SEBI VIDE ITS NOTICE DATED 17/07/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 11 |
|
|
D.R.SOFTECH & INDUSTRIES LTD.
|
|
|
DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES
|
IMPOSED PENALTY RS.75,000
02-DEC-2004
|
|
| 12 |
|
|
DSJ COMMUNICATIONS LTD.
(PAN:AAACD1935A
CIN:L22120MH1989PLC054329)
|
|
|
|
SEEMA BATWALKAR
|
|
DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES
|
IMPOSED PENALTY RS.10,000
07-APR-2005
|
COMPANY VIDE ITS LETTER DATED 26/11/2011 ADDRESSED TO NSE APPOINTED SHARES DYNAMIC (INDIA) PVT.LTD. AS REGISTRAR & TRANSFER AGENT OF THE COMPANY
|
| 13 |
|
|
EASTERN SUGAR & INDUSTRIES LTD.
(CIN:L15421BR1964PLC006630
PAN:AABCE2944F)
|
|
|
DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES
|
IMPOSED PENALTY RS.75,000
06-APR-2005
|
COMPANY VIDE DD NO. 691505 DATED 04/12/2020 DRAWN ON ANDHRA BANK HAS PAID PENALTY OF RS.75,000.00
|
| 14 |
|
|
EIDER INFOTECH LTD.
(CIN:L72200CH1990PLC010436
PAN:AAACE8838K)
|
|
|
DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES
|
IMPOSED PENALTY RS.50,000
06-DEC-2004
|
SAT: APPEAL DISMISSED WITH COSTS OF RS.50,000
|
| 15 |
|
|
ENKAY TEXOFOOD INDUSTRIES LTD.
(PAN:AAACE0833A)
|
|
|
DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES
|
IMPOSED PENALTY RS.50,000
07-MAR-2005
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 16 |
|
|
EUROPEAN SOFTWARE ALLIANCES LTD.
|
|
|
DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES
|
IMPOSED PENALTY RS.75,000
22-DEC-2004
|
SEBI VIDE ITS NOTICE DATED 17/07/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 17 |
|
|
G R MAGNETS LTD.
(PAN:AABCG7950M)
|
|
|
DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES
|
IMPOSED PENALTY RS.75,000
13-APR-2005
|
|
| 18 |
|
|
GUJARAT RAFFIA INDUSTRIES LTD.
|
|
|
DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES
|
IMPOSED PENALTY RS.75,000
02-DEC-2004
|
|
| 19 |
|
|
HAMCO MINING & SMELTING LTD.
|
|
|
DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES
|
IMPOSED PENALTY RS.75,000
02-DEC-2004
|
|
| 20 |
|
|
HITECHI JEWELLERY INDUSTRIES LTD.
(CIN:U99999MH1992PLC067131
PAN:AAACH1071P)
|
|
|
DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES
|
IMPOSED PENALTY RS.75,000
02-DEC-2004
|
SEBI VIDE ITS NOTICE DATED 24/06/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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