| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
AMROHA TRADE FIN PLANTATION LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 2 |
|
|
ANUBHAV PLANTATIONS LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
REFERRED TO POLICE AUTHORITIES TO FILE FIR
OFFICIAL LIQUIDATOR/ADMINISTRATOR APPOINTED SUBSEQUENT TO THE INITIATION OF ACTION BY SEBI
03-OCT-2002
|
|
| 3 |
|
|
ARROW GLOBAL AGROTECH LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
REJECTED APPLICATION FOR REGISTRATION OF CIS
REFERRED TO POLICE AUTHORITIES TO FILE FIR
OFFICIAL LIQUIDATOR/ADMINISTRATOR APPOINTED SUBSEQUENT TO THE INITIATION OF ACTION BY SEBI
03-OCT-2002
|
|
| 4 |
|
|
ASADEEP EVERGREEN PLANTATIONS LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 5 |
|
|
ASHOKA TEAK VANAMS PVT.LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 6 |
|
|
ASWATHI RUBBER PLANTATIONS (MUMBAI) PVT.LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 7 |
|
|
AVS PLANTATIONS LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
NO ACTION
24-NOV-2003
|
COMPANY STATED IT DID NOT MOBILISE ANY FUNDS UNDER CIS
|
| 8 |
|
|
B P PLANTATIONS LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 9 |
|
|
BHAWNA AGRO LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 10 |
|
|
BOTANIST BIOTECH PROJECTS LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 11 |
|
|
CHAMPARAN GREENLAND PVT.LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 12 |
|
|
COASTAL PLANTATIONS & FARMS PVT.LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 13 |
|
|
DAIRYLAND PLANTATIONS (I) LTD.
(PAN:AABCD3257E)
|
|
|
|
JEROO NARIMAN
PAN:ABUPN7565J
|
|
|
MEHER KHUSHRU PATEL
PAN:ABXPP1655N
|
|
|
RUKHSHANA MEHER ANKLESARIA
PAN:AHIPA7266M
|
|
|
SHERNAZ KERSHASP IRANI
PAN:AADPI5276R
|
|
|
SILLOO R.NARIMAN
PAN:AAVPN0859K
|
|
|
URVAKSH NAVAL HOYVOY
PAN:AAMPH4731K
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 05-JUN-2020 TO 04-JUN-2021
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 05-JUN-2020 TO 04-JUN-2021
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 05-JUN-2020 TO 04-JUN-2021
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
24-NOV-2003
|
SEBI VIDE ITS ORDER DATED 05/06/2020 DIRECTED TO A) ISSUE NEWSPAPER PUBLICATION IN ONE NATIONAL DAILY IN ENGLISH AND IN HINDI EACH AND IN A LOCAL DAILY B) PROVIDED ONE MONTH TO CONTRIBUTORS/INVESTORS FOR SUBMITTING ANY CLAIM/COMPLAINT C) FURNISH NAME OF INVESTORS, AMOUNT INVESTED, YEAR OF INVESTMENT, ADDRESS AND OTHER MATERIAL INFORMATION ETC., WITHIN 15 DAYS FROM DATE OF THIS ORDER D) OPEN INTEREST BEARING ESCROW ACCOUNT WITH NATIONALISED PUBLIC SECTOR BANK AND ENTIRE OUTSTANDING AMOUNT PAYABLE TO INVESTORS UNDER SCHEME SHALL BE TRANSFERRED/DEPOSITED TO ESCROW ACCOUNT WITHIN ONE MONTH FROM DATE OF THIS ORDER E) WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES (CIS) AND REFUND MONEY TO CONTRIBUTORS/INVESTORS DUE TO THEM STRICTLY AS PER TERMS OF OFFER OF SCHEME F) SUBMIT TO SEBI FINAL WINDING UP AND REPAYMENT REPORT (\WRR) G) SUBMIT FINAL WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS H) RESTRAINED FROM ACCESSING SECURITIES MARKET INCLUDING BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY IN ANY MANNER FOR ONE YEAR WITH EFFECT FROM DATE OF FILING OF WRR TO SEBI AND DURING PERIOD OF RESTRAINT FREEZED EXISTING HOLDING, INCLUDING MUTUAL FUNDS UNITS
|
| 14 |
|
|
DHRUV GREENFIELDS LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 15 |
|
|
ELEGANT PLANTATION PVT.LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 16 |
|
|
EMERALD GREEN FOREST LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 17 |
|
|
ERA UBD AGROTECH CORP.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 18 |
|
|
EXTOL PLANTATION & AGROTECH LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 19 |
|
|
FAIRGREEN AGRO & ALLIED SERVICES PVT.LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 20 |
|
|
GAEKWAD PLANTATIONS LTD.
(PAN:AAACG7786L)
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 1 of 5
|
