SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE � PRESS RELEASES/ CHAIRMAN�S AND MEMBER�S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY

S.No.

ENTITY

PERSONS

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

A.K.INVESTMENTS

(PAN:AANFA6009Q)

MADE MISLEADING ANNOUNCEMENTS/ADVERTISEMENTS IN MATTER OF EXELON INFRASTRUCTURE LTD.

DIRECTED TO DISGORGE RS.80,61,432

DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

07-JUN-2016

SEBI VIDE ITS ORDER DATED 21/09/2016 DIRECTED TO DEPOSIT (AS MENTIONED IN PARA 6.3.1 OF THE IMPUGNED ORDER DATED 07/06/2016) AND THE IMPOUNDING ORDER DATED 07/06/2016 WILL BE VACATED AFTER DEPOSITING THE AMOUNT

SAT: SAT VIDE ITS ORDER DATED 13/01/2017 DIRECTED SEBI TO CONSIDER THE REPRESENTATION AND PASS APPROPRIATE ORDERS THEREON AS EXPEDITIOUSLY AS POSSIBLE. NO

ADVIK TEXTILES & REALPRO PVT.LTD.

(PAN:AAGCA0352E)

TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTIONS 12A (A) TO (E) OF SEBI ACT, 1992 AND REGULATIONS 3 AND 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF BANK OF RAJASTHAN LTD. (NOW MERGED WITH ICICI BANK LTD.)

DIRECTED TO DISGORGE RS.95,77,614 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

05-JAN-2016

SAT: SAT VIDE ITS ORDER DATED 11/10/2017 DIRECTED SEBI TO PASS FINAL ORDER WITHIN A PERIOD OF SIX WEEKS FROM THE DATE OF THIS ORDER. AS THE ATTACHMENT OF BANK AND DEMAT ACCOUNTS SHALL CONTINUE FOR A PERIOD OF SIX WEEKS FROM THE DATE OF THIS ORDER AND IF FINAL ORDER IS NOT PASSED WITHIN A PERIOD OF SIX WEEKS FROM THE DATE OF THIS ORDER THEN THE APPELLANT ATTACHMENT LEVIED ON THE BANK AND DEMAT ACCOUNTS OF THE APPELLANT SHALL STAND VACATED FORTHWIH. NO COSTS

SEBI VIDE ITS ORDER DATED 22/11/2017 PROHIBITED MR.ROHIT PREMKUMAR GUPTA, MR.SANJAY KUMAR TAYAL, MR.NAVIN KUMAR TAYAL, MS.JYOTIKA SANJAY TAYAL, ADVIK TEXTILES & REALPRO PVT.LTD., MR.KULWINDER KUMAR NAYYAR AND MR.AZAM MOHMMED ASHAN SHAIKH FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER, FOR A PERIOD OF FIVE YEARS AND JOINTLY AND SEVERALLY DISGORGE RS.95,77,614 ALONG WITH INTEREST @ 12% P.A. FROM 27/05/2010 ONWARDS, WITHIN A PERIOD OF 45 DAYS FROM THE DATE OF THIS ORDER

AJC SECURITIES & FINANCE PVT.LTD.

(PAN:AABCA1253B)

INDULGED IN CREATION OF ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF POLAR PHARMA INDIA LTD.

DIRECTED TO FREEZE ALL DEMAT ACCOUNTS WHEREIN EQUITY SHARES ALLOTTED UNDER PREFERENTIAL OFFER WERE LYING

DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

DIRECTED TO DISGORGE RS.9,67,531

DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI FROM 02-FEB-2016

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES

02-FEB-2016

SEBI VIDE ITS ORDER DATED 15/01/2020 DIRECTED A) TO DISGORGE OF RS.4,28,111.00 ALONG WITH SIMPLE INTEREST @ 4% P.A. FROM 13/09/2005 TILL DATE OF PAYMENT WITHIN 45 DAYS FROM DATE OF THIS ORDER THROUGH DEMAND DRAFT B) BANKS NOT TO PERMIT DEBIT WITHOUT PERMISSION OF SEBI C) DEPOSITORIES NOT TO PERMIT DEBIT WITHOUT PERMISSION OF SEBI D) REGISTRAR AND TRANSFER AGENTS NOT TO DEBIT AND REDEMPTION OF MUTUAL FUNDS UNITS EXCEPT FOR PURPOSE OF COMPLIANCE OF THIS ORDER E) DEFREEZE THEIR BANK ACCOUNTS AND DEMAT ACCOUNTS, IN RESPECT OF MUTUAL FUND UNITS F) NOT TO DISPOSE OFF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES

SAT: SAT VIDE ITS ORDER DATED 09/06/2022 ALLOWED THE APPEALS AND QUASHED AND SET ASIDE IMPUGNED ORDERS PASSED BY WTM DATED 15/01/2020 AND PASSED BY AO DATED 30/01/2020. NO COSTS

AMBAJI SYNTEX PVT.LTD.

(PAN:AABCA9728K)

INDULGED IN CREATION OF ARTIFICIAL VOLUME AND PRICE MANIPULATION IN SCRIP OF SUMEET INDUSTRIES LTD.

DIRECTED TO DISGORGE RS.12,36,526

DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

30-SEP-2019

SEBI VIDE ITS ORDER DATED 12/01/2022 DIRECTED TO A) DISGORGE WRONGFUL GAINS ALONG WITH FURTHER INTEREST @12% FROM DATE OF THIS ORDER TILL DATE OF PAYMENT B) PAY DISGORGE AMOUNT BY WAY OF DEMAND DRAFT DRAWN IN FAVOUR OF SEBI, IN TERMS OF ORDER DATED 21/12/2021 PASSED BY HON�BLE SAT C) NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/SECURITIES TILL SUCH TIME, DIRECTION OF THIS ORDER COMPLIED. FURTHER, TO PROVIDE FULL INVENTORY OF ALL THEIR ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/ SECURITIES, IF HELD IN PHYSICAL FORM AND DETAILS OF COMPANIES IN WHICH THEY HOLD SUBSTANTIAL OR CONTROLLING INTEREST WITHIN FIFTEEN DAYS OF THIS ORDER D) DEPOSIT RS.2.00 CRORE IN COMPLIANCE WITH ORDER DATED 25/10/2019 OF SAT, STANDS DISGORGED AND APPROPRIATED ALONG WITH INTEREST ACCRUED THERETO

SAT: SAT VIDE ITS ORDER DATED 21/12/2021 PARTLY ALLOWED THE APPEAL AND DIRECTED WTM TO CALCULATE DISGORGEMENT AMOUNT TAKING ACQUISITION PRICE AS RS.5.35 PER SHARE AS ON 03/10/2006 AND SALE PRICE @RS.18.98 PER SHARE. CALCULATION TO BE MADE BY WTM WITHIN FOUR WEEKS FROM DATE OF THIS ORDER. DIRECTED APPELLANT TO DEPOSIT RS.2 CRORE

AMRIT L.GANDHI (HUF)

(PAN:AAJHA4701R)

MADE MISLEADING ANNOUNCEMENTS/ADVERTISEMENTS IN MATTER OF EXELON INFRASTRUCTURE LTD.

DIRECTED TO DISGORGE RS.77,81,197

DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

07-JUN-2016

SAT: SAT VIDE ITS ORDER DATED 15/07/2016 DISPOSED OFF THE APPEAL WITH THE DIRECTION TO SEBI TO PASS AN ORDER AFTER GIVING AN OPPORTUNITY OF HEARING TO THE APPENLLANTS. NO COSTS

SAT: SAT VIDE ITS ORDER DATED 22/08/2016 GRANTED FOUR WEEKS TIME TO WTM OF SEBI TO PASS ORDER. IF SEBI FAILED TO PASS ORDER AS DIRECTED BY THIS TRIBUNAL VIDE ITS ORDER DATED 15/07/2016 AND AS AMENDED BY THE PRESENT ORDER, BY 21/09/2016, THE ORIGINAL INTERIM ORDER CONTAINED IN THE IMPUGNED ORDER DATED 07/06/2016 AGAINST THE APPELLANTS WOULD STAND VACATED. NO COSTS

ANALOG RESEARCH

(PAN:BJWPJ0567K)

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SHUBHAM KUMAR JAIN

PAN:BJWPJ0567K

ACTED AS INVESTMENT ADVISER WITHOUT SEBI REGISTRATION

CEASED & DESIST FROM UNDERTAKING ANY ACTIVITY IN SECURITIES MARKET INCLUDING ACTIVITY OF ACTING AND REPRESENTING THROUGH ANY MEDIA (PHYSICAL OR DIGITAL) AS AN INVESTMENT ADVISOR, DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER FROM 29-OCT-2021 TO 28-OCT-2023

DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-OCT-2021 TO 28-OCT-2023

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-OCT-2021 TO 28-OCT-2023

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 29-OCT-2021 TO 28-OCT-2023

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI

DIRECTED TO IMMEDIATELY WITHDRAW AND REMOVE ALL ADVERTISEMENTS, REPRESENTATIONS, LITERATURES, BROCHURES, MATERIALS, PUBLICATIONS, DOCUMENTS, WEBSITE, ETC. IN RELATION TO THOSE SCHEMES / ACTIVITIES (INVESTMENT ADVISER AND ALTERNATIVE INVESTMENT FUND, AND/OR RESEARCH ANALYST) OR ANY UNREGISTERED ACTIVITIES FROM 29-OCT-2021 TO 28-OCT-2023

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

DIRECTED BANKS NOT TO ALLOW ANY DEBITS/WITHDRAWLS AND CREDITS FROM ACCOUNT WITHOUT PERMISSION OF SEBI FROM 29-OCT-2021 TO 28-OCT-2023

DIRECTED DEPOSITORIES TO ENSURE THAT NO DEBITS AND/OR CREDITS MADE IN DEMAT ACCOUNTS, HELD JOINTLY OR SEVERALLY, OF ENTITIES AND PERSONS

DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NOT TRANSFERRED SECURITIES HELD JOINTLY OR SEVERALLY

DIRECTED TO REFUND MONEY TO THE INVESTORS

DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY

DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER

RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM

DIRECTED TO FURNISH REPORT TO SEBI DULY CERTIFIED BY CHARTERED ACCOUNTANT RESOLVED ALL COMPLAINTS

RESTRAINED AND FURTHER PROHIBITED FROM HOLDING AND OCCUPYING ANY MANAGERIAL POST OR BEING ASSOCIATED DIRECTLY OR INDIRECTLY WITH ANY LISTED PUBLIC COMPANY AND/OR ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC OR ANY INTERMEDIARY REGISTERED WITH SEBI FROM 29-OCT-2021 TO 28-OCT-2023

DIRECTED NOT TO UNDERTAKE EITHER DIRECTLY OR INDIRECTLY INVESTMENT ADVISORY SERVICES AND/OR RESEARCH ANALYST ACTIVITY IN SECURITIES MARKET WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI

DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS

07-FEB-2020

SEBI VIDE ITS ORDER DATED 29/10/2021 DIRECTED TO A) REFUND MONEY RECEIVED FROM CLIENTS/INVESTORS/COMPLAINTS, AS FEES OR CONSIDERATION OR IN ANY OTHER FORM, IN RESPECT OF UNREGISTERED INVESTMENT ADVISORY ACTIVITIES WITHIN THREE MONTHS FROM DATE OF THIS ORDER B) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES (ONE ENGLISH AND ONE HINDI) AND IN ONE LOCAL DAILY WITH WIDE CIRCULATION, DETAILING THE MODALITIES FOR REFUND INCLUDING DETAILS OF CONTACT PERSON NAMES, ADDRESSES AND CONTACT DETAILS WITHIN 15 DAYS OF COMING FORCE OF THIS ORDER C) REPAYMENTS TO CLIENTS/INVESTORS TO BE EFFECTED ONLY IN CASH THROUGH BANK DEMAND DRAFT OR PAY ORDER OR ELECTRONICS FUND TRANSFER D) PREVENTED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM EXCEPT FOR THE SOLE PURPOSE OF MAKING THE REFUNDS AS DIRECTED E) BANKS TO ALLOW DEBIT ONLY FOR THE PURPOSE OF MAKING REFUNDS TO CLIENTS/INVESTORS WHO WERE AVAILING INVESTMENT ADVISORY SERVICES FROM THE NOTICEES F) RESOLVE ALL COMPLAINTS PENDING AND FILE REPORT OF SUCH RESOLUTION WITH SEBI WITHIN THIRTY DAYS FROM DATE OF THIS ORDER G) FILE REPORT OF SUCH COMPLETION OF WITH SEBI DULY CERTIFIED FROM INDEPENDENT CHARTERED ACCOUNTANTS H) DEBARRED FROM ACCESSING SECURITIES MARKET DIRECTLY OR INDIRECTLY AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY IN ANY MANNER WHATSOEVER FOR TWO YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS I) RESTRAINED FROM ASSOCIATING WITH ANY LISTED COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC, OR ANY INTERMEDIARY REGISTERED WITH SEBI IN ANY CAPACITY FOR TWO YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS J) NOT TO UNDERTAKE, EITHER DIRECTLY OR INDIRECTLY, INVESTMENT ADVISORY SERVICES OR ANY ACTIVITY IN THE SECURITIES MARKET WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI K) NOT TO DIVERT ANY FUNDS COLLECTED FROM INVESTORS, KEPT IN BANK ACCOUNTS AND/OR IN THEIR CUSTODY, EXCEPT FOR THE PURPOSE OF REFUND L) NOT TO DISPOSE OFF OR ALIENATE ANY ASSETS, WHETHER MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OF CREATE ON ANY OF SUCH ASSETS HELD THEIR NAME, INCLUDING MONEY LYING IN BANK ACCOUNTS EXCEPT FOR PURPOSE OF REFUND N) DURING PERIOD OF RESTRAINT EXISTING HOLDING, INCLUDING UNITS OF MUTUAL FUNDS TO REMAIN FROZEN

AVENTIS BIOFEEDS PVT.LTD.

(PAN:AAECA0863E)

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH IRREGULAR TRANSACTIONS IN SCRIP OF RUCHI SOYA INDUSTRIES LTD.

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-FEB-2013 TILL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-FEB-2013 TILL FURTHER ORDERS

DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

15-FEB-2013

D TO DISGORGE RS.8,30,99,802 ALONG WITH OTHER ENTITIES/PERSONS

07-JUN-2016~

SEBI VIDE ITS ORDER DATED 06/12/2013 REVOKED DIRECTIONS ISSUED VIDE ITS AD-INTERIM EX-PARTE ORDER DATED 15/02/2013

SEBI VIDE ITS ORDER DATED 07/06/2016 DIRECTED TO 1. IMPOUND UNLAWFUL GAINS OF RS.8,30,99,802 (GAIN OF RS.5,75,68,000 + INTEREST OF RS.2,55,31,802 FROM 28/09/2012 TO 07/06/2016), JOINTLY AND SEVERALLY FROM ALL THE DEFAULTERS 2. BANK AND DEPOSITORIES NOT TO MAKE DEBITS WITHOUT PERMISSION OF SEBI, IN RESPECT OF BANK ACCOUNTS AND DEMAT ACCOUNTS AND ENSURE THAT ALL DIRECTIONS ARE STRICTLY ENFORCED. HOWEVER, CREDITS, IF ANY INTO THE ACCOUNTS MAY BE ALLOWED 3. NOT TO DISPOSE OFF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME AMOUNTS ARE CREDITED TO AN ESCROW ACCOUNT CREATED SPECIFICALLY FOR PURPOSE IN A NATIONALIZED BANK. THE ESCROW ACCOUNT/S SHALL CREATE A LIEN IN FAVOUR OF SEBI AND THE MONIES KEPT THEREIN SHALL NOT BE RELEASED WITHOUT PERMISSION OF SEBI 4. PROVIDE FULL INVENTORY OF ALL THEIR ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL FORM AND DETAILS OF COMPANIES HOLD SUBSTANTIAL OR CONTROLLING INTEREST

BEEJAY INVESTMENT & FINANCIAL CONSULTANTS PVT.LTD.

(PAN:AABCB0832B)

SUDHIR JAIN

PAN:AEUPJ6167K

TRADED INDIRECTLY IN SECURITIES MARKET BY TRANSFERRING FUNDS, DIRECTLY/INDIRECTLY TO CONNECTED ENTITIES DURING THE INVESTIGATION PERIOD AND MADE UNLAWFUL GAINS

DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 09-APR-2021 TO 08-APR-2023

DIRECTED TO DISGORGE RS.3,30,52,904 ALONG WITH OTHER ENTITIES/PERSONS

16-JUN-2016

SEBI VIDE ITS ORDER DATED 09/04/2021 DIRECTED TO 1) RESTRAIN FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER CONTINUE TO BE RESTRAINED FOR TWO YEARS FROM DATE OF THIS ORDER 2) JOINTLY AND SEVERALLY, DISGORGED UNLAWFUL GAINS OF RS.3,30,26,842.00 AND DIRECTED TO PAY WITHIN 45 DAYS FROM DATE OF THIS ORDER

SAT: SAT VIDE ITS ORDER DATED 07/07/2021 CONDONED THE DELAY OF 34 DAYS IN FILLING OF APPEAL.GRANTED RESPONDENT FOUR WEEKS TIME TO FILE REPLY AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER

BETUL MINERALS & CONSTRUCTION PVT.LTD.

(PAN:AADCB7050M)

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH IRREGULAR TRANSACTIONS IN SCRIP OF RUCHI SOYA INDUSTRIES LTD.

BETUL OILS & FEEDS PVT.LTD.

(PAN:AACCB8638E)

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH IRREGULAR TRANSACTIONS IN SCRIP OF RUCHI SOYA INDUSTRIES LTD.

CAPS FINSTOCK SERVICES PVT.LTD.

(PAN:AAACC4192J)

PEEYUSH KUMAR AGGARWAL

PAN:AACPA6470C

INDULGED IN CREATION OF ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF POLAR PHARMA INDIA LTD.

DIRECTED TO FREEZE ALL DEMAT ACCOUNTS WHEREIN EQUITY SHARES ALLOTTED UNDER PREFERENTIAL OFFER WERE LYING

DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

DIRECTED TO DISGORGE RS.13,44,965

DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI FROM 02-FEB-2016

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES

02-FEB-2016

SEBI VIDE ITS ORDER DATED 15/01/2020 DIRECTED A) TO DISGORGE OF RS.5,95,117.00 ALONG WITH SIMPLE INTEREST @ 4% P.A. FROM 13/09/2005 TILL DATE OF PAYMENT WITHIN 45 DAYS FROM DATE OF THIS ORDER THROUGH DEMAND DRAFT B) BANKS NOT TO PERMIT DEBIT WITHOUT PERMISSION OF SEBI C) DEPOSITORIES NOT TO PERMIT DEBIT WITHOUT PERMISSION OF SEBI D) REGISTRAR AND TRANSFER AGENTS NOT TO DEBIT AND REDEMPTION OF MUTUAL FUNDS UNITS EXCEPT FOR PURPOSE OF COMPLIANCE OF THIS ORDER E) DEFREEZE THEIR BANK ACCOUNTS AND DEMAT ACCOUNTS, IN RESPECT OF MUTUAL FUND UNITS F) NOT TO DISPOSE OFF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES

SAT: SAT VIDE ITS ORDER DATED 09/06/2022 ALLOWED THE APPEALS AND QUASHED AND SET ASIDE IMPUGNED ORDERS PASSED BY WTM DATED 15/01/2020 AND PASSED BY AO DATED 30/01/2020. NO COSTS

CEMENTEX INDIA PVT.LTD.

(PAN:AAACC9265A)

MADE MISLEADING ANNOUNCEMENTS/ADVERTISEMENTS IN MATTER OF EXELON INFRASTRUCTURE LTD.

DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 07-JUN-2016 TO 06-JUN-2021

DIRECTED TO DISGORGE RS.84,19,546

07-JUN-2016

SEBI VIDE ITS ORDER DATED 21/09/2016 DIRECTED TO DEPOSIT (AS MENTIONED IN PARA 6.3.1 OF THE IMPUGNED ORDER DATED 07/06/2016) AND THE IMPOUNDING ORDER DATED 07/06/2016 WILL BE VACATED AFTER DEPOSITING THE AMOUNT

SEBI VIDE ITS ORDER DATED 24/04/2017 RESTRAINED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER, WHATSOEVER, FOR A PERIOD OF 5 YEARS. FURTHER DIRECTED TO DISGORGE AN AMOUNT OF RS.84,19,546 ALONGWITH INTEREST @ OF 12% FROM 20/01/2012 TILL THE DATE OF PAYMENT. THE IMPOUNDING ORDER DATED 21/09/2016, SHALL CONTINUE AGAINST CEMENTEX TILL THE AMOUNT OF DISGORGEMENT PAID

CONSOLIDATED INFRASTRUCTURE CO.PVT.LTD.

(PAN:AACCC6756C)

INDRU B.HINGORANI

PAN:AAAPH5679L

KIRAN INDRU HINGORANI

PAN:AAAPH4604F

TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTIONS 12A (D) & (E) OF SEBI ACT, 1992 READ WITH REGULATIONS 3, 3A AND 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN SCRIP OF GAMMON INFRASTRUCTURE PROJECTS LTD.

SEBI VIDE ITS ORDER DATED 13/07/2016 1) DISPOSED OFF THE SHOW CAUSE NOTICE WITHOUT ANY DIRECTIONS 2) DIRECTED ALLAHABD BANK TO RELEASE THE AMOUNT OF RS.35.24 LACS, DEPOSITED BY CONSOLIDATED INFRASTRUCTURE CO.PVT.LTD. AND ITS DIRECTORS MR.KIRAN INDRU HINGORANI AND MR.INDRU B.HINGORANI, IN AN ACCOUNT �SEBI ESCROW A/C CONSOLIDATED INFRASTRUCTURE CO.PVT.LTD. (A/C NO. 50330378961)

DHANA ENERGY PVT.LTD.

(CIN:U40300TG2008PTC059894
PAN:AACCV7693M)

MADE MISLEADING ANNOUNCEMENTS/ADVERTISEMENTS IN MATTER OF EXELON INFRASTRUCTURE LTD.

DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 07-JUN-2016 TO 06-JUN-2019

07-JUN-2016

SEBI VIDE ITS ORDER DATED 21/09/2016 DIRECTED TO DEPOSIT (AS MENTIONED IN PARA 6.3.1 OF THE IMPUGNED ORDER DATED 07/06/2016) AND THE IMPOUNDING ORDER DATED 07/06/2016 WILL BE VACATED AFTER DEPOSITING THE AMOUNT

SEBI VIDE ITS ORDER DATED 24/04/2017 RESTRAINED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER, WHATSOEVER, FOR A PERIOD OF 3 YEARS. FURTHER, DIRECTION OF IMPOUNDING OF ASSETS INCLUDING BANK ACCOUNTS / DEMAT ACCOUNTS / PROPERTIES CONTAINED IN ORDER DATED 07/06/2016 AND MODIFIED SUBSEQUENTLY VIDE ORDER DATED 21/09/2016 SHALL STAND REVOKED

DIVYADRISHTI MERCHANTS PVT.LTD.

(PAN:AABCD8147K)

DEBASIS MISHRA

PAN:AHBPM8657M

KINKAR BHATTACHARYA

PAN:AMDPB1266E

RAJESH KUMAR AGARWAL

PAN:ADDPA1188K

SUKANTA CHATTERJEE

PAN:AIRPC7338Q

TRADED INDIRECTLY IN SECURITIES MARKET BY TRANSFERRING FUNDS, DIRECTLY/INDIRECTLY TO CONNECTED ENTITIES DURING THE INVESTIGATION PERIOD AND MADE UNLAWFUL GAINS

SEBI VIDE ITS ORDER DATED 09/04/2021 REVOKED ITS DIRECTIONS ISSUED VIDE ITS ORDERS DATED 16/06/2016 AND 27/03/2017

SEBI VIDE ITS NOTICE DATED 21/10/2022 DIRECTED TO PAY RS.3,30,26,842.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE

DIVYADRISHTI TRADERS PVT.LTD.

(PAN:AABCD8146J)

DEBASIS MISHRA

PAN:AHBPM8657M

KINKAR BHATTACHARYA

PAN:AMDPB1266E

RAJESH KUMAR AGARWAL

PAN:ADDPA1188K

SUKANTA CHATTERJEE

PAN:AIRPC7338Q

TRADED INDIRECTLY IN SECURITIES MARKET BY TRANSFERRING FUNDS, DIRECTLY/INDIRECTLY TO CONNECTED ENTITIES DURING THE INVESTIGATION PERIOD AND MADE UNLAWFUL GAINS

DPK STOCK & SECURITIES

(PAN:AACHB9339M)

INDULGED IN CREATION OF ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF POLAR PHARMA INDIA LTD.

DIRECTED TO FREEZE ALL DEMAT ACCOUNTS WHEREIN EQUITY SHARES ALLOTTED UNDER PREFERENTIAL OFFER WERE LYING

DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

DIRECTED TO DISGORGE RS.28,21,936

DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI FROM 02-FEB-2016

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES

02-FEB-2016

SEBI VIDE ITS ORDER DATED 15/01/2020 DIRECTED A) TO DISGORGE OF RS.12,48,644.00 ALONG WITH SIMPLE INTEREST @ 4% P.A. FROM 13/09/2005 TILL DATE OF PAYMENT WITHIN 45 DAYS FROM DATE OF THIS ORDER THROUGH DEMAND DRAFT B) BANKS NOT TO PERMIT DEBIT WITHOUT PERMISSION OF SEBI C) DEPOSITORIES NOT TO PERMIT DEBIT WITHOUT PERMISSION OF SEBI D) REGISTRAR AND TRANSFER AGENTS NOT TO DEBIT AND REDEMPTION OF MUTUAL FUNDS UNITS EXCEPT FOR PURPOSE OF COMPLIANCE OF THIS ORDER E) DEFREEZE THEIR BANK ACCOUNTS AND DEMAT ACCOUNTS, IN RESPECT OF MUTUAL FUND UNITS F) NOT TO DISPOSE OFF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES

SAT: SAT VIDE ITS ORDER DATED 09/06/2022 ALLOWED THE APPEALS AND QUASHED AND SET ASIDE IMPUGNED ORDERS PASSED BY WTM DATED 15/01/2020 AND PASSED BY AO DATED 30/01/2020. NO COSTS

EROS DIGITAL PVT.LTD.

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INDULGED IN MANIPULATION OF BOOKS OF ACCOUNTS AND MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS OPERATIONS

DIVERTED/SIPHONED FUNDS TO OTHER GROUP COMPANIES

DID NOT HAVE ANY ACTUAL BUSINESS OPERATIONS OF COMPANIES

DID NOT ENGAGE IN ACTIVITIES RELATED TO ENTERTAINMENT INDUSTRY

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-JUN-2023 UNTIL FURTHER ORDERS

DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY

DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES

DIRECTED BSE TO APPOINT FORENSIC AUDITOR TO EXAMINE BOOKS OF ACCOUNTS OF THE COMPANY

22-JUN-2023

SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO CONTINUE TO BE RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES, EITHER DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER UNTIL FURTHER ORDERS

SAT: SAT VIDE ITS ORDER DATED 28/06/2024 DIRECTED TO ISSUE SCN IF ANY, WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND MATTER TO BE DECIDED WITHIN FIVE MONTHS FROM DATE OF THIS ORDER

EROS INTERNATIONAL MEDIA LTD.

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