SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE � PRESS RELEASES/ CHAIRMAN�S AND MEMBER�S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

S.No.

ENTITY

PERSONS

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

A1 SOLUTIONS

(PAN:EJKPK0864F)

(Along with : CORREDOR SERVICES PVT.LTD.,
VEPAR SOLUTIONS PVT.LTD.,
KAMAL GUPTA (HUF),
JUSCORP ENTERPRISES PVT.LTD.)

Click here to view complete history of this specific entity/person

AAYUSH TANWAR

PAN:ATPPT4346L

AJJU KUMAR

PAN:EJKPK0864F

CHINNU

PAN:BGQPC3096K

DEEPA SUREKA

PAN:ANTPS8310F

GYANENDRA GHARTI CHHETRI

PAN:AVBPC2116P

NAVNEET KUMAR SUREKA

PAN:ANWPS5531K

PIYUSH AGARWAL

PAN:APBPA7314M

SAPAN KUMAR AGARWAL

PAN:BBHPK0862R

SHYAM KUMAR SINGH

PAN:BLVPS0924A

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS

DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS

DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI

DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

DIRECTED TO DISGORGE RS.7,38,34,535 ALONG WITH OTHER ENTITIES/PERSONS

19-JUN-2023

AFFLUENCE FINCON SERVICE PVT.LTD.

(PAN:AAHCA7554R)

AMEE DHIREN SHAH

PAN:BMIPS9852B

TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTIONS 12A(D) AND (E) OF SEBI ACT, 1992 AND REGULATIONS 4(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF INFIBEAM AVENUES LTD.

DIRECTED TO DISGORGE RS.2,60,93,086 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO CREDIT AMOUNTS TO ESCROW ACCOUNT IN NATIONALISED BANK

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 27-APR-2021 TO 26-APR-2022

DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS

24-AUG-2020

SAT: SAT VIDE ITS ORDER DATED 07/09/2020 DIRECTED APPELLANTS TO PROVIDE FIXED DEPOSIT OF RS.2,60,93,085.85 IN NAME OF SEBI FOR ONE YEAR WITHIN TWO SEEKS FROM DATE OF THIS ORDER

SEBI VIDE ITS ORDER DATED 27/04/2021 DIRECTED TO A) RESTRAIN FROM ACCESSING THE SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, WHATSOEVER, FOR A PERIOD OF ONE (1) YEAR, FROM THE DATE OF THIS ORDER B) DISGORGED AMOUNT OF RS.2,60,93,085.85 SHALL BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) AS PER SAT VIDE ITS ORDER DATED 07/09/2020 C) DURING THE PERIOD OF RESTRAINT EXISTING HOLDING, INCLUDING MUTUAL FUNDS UNITS SHALL REMAIN FROZEN

AJC SECURITIES & FINANCE PVT.LTD.

(PAN:AABCA1253B)

INDULGED IN CREATION OF ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF POLAR PHARMA INDIA LTD.

DIRECTED TO FREEZE ALL DEMAT ACCOUNTS WHEREIN EQUITY SHARES ALLOTTED UNDER PREFERENTIAL OFFER WERE LYING

DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

DIRECTED TO DISGORGE RS.9,67,531

DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI FROM 02-FEB-2016

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES

02-FEB-2016

SEBI VIDE ITS ORDER DATED 15/01/2020 DIRECTED A) TO DISGORGE OF RS.4,28,111.00 ALONG WITH SIMPLE INTEREST @ 4% P.A. FROM 13/09/2005 TILL DATE OF PAYMENT WITHIN 45 DAYS FROM DATE OF THIS ORDER THROUGH DEMAND DRAFT B) BANKS NOT TO PERMIT DEBIT WITHOUT PERMISSION OF SEBI C) DEPOSITORIES NOT TO PERMIT DEBIT WITHOUT PERMISSION OF SEBI D) REGISTRAR AND TRANSFER AGENTS NOT TO DEBIT AND REDEMPTION OF MUTUAL FUNDS UNITS EXCEPT FOR PURPOSE OF COMPLIANCE OF THIS ORDER E) DEFREEZE THEIR BANK ACCOUNTS AND DEMAT ACCOUNTS, IN RESPECT OF MUTUAL FUND UNITS F) NOT TO DISPOSE OFF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES

SAT: SAT VIDE ITS ORDER DATED 09/06/2022 ALLOWED THE APPEALS AND QUASHED AND SET ASIDE IMPUGNED ORDERS PASSED BY WTM DATED 15/01/2020 AND PASSED BY AO DATED 30/01/2020. NO COSTS

AMRUT SECURITIES LTD.

(PAN:AABCA8006G)

INDULGED IN CREATION OF ARTIFICIAL VOLUME IN SCRIP OF SARANG CHEMICLS LTD.

DIRECTED TO DISGORGE RS.38,792

DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED TO DISGORGE UNLAWFUL GAINS WITHIN 45 DAYS FROM DATE OF ORDER EITHER BY WAY OF DEMAND DRAFT

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES

31-DEC-2018

SAT: SAT VIDE ITS ORDER DATED 12/08/2021 ALLOWED THE APPEALS AND QUASHED IMPUGNED ORDER AND REMITTED MATTER TO AUTHORITY CONCERNED TO PASS A FRESH ORDER

SEBI VIDE ITS ORDER DATED 12/10/2022 DIRECTED A) TO DISGORGE UNLAWFUL GAIN OF RS.38,792.00 ALONG WITH SIMPLE INTEREST @12% P.A. CALCULATED FROM THE RESPECTIVE DATES OF THEIR TRANSACTIONS TILL THE RESPECTIVE DATES OF PAYMENT B) TO PAY DISGORGE AMOUNT WITHIN 45 DAYS FROM DATE OF THIS ORDER BY WAY OF DEMAND DRAFT C) NO DEBIT TO BE MADE, EXCEPT FOR DEMAND DRAFT AND E-PAYMENT IN FAVOUR OF SEBI UNTIL WRITTEN INSTRUCTIONS FROM SEBI D) DEPOSITORIES NOT TO DEBIT WITHOUT PERMISSION OF SEBI IN RESPECT OF DEMAT ACCOUNTS HELD BY THE NOTICEES EXCEPT FOR THE PURPOSES OF COMPLIANCE OF THIS ORDER E) NOT TO DISPOSE OF OR ALIENATE ANY OF ASSETS/PROPERTIES/SECURITIES TILL SUCH TIME DIRECTION OF THIS ORDER COMPLIED

ANSHUL AGGARWAL CO.(HUF)

(PAN:AAQHA3574F)

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SHARPLINE BROADCAST LTD. USING MISLEADING YOUTUBE VIDEOS WITH FALSE CONTENT BACKED BY PAID MARKETING CAMPAIGN

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 02-MAR-2023 UNTIL FURTHER ORDERS

DIRECTED TO OPEN INTEREST BEARING ESCROW ACCOUNT WITH A SCHEDULED COMMERCIAL BANK AND DEPOSIT THE IMPOUNDED AMOUNT THEREIN IN THE MATTER OF TO BE PROCEEDS GENERATED FROM FRONT RUNNING TRADES WITHOUT PERMISSION FROM SEBI

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI FROM 02-MAR-2023 UNTIL FURTHER ORDERS

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

DIRECTED DEPOSITORIES TO ENSURE THAT NO DEBITS AND/OR CREDITS MADE IN DEMAT ACCOUNTS, HELD JOINTLY OR SEVERALLY, OF ENTITIES AND PERSONS

DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NOT TRANSFERRED SECURITIES HELD JOINTLY OR SEVERALLY

DIRECTED TO IMPOUND UNLAWFUL GAIN RS.15,88,704

02-MAR-2023

SEBI VIDE ITS ORDER DATED 11/07/2023 CONFIRMED ITS DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 02/03/2023 AND PERMITTED TO SELL THEIR SECURITIES TO COMPLY WITH DIRECTION OF INTERIM ORDER DATED 02/03/2023 TO DEPOSIT ILLEGAL GAINS IN ESCROW ACCOUNT

SAT: SAT VIDE ITS ORDER DATED 10/08/2023 DIRECTED RESPONDENT TO FILE REPLY WITHIN TEN DAYS FROM DATE OF THIS ORDER AND REJOINDER TO BE FILED WITHIN A WEEK THEREAFTER

ASMITA PATEL GLOBAL SCHOOL OF TRADING PVT.LTD.

(PAN:AASCA6577F)

ASMITA JITESH PATEL

PAN:BQTPP3844B

JIGAR RAMESHBHAI DAWADA

PAN:AKVPD3098G

JITESH JETHALAL PATEL

PAN:AIJPP3326R

SAGAR DHANJIBHAI

PAN:EGGPS8029K

SURESH PARMASHIVAM

PAN:EPGPP1022C

ACTED AS INVESTMENT ADVISER WITHOUT SEBI REGISTRATION

ACTED AS RESEARCH ANALYST WITHOUT SEBI REGISTRATION

CEASED AND DESIST FROM OFFERING UNREGISTERED INVESTMENT ADVISORY AND RESEARCH ANALYST SERVICES FROM ACTING AS OR HOLDING THEMSELVES OUT TO BE INVESTMENT ADVISOR/ RESEARCH ANALYST IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY IN ANY MANNER WHATSOEVER FROM 06-FEB-2025 TILL FURTHER ORDERS

CEASED TO SOLICIT OR UNDERTAKE INVESTMENT ADVISORY ACTIVITIES OR ANY OTHER ACTIVITY IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-FEB-2025 TILL FURTHER ORDERS

DIRECTED TO DISGORGE RS.53,67,46,384 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO OPEN FIXED DEPOSIT ACCOUNTS EITHER IN ANY NOTICEE�S NAME OR JOINTLY/SEVERALLY WITH LIEN MARK IN FAVOUR OF SEBI AND MONIES KEPT THEREIN NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS

DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 06-FEB-2025 TILL FURTHER ORDERS

DIRECTED TO IMMEDIATELY WITHDRAW AND REMOVE ALL ADVERTISEMENTS, REPRESENTATIONS, LITERATURES, BROCHURES, MATERIALS, PUBLICATIONS, DOCUMENTS, WEBSITE, ETC. IN RELATION TO THOSE SCHEMES / ACTIVITIES (INVESTMENT ADVISER AND ALTERNATIVE INVESTMENT FUND, AND/OR RESEARCH ANALYST) OR ANY UNREGISTERED ACTIVITIES FROM 06-FEB-2025 TILL FURTHER ORDERS

06-FEB-2025

BANHEM STOCK BROKING PVT.LTD.

(PAN:AACCB5251H)

KAUSHAL CHANDARANA

PAN:ABJPC5129L

MANISHKUMAR SUMATILAL MEHTA

PAN:AAEPM2096G

INDULGED IN FRONT RUNNING TRADING ACTIVITIES VIOLATING SECTIONS 12A(A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO (D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003

DIRECTED TO DISGORGE RS.18,63,438 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO DEPOSIT WRONGFUL GAINS IN ESCROW ACCOUNT

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS

ALLOWED BANKS TO DEBIT FOR THE PURPOSE OF MAKING REFUNDS TO CLIENTS/INVESTORS/COMPLAINANTS

DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

28-MAR-2023

SAT: SAT VIDE ITS ORDER DATED 13/04/2023 DIRECTED A) RESPONDENT TO FILE REPLY WITHIN A WEEK FROM DATE OF THIS ORDER B) SET ASIDE DIRECTION IN PARA 51.1 OF IMPUGNED ORDER DATED 28/03/2023 FOR RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES MARKET OR ASSOCIATING THEMSELVES WITH SECURITIES MARKET, EITHER DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER UNTIL FURTHER ORDERS C) APPELLANT TO DEPOSIT 50% AMOUNT IN ESCROW ACCOUNT. UPON DEPOSIT, THEIR BANK ACCOUNTS, DEMAT ACCOUNTS ETC. WILL BE DEFREEZED FORTHWITH

SAT: SAT VIDE ITS ORDER DATED 27/04/2023 CONDONED THE DELAY IN FILING OF APPEAL AND ALLOWED TEN DAYS TO FILE REJOINDER

BASIL INTERNATIONAL LTD.

(PAN:AACCB0938K)

BIPLAB TALUKDAR

PAN:AEQPT3738N

JAYANTA KUMAR BASU

DIN:02827066
PAN:AKSPB8412H

MOHAMMED AFAQUE AHMAD

DIN:05110815
PAN:AJCPA6064F

MONAMI BASU

PAN:ADPKB3250C

NIRMALENDU BHOWMIK

PAN:ASFPB6456J

PINTU ROY

DIN:06395752

SANTANU CHAKRABORTY

DIN:02403146

SUSANTA KUMAR JANA

PAN:AGJPJ1097K

SUSANTO CHATTERJEE

PAN:ADNPC9257F

VIVEK KUMAR

DIN:03524074
PAN:ADNPK9149E

MOBILIZED RS.9.35 CRORE FROM PUBLIC THROUGH ISSUANCE OF REDEEMABLE PREFERENCE SHARES (RPS) BY WAY OF PRIVATE PLACEMENT TO 5,180 INVESTORS VIOLATING SECTIONS 56, 60 READ WITH 2(36), 67(1) TO 67(3) AND 73(1) TO 73(3) OF COMPANIES ACT, 1956

MOBILIZED RS.9.35 CRORE FROM PUBLIC THROUGH ISSUANCE OF REDEEMABLE PREFERENCE SHARES (RPS) BY WAY OF PRIVATE PLACEMENT TO 5,180 INVESTORS VIOLATING REGULATION 16(1) OF SEBI (ISSUE AND LISTING OF NCRPS) REGULATIONS, 2013

DIRECTED TO REFUND MONEY COLLECTED THROUGH ISSUANCE OF REDEEMABLE PREFERENCE SHARES (RPS) INCLUDING APPLICATION MONEY ALONGWITH INTEREST @15% PER ANNUM

DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM

DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY

DIRECTED TO SUBMIT REPAYMENT REPORT TO SEBI CERTIFIED BY TWO INDEPENDENT CHARTERED ACCOUNTANTS WHO ARE IN PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 29-FEB-2024 TO 28-FEB-2025

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-FEB-2024 TO 28-FEB-2025

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-FEB-2024 TO 28-FEB-2025

29-FEB-2024

SEBI VIDE ITS NOTICE DATED 15/04/2025 DIRECTED TO PAY RS.9,35,00,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE

BHAWARLAL JAJOO (HUF)

(PAN:AAAHB0043A)

ENGAGED INDIRECTLY IN INSIDER TRADING ACTIVITIES WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTION 12A(D) AND 12A(E) OF SEBI ACT. 1992 OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF ZEE ENTERTAINMENT ENTERPRISES LTD.

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 12-AUG-2021 UNTIL FURTHER ORDERS

DIRECTED TO OPEN ESCROW ACCOUNT WITH NATIONALISED BANK JOINTLY OR SEVERALLY AND DEPOSIT IMPOUNDED AMOUNT

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI FROM 12-AUG-2021 UNTIL FURTHER ORDERS

DIRECTED DEPOSITORIES TO ENSURE THAT NO DEBITS AND CREDITS MADE IN DEMAT ACCOUNTS

DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES

12-AUG-2021

SEBI VIDE ITS ORDER DATED 18/02/2022 A) LIFT THE RESTRICTIONS IMPOSED ON THE ENTITIES VIDE ITS INTERIM ORDER DATED 12/08/2021 B) FUNDS DEPOSITED BY THE ENTITIES IN INTEREST BEARING ESCROW ACCOUNT WILL REMAIN IN THE SAID ACCOUNT WITH LIEN IN FAVOUR OF SEBI UNTIL FURTHER ORDERS

SEBI VIDE ITS ORDER DATED 31/03/2023 REVOKED THE DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 12/08/2021 READ WITH CONFIRMATORY ORDER DATED 27/09/2021 AND 18/02/2022

CAPS FINSTOCK SERVICES PVT.LTD.

(PAN:AAACC4192J)

PEEYUSH KUMAR AGGARWAL

PAN:AACPA6470C

INDULGED IN CREATION OF ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF POLAR PHARMA INDIA LTD.

DIRECTED TO FREEZE ALL DEMAT ACCOUNTS WHEREIN EQUITY SHARES ALLOTTED UNDER PREFERENTIAL OFFER WERE LYING

DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

DIRECTED TO DISGORGE RS.13,44,965

DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI FROM 02-FEB-2016

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES

02-FEB-2016

SEBI VIDE ITS ORDER DATED 15/01/2020 DIRECTED A) TO DISGORGE OF RS.5,95,117.00 ALONG WITH SIMPLE INTEREST @ 4% P.A. FROM 13/09/2005 TILL DATE OF PAYMENT WITHIN 45 DAYS FROM DATE OF THIS ORDER THROUGH DEMAND DRAFT B) BANKS NOT TO PERMIT DEBIT WITHOUT PERMISSION OF SEBI C) DEPOSITORIES NOT TO PERMIT DEBIT WITHOUT PERMISSION OF SEBI D) REGISTRAR AND TRANSFER AGENTS NOT TO DEBIT AND REDEMPTION OF MUTUAL FUNDS UNITS EXCEPT FOR PURPOSE OF COMPLIANCE OF THIS ORDER E) DEFREEZE THEIR BANK ACCOUNTS AND DEMAT ACCOUNTS, IN RESPECT OF MUTUAL FUND UNITS F) NOT TO DISPOSE OFF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES

SAT: SAT VIDE ITS ORDER DATED 09/06/2022 ALLOWED THE APPEALS AND QUASHED AND SET ASIDE IMPUGNED ORDERS PASSED BY WTM DATED 15/01/2020 AND PASSED BY AO DATED 30/01/2020. NO COSTS

CORREDOR SERVICES PVT.LTD.

(PAN:AAGCC9495E)

(Along with : A1 SOLUTIONS,
VEPAR SOLUTIONS PVT.LTD.,
KAMAL GUPTA (HUF),
JUSCORP ENTERPRISES PVT.LTD.)

AAYUSH TANWAR

PAN:ATPPT4346L

AJJU KUMAR

PAN:EJKPK0864F

CHINNU

PAN:BGQPC3096K

DEEPA SUREKA

PAN:ANTPS8310F

GYANENDRA GHARTI CHHETRI

PAN:AVBPC2116P

NAVNEET KUMAR SUREKA

PAN:ANWPS5531K

PIYUSH AGARWAL

PAN:APBPA7314M

SAPAN KUMAR AGARWAL

PAN:BBHPK0862R

SHYAM KUMAR SINGH

PAN:BLVPS0924A

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.

DINERO FINANCE & INVESTMENTS PVT.LTD.

(PAN:AAACD0209R)

ARUN KAPOOR

PAN:AAAPK1476C

TRADED WHILE IN POSSESSION OF UPSI AND COMMUNICATED UPSI TO OTHERS VIOLATING SECTION 12A(D) AND 12A(E) OF SEBI ACT, 1992 AND REGULATIONS 3 AND 4 OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF LUX INDUSTRIES LTD.

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-JAN-2022 UNTIL FURTHER ORDERS

DIRECTED TO OPEN ESCROW ACCOUNT WITH NATIONALISED BANK JOINTLY OR SEVERALLY AND DEPOSIT IMPOUNDED AMOUNT

DIRECTED BANKS TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI FROM 24-JAN-2022 UNTIL FURTHER ORDERS

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED TO FREEZE BANK ACCOUNTS

DIRECTED BANKS NOT TO ALLOW ANY DEBITS/WITHDRAWLS WITHOUT PERMISSION OF SEBI

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

DIRECTED TO IMPOUND BANK ACCOUNTS

DIRECTED TO IMPOUND UNLAWFUL GAIN RS.1,91,038 ALONG WITH OTHER ENTITIES/PERSONS

24-JAN-2022

SEBI VIDE ITS ORDER DATED 27/05/2022 DIRECTED TO A) RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES OF LUX INDUSTRIES LTD., EITHER DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER UNTIL FURTHER ORDERS B) RESTRAINT RELATED TO BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES IN RESPECT OF LUX INDUSTRIES LTD. NOT TO PROHIBIT THE CREDIT OF SHARES TO BE RECEIVED ON ACCOUNT OF STOCK OPTION, BONUS ETC. ISSUED BY THE COMPANY C) FUNDS DEPOSITED BY ENTITIES IN INTEREST BEARING ESCROW ACCOUNT/FDR TO REMAIN IN SAID ACCOUNT WITH LIEN IN FAVOUR OF SEBI UNTIL FURTHER ORDERS

SEBI VIDE ITS ORDER DATED 06/11/2023 A) REVOKED ITS DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 24/01/2022 WHICH WERE CONFIRMED WITH MODIFICATIONS VIDE ORDER DATED 27/05/2022 B) RELEASED AMOUNT IMPOUNDED PURSUANT TO INTERIM ORDER DATED 24/01/2022 READ WITH ORDER DATED 27/05/2022 ALONG WITH INTEREST IF ANY, ACCRUED ON THE SAID AMOUNT

DPK STOCK & SECURITIES

(PAN:AACHB9339M)

INDULGED IN CREATION OF ARTIFICIAL VOLUME AND PRICE MANIPULATION THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF POLAR PHARMA INDIA LTD.

DIRECTED TO FREEZE ALL DEMAT ACCOUNTS WHEREIN EQUITY SHARES ALLOTTED UNDER PREFERENTIAL OFFER WERE LYING

DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

DIRECTED TO DISGORGE RS.28,21,936

DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI FROM 02-FEB-2016

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES

02-FEB-2016

SEBI VIDE ITS ORDER DATED 15/01/2020 DIRECTED A) TO DISGORGE OF RS.12,48,644.00 ALONG WITH SIMPLE INTEREST @ 4% P.A. FROM 13/09/2005 TILL DATE OF PAYMENT WITHIN 45 DAYS FROM DATE OF THIS ORDER THROUGH DEMAND DRAFT B) BANKS NOT TO PERMIT DEBIT WITHOUT PERMISSION OF SEBI C) DEPOSITORIES NOT TO PERMIT DEBIT WITHOUT PERMISSION OF SEBI D) REGISTRAR AND TRANSFER AGENTS NOT TO DEBIT AND REDEMPTION OF MUTUAL FUNDS UNITS EXCEPT FOR PURPOSE OF COMPLIANCE OF THIS ORDER E) DEFREEZE THEIR BANK ACCOUNTS AND DEMAT ACCOUNTS, IN RESPECT OF MUTUAL FUND UNITS F) NOT TO DISPOSE OFF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES

SAT: SAT VIDE ITS ORDER DATED 09/06/2022 ALLOWED THE APPEALS AND QUASHED AND SET ASIDE IMPUGNED ORDERS PASSED BY WTM DATED 15/01/2020 AND PASSED BY AO DATED 30/01/2020. NO COSTS

ECONO BROKING PVT.LTD.

(PAN:AADCB8817A)

(Along with : ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
SAI METALTECH LLP,
RUSHP TRADING LLP,
SATRAMA TRADING LLP,
SHIVHARI TRADING LLP,
LINKUP FINANCIAL CONSULTANTS PVT.LTD.,
HIGHGROWTH VINCOM PVT.LTD.)

AKSHAY JITENDRAKUMAR BRAHAMBHATT

PAN:CDXPB7730C

ARPAN DAS

PAN:CEZPD7390K

ARUN DUTTA

PAN:AIYPD5217E

BUDDHADEB LAHA

PAN:AQBPL5563C

DIXIT NARESHBHAI BORISA

PAN:BNDPB5397L

HANIF KASAMBHAI SHEKH

PAN:CBEPS9710A

HASINA KASAMBHAI SHEKH

PAN:BFHPS4813N

KAMLESHKUMAR G.SOLANKI

PAN:BFLPS7554C

KASAMBHAI SHEKH

PAN:AGRPS7734C

MAHESHKUMAR NARESHKUMAR PURABIA

PAN:APJPP8572N

MANOHARPRASAD GHANSHYAMBHAI VAISHNAV

PAN:AKDPV8381N

NAGINBHAI JESHINGBHAI MAHERIYA

PAN:AZRPM0004E

NITESH P.PAVSKAR

PAN:BJQPP0910G

PRIYANKAR LAHA

PAN:AKLPL2832L

SANJAY DEY

PAN:BWHPD4063L

SHRENIK JITENDRABHAI GOHIL

PAN:BRCPG1140D

UJJAL LAHA

PAN:ATSPL2483R

VIJAY RAJESHBHAI VASITA

PAN:AXQPV0383G

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF VISHAL FABRICS LTD.

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS

DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS

DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI

DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

DIRECTED TO DISGORGE RS.1,34,67,773 ALONG WITH OTHER ENTITIES/PERSONS

19-JUN-2023

SAT: SAT VIDE ITS ORDER DATED 18/08/2023 DISPOSED OF THE APPEALS DIRECTING APPELLANTS TO FILE REPLY/OBJECTION TO SCN DATED AS WELL AS, IF ADVISED, FILE APPLICATION FOR VACATION/MODIFICATION OF EX-PARTE AD INTERIM ORDER

SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT�S CLIENTS

ECONO BROKING PVT.LTD.

(PAN:AADCB8817A)

(Along with : ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
SAI METALTECH LLP,
HIGHGROWTH VINCOM PVT.LTD.,
GLORIOUS VINCOM PVT.LTD.,
LINKUP FINANCIAL CONSULTANTS PVT.LTD.)

AKSHAY JITENDRAKUMAR BRAHAMBHATT

PAN:CDXPB7730C

ARPAN DAS

PAN:CEZPD7390K

ARUN DUTTA

PAN:AIYPD5217E

BUDDHADEB LAHA

PAN:AQBPL5563C

DIXIT NARESHBHAI BORISA

PAN:BNDPB5397L

HANIF KASAMBHAI SHEKH

PAN:CBEPS9710A

HASINA KASAMBHAI SHEKH

PAN:BFHPS4813N

KAMLESHKUMAR G.SOLANKI

PAN:BFLPS7554C

KASAMBHAI SHEKH

PAN:AGRPS7734C

MAHESHKUMAR NARESHKUMAR PURABIA

PAN:APJPP8572N

MANOHARPRASAD GHANSHYAMBHAI VAISHNAV

PAN:AKDPV8381N

NAGINBHAI JESHINGBHAI MAHERIYA

PAN:AZRPM0004E

NITESH P.PAVSKAR

PAN:BJQPP0910G

PRIYANKAR LAHA

PAN:AKLPL2832L

SANJAY DEY

PAN:BWHPD4063L

SHRENIK JITENDRABHAI GOHIL

PAN:BRCPG1140D

UJJAL LAHA

PAN:ATSPL2483R

VIJAY RAJESHBHAI VASITA

PAN:AXQPV0383G

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF GBL INDUSTRIES LTD.

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS

DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS

DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI

DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

DIRECTED TO DISGORGE RS.4,39,37,085 ALONG WITH OTHER ENTITIES/PERSONS

19-JUN-2023

ECONO BROKING PVT.LTD.

(PAN:AADCB8817A)

(Along with : ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
SAI METALTECH LLP)

AKSHAY JITENDRAKUMAR BRAHAMBHATT

PAN:CDXPB7730C

ARPAN DAS

PAN:CEZPD7390K

ARUN DUTTA

PAN:AIYPD5217E

BUDDHADEB LAHA

PAN:AQBPL5563C

DIXIT NARESHBHAI BORISA

PAN:BNDPB5397L

HANIF KASAMBHAI SHEKH

PAN:CBEPS9710A

HASINA KASAMBHAI SHEKH

PAN:BFHPS4813N

KAMLESHKUMAR G.SOLANKI

PAN:BFLPS7554C

KASAMBHAI SHEKH

PAN:AGRPS7734C

MAHESHKUMAR NARESHKUMAR PURABIA

PAN:APJPP8572N

MANOHARPRASAD GHANSHYAMBHAI VAISHNAV

PAN:AKDPV8381N

NAGINBHAI JESHINGBHAI MAHERIYA

PAN:AZRPM0004E

NITESH P.PAVSKAR

PAN:BJQPP0910G

PRIYANKAR LAHA

PAN:AKLPL2832L

SANJAY DEY

PAN:BWHPD4063L

SHRENIK JITENDRABHAI GOHIL

PAN:BRCPG1140D

UJJAL LAHA

PAN:ATSPL2483R

VIJAY RAJESHBHAI VASITA

PAN:AXQPV0383G

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF DARJEELING ROPEWAY CO.LTD.

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS

DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS

DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI

DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

DIRECTED TO DISGORGE RS.2,68,397 ALONG WITH OTHER ENTITIES/PERSONS

19-JUN-2023

ECONO BROKING PVT.LTD.

(PAN:AADCB8817A)

(Along with : MAURIA UDYOG LTD.,
VEE EM INFOCENTRE PVT.LTD.,
ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
SAI METALTECH LLP)

AKSHAY JITENDRAKUMAR BRAHAMBHATT

PAN:CDXPB7730C

ARPAN DAS

PAN:CEZPD7390K

ARUN DUTTA

PAN:AIYPD5217E

BUDDHADEB LAHA

PAN:AQBPL5563C

DIXIT NARESHBHAI BORISA

PAN:BNDPB5397L

HANIF KASAMBHAI SHEKH

PAN:CBEPS9710A

HASINA KASAMBHAI SHEKH

PAN:BFHPS4813N

KAMLESHKUMAR G.SOLANKI

PAN:BFLPS7554C

KASAMBHAI SHEKH

PAN:AGRPS7734C

MAHESHKUMAR NARESHKUMAR PURABIA

PAN:APJPP8572N

MANOHARPRASAD GHANSHYAMBHAI VAISHNAV

PAN:AKDPV8381N

NAGINBHAI JESHINGBHAI MAHERIYA

PAN:AZRPM0004E

NITESH P.PAVSKAR

PAN:BJQPP0910G

PRIYANKAR LAHA

PAN:AKLPL2832L

SANJAY DEY

PAN:BWHPD4063L

SHRENIK JITENDRABHAI GOHIL

PAN:BRCPG1140D

UJJAL LAHA

PAN:ATSPL2483R

VIJAY RAJESHBHAI VASITA

PAN:AXQPV0383G

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS

DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS

DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI

DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

DIRECTED TO DISGORGE RS.26,19,68,781 ALONG WITH OTHER ENTITIES/PERSONS

19-JUN-2023

ECONO BROKING PVT.LTD.

(PAN:AADCB8817A)

(Along with : ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
SAI METALTECH LLP)

AKSHAY JITENDRAKUMAR BRAHAMBHATT

PAN:CDXPB7730C

ARPAN DAS

PAN:CEZPD7390K

ARUN DUTTA

PAN:AIYPD5217E

BUDDHADEB LAHA

PAN:AQBPL5563C

DIXIT NARESHBHAI BORISA

PAN:BNDPB5397L

HANIF KASAMBHAI SHEKH

PAN:CBEPS9710A

HASINA KASAMBHAI SHEKH

PAN:BFHPS4813N

KAMLESHKUMAR G.SOLANKI

PAN:BFLPS7554C

KASAMBHAI SHEKH

PAN:AGRPS7734C

MAHESHKUMAR NARESHKUMAR PURABIA

PAN:APJPP8572N

MANOHARPRASAD GHANSHYAMBHAI VAISHNAV

PAN:AKDPV8381N

NAGINBHAI JESHINGBHAI MAHERIYA

PAN:AZRPM0004E

NITESH P.PAVSKAR

PAN:BJQPP0910G

PRIYANKAR LAHA

PAN:AKLPL2832L

SANJAY DEY

PAN:BWHPD4063L

SHRENIK JITENDRABHAI GOHIL

PAN:BRCPG1140D

UJJAL LAHA

PAN:ATSPL2483R

VIJAY RAJESHBHAI VASITA

PAN:AXQPV0383G

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF DARJEELING ROPEWAY CO.LTD.

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS

DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS

DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI

DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

DIRECTED TO DISGORGE RS.10,39,71,344 ALONG WITH OTHER ENTITIES/PERSONS

19-JUN-2023

ECONO BROKING PVT.LTD.

(PAN:AADCB8817A)

(Along with : ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
SAI METALTECH LLP,
RUSHP TRADING LLP,
SATRAMA TRADING LLP,
SHIVHARI TRADING LLP)

AKSHAY JITENDRAKUMAR BRAHAMBHATT

PAN:CDXPB7730C

ARPAN DAS

PAN:CEZPD7390K

ARUN DUTTA

PAN:AIYPD5217E

BUDDHADEB LAHA

PAN:AQBPL5563C

DIXIT NARESHBHAI BORISA

PAN:BNDPB5397L

HANIF KASAMBHAI SHEKH

PAN:CBEPS9710A

HASINA KASAMBHAI SHEKH

PAN:BFHPS4813N

KAMLESHKUMAR G.SOLANKI

PAN:BFLPS7554C

KASAMBHAI SHEKH

PAN:AGRPS7734C

MAHESHKUMAR NARESHKUMAR PURABIA

PAN:APJPP8572N

MANOHARPRASAD GHANSHYAMBHAI VAISHNAV

PAN:AKDPV8381N

NAGINBHAI JESHINGBHAI MAHERIYA

PAN:AZRPM0004E

NITESH P.PAVSKAR

PAN:BJQPP0910G

PRIYANKAR LAHA

PAN:AKLPL2832L

SANJAY DEY

PAN:BWHPD4063L

SHRENIK JITENDRABHAI GOHIL

PAN:BRCPG1140D

UJJAL LAHA

PAN:ATSPL2483R

VIJAY RAJESHBHAI VASITA

PAN:AXQPV0383G

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF VISHAL FABRICS LTD.

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS

DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS

DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI

DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

DIRECTED TO DISGORGE RS.30,96,00,866 ALONG WITH OTHER ENTITIES/PERSONS

19-JUN-2023

ECONO BROKING PVT.LTD.

(PAN:AADCB8817A)

(Along with : ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
SAI METALTECH LLP,
HIGHGROWTH VINCOM PVT.LTD.)

AKSHAY JITENDRAKUMAR BRAHAMBHATT

PAN:CDXPB7730C

ARPAN DAS

PAN:CEZPD7390K

ARUN DUTTA

PAN:AIYPD5217E

BUDDHADEB LAHA

PAN:AQBPL5563C

DIXIT NARESHBHAI BORISA

PAN:BNDPB5397L

HANIF KASAMBHAI SHEKH

PAN:CBEPS9710A

HASINA KASAMBHAI SHEKH

PAN:BFHPS4813N

KAMLESHKUMAR G.SOLANKI

PAN:BFLPS7554C

KASAMBHAI SHEKH

PAN:AGRPS7734C

MAHESHKUMAR NARESHKUMAR PURABIA

PAN:APJPP8572N

MANOHARPRASAD GHANSHYAMBHAI VAISHNAV

PAN:AKDPV8381N

NAGINBHAI JESHINGBHAI MAHERIYA

PAN:AZRPM0004E