| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ANIL L.NAGPAL
|
|
|
PASSED SENSITIVE INFORMATION TO MANISH INNANI OF PRAYAS SECURITIES PVT.LTD. AND RAJEEV SHROFF OF EMKAY SHARES & STOCK BROKERS PVT.LTD. REGARDING FII DEALINGS IN SHARES OF BILT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-OCT-2007 TILL FURTHER ORDERS
DIRECTED TO DEPOSIT PROFITS WITH NSE
01-OCT-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.94,000, DISGORGEMENT AMOUNT RS.1,88,000, (INTEREST RS.2,71,981 ALONG WITH OTHER ENTITIES/PERSONS) VIDE CONSENT ORDER)
04-JUL-2008~
|
ORDER DATED 01/10/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.94,000 AGAINST SETTLEMENT CHARGES AND RS.1,88,000 AGAINST AMOUNT DISGORGED AS PER CONSENT ORDER DATED 04/07/2008
|
| 2 |
|
|
ASHA PANKAJ DEDHIA
|
|
|
PASSED SENSITIVE INFORMATION TO MANISH INNANI OF PRAYAS SECURITIES PVT.LTD. AND RAJEEV SHROFF OF EMKAY SHARES & STOCK BROKERS PVT.LTD. REGARDING FII DEALINGS IN SHARES OF BILT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-OCT-2007 TILL FURTHER ORDERS
DIRECTED TO DEPOSIT PROFITS WITH NSE
01-OCT-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.74,000, DISGORGEMENT AMOUNT RS.1,48,000, (INTEREST RS.2,71,981 ALONG WITH OTHER ENTITIES/PERSONS) VIDE CONSENT ORDER)
04-JUL-2008~
|
ORDER DATED 01/10/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.74,000 AGAINST SETTLEMENT CHARGES AND RS.1,48,000 AGAINST AMOUNT DISGORGED AS PER CONSENT ORDER DATED 04/07/2008
|
| 3 |
|
|
DEEPALI GHANSHYAM SHROFF
|
|
|
PASSED SENSITIVE INFORMATION TO MANISH INNANI OF PRAYAS SECURITIES PVT.LTD. AND RAJEEV SHROFF OF EMKAY SHARES & STOCK BROKERS PVT.LTD. REGARDING FII DEALINGS IN SHARES OF BILT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-OCT-2007 TILL FURTHER ORDERS
DIRECTED TO DEPOSIT PROFITS WITH NSE
01-OCT-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.14,000, DISGORGEMENT AMOUNT RS.28,000, (INTEREST RS.2,71,981 ALONG WITH OTHER ENTITIES/PERSONS) VIDE CONSENT ORDER)
04-JUL-2008~
|
ORDER DATED 01/10/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.14,000 AGAINST SETTLEMENT CHARGES AND RS.28,000 AGAINST AMOUNT DISGORGED, AS PER CONSENT ORDER DATED 04/07/2008
|
| 4 |
|
|
DOLAR VALIA
|
|
|
PASSED SENSITIVE INFORMATION TO MANISH INNANI OF PRAYAS SECURITIES PVT.LTD. AND RAJEEV SHROFF OF EMKAY SHARES & STOCK BROKERS PVT.LTD. REGARDING FII DEALINGS IN SHARES OF BILT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-OCT-2007 TILL FURTHER ORDERS
DIRECTED TO DEPOSIT PROFITS WITH NSE
01-OCT-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.82,000, DISGORGEMENT AMOUNT RS.1,64,000, (INTEREST RS.2,71,981 ALONG WITH OTHER ENTITIES/PERSONS) VIDE CONSENT ORDER)
04-JUL-2008~
|
ORDER DATED 01/10/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.82,000 AGAINST SETTLEMENT CHARGES AND RS.1,64,000 AGAINST AMOUNT DISGORGED AS PER CONSENT ORDER DATED 04/07/2008
|
| 5 |
|
|
JAPAN HARESH SHAH
|
|
|
PASSED SENSITIVE INFORMATION TO MANISH INNANI OF PRAYAS SECURITIES PVT.LTD. AND RAJEEV SHROFF OF EMKAY SHARES & STOCK BROKERS PVT.LTD. REGARDING FII DEALINGS IN SHARES OF BILT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-OCT-2007 TILL FURTHER ORDERS
DIRECTED TO DEPOSIT PROFITS WITH NSE
01-OCT-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.17,000, DISGORGEMENT AMOUNT RS.34,000, (INTEREST RS.2,71,981 ALONG WITH OTHER ENTITIES/PERSONS) VIDE CONSENT ORDER)
04-JUL-2008~
|
ORDER DATED 01/10/2007 DISPOSED OFF AS APPLICANT, AGREED TO PAY RS.17,000 AGAINST SETTLEMENT CHARGES AND RS.34,000 AGAINST AMOUNT DISGORGED, AS PER CONSENT ORDER DATED 04/07/2008
|
| 6 |
|
|
KETAN P.SHROFF
|
|
|
PASSED SENSITIVE INFORMATION TO MANISH INNANI OF PRAYAS SECURITIES PVT.LTD. AND RAJEEV SHROFF OF EMKAY SHARES & STOCK BROKERS PVT.LTD. REGARDING FII DEALINGS IN SHARES OF BILT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-OCT-2007 TILL FURTHER ORDERS
DIRECTED TO DEPOSIT PROFITS WITH NSE
01-OCT-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.22,000, DISGORGEMENT AMOUNT RS.44,000, (INTEREST RS.2,71,981 ALONG WITH OTHER ENTITIES/PERSONS) VIDE CONSENT ORDER)
04-JUL-2008~
|
ORDER DATED 01/10/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.22,000 AGAINST SETTLEMENT CHARGES AND RS.44,000 AGAINST AMOUNT DISGORGED AS PER CONSENT ORDER DATED 04/07/2008
|
| 7 |
|
|
MALINI P.SHROFF
|
|
|
PASSED SENSITIVE INFORMATION TO MANISH INNANI OF PRAYAS SECURITIES PVT.LTD. AND RAJEEV SHROFF OF EMKAY SHARES & STOCK BROKERS PVT.LTD. REGARDING FII DEALINGS IN SHARES OF BILT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-OCT-2007 TILL FURTHER ORDERS
DIRECTED TO DEPOSIT PROFITS WITH NSE
01-OCT-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.1,47,000, DISGORGEMENT AMOUNT RS.2,95,500, (INTEREST RS.2,71,981 ALONG WITH OTHER ENTITIES/PERSONS) VIDE CONSENT ORDER)
04-JUL-2008~
|
ORDER DATED 01/10/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.1,47,500 AGAINST SETTLEMENT CHARGES AND RS.2,95,500 AGAINST AMOUNT DISGORGED, AS PER CONSENT ORDER DATED 04/07/2008
|
| 8 |
|
|
MANISH INNANI
|
|
|
PASSED SENSITIVE INFORMATION TO MANISH INNANI OF PRAYAS SECURITIES PVT.LTD. AND RAJEEV SHROFF OF EMKAY SHARES & STOCK BROKERS PVT.LTD. REGARDING FII DEALINGS IN SHARES OF BILT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-OCT-2007 TILL FURTHER ORDERS
DIRECTED TO DEPOSIT PROFITS WITH NSE
01-OCT-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.6,50,000, DISGORGEMENT AMOUNT RS.12,29,000 VIDE CONSENT ORDER)
15-OCT-2008~
|
AN INTERIM ORDER DATED 01/10/2007 DISPOSED OF, AS APPLICANT AGREED TO PAY RS.1229000 TO NSE ALONGWITH INTEREST TOWARDS DISGORGED OF ILL-GOTTEN GAINS AND RS.650000 TOWARDS SETTLEMENT CHARGES, AS PER CONSENT ORDER DATED 15/10/2008
|
| 9 |
|
|
NARESH KUMAR
|
|
|
PASSED SENSITIVE INFORMATION TO MANISH INNANI OF PRAYAS SECURITIES PVT.LTD. AND RAJEEV SHROFF OF EMKAY SHARES & STOCK BROKERS PVT.LTD. REGARDING FII DEALINGS IN SHARES OF BILT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-OCT-2007 TILL FURTHER ORDERS
DIRECTED TO DEPOSIT PROFITS WITH NSE
01-OCT-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.42,000, DISGORGEMENT AMOUNT RS.84,000, (INTEREST RS.2,71,981 ALONG WITH OTHER ENTITIES/PERSONS) VIDE CONSENT ORDER)
04-JUL-2008~
|
ORDER DATED 01/10/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.42,000 AGAINST SETTLEMENT CHARGES AND RS.84,000 AGAINST AMOUNT DISGORGED AS PER CONSENT ORDER DATED 04/07/2008
|
| 10 |
|
|
NUTAN H.DHANKI
|
|
|
PASSED SENSITIVE INFORMATION TO MANISH INNANI OF PRAYAS SECURITIES PVT.LTD. AND RAJEEV SHROFF OF EMKAY SHARES & STOCK BROKERS PVT.LTD. REGARDING FII DEALINGS IN SHARES OF BILT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-OCT-2007 TILL FURTHER ORDERS
DIRECTED TO DEPOSIT PROFITS WITH NSE
01-OCT-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.84,000, DISGORGEMENT AMOUNT RS.1,68,000, (INTEREST RS.2,71,981 ALONG WITH OTHER ENTITIES/PERSONS) VIDE CONSENT ORDER)
04-JUL-2008~
|
ORDER DATED 01/10/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.84,000 AGAINST SETTLEMENT CHARGES AND RS.1,68,000 AGAINST AMOUNT DISGORGED AS PER CONSENT ORDER DATED 04/07/2008
|
| 11 |
|
|
P.R.SHROFF
|
|
|
PASSED SENSITIVE INFORMATION TO MANISH INNANI OF PRAYAS SECURITIES PVT.LTD. AND RAJEEV SHROFF OF EMKAY SHARES & STOCK BROKERS PVT.LTD. REGARDING FII DEALINGS IN SHARES OF BILT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-OCT-2007 TILL FURTHER ORDERS
DIRECTED TO DEPOSIT PROFITS WITH NSE
01-OCT-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.17,000, DISGORGEMENT AMOUNT RS.34,000, (INTEREST RS.2,71,981 ALONG WITH OTHER ENTITIES/PERSONS) VIDE CONSENT ORDER)
04-JUL-2008~
|
ORDER DATED 01/10/2007 DISPOSED OFF AS APPLICANT, AGREED TO PAY RS.17,000 AGAINST SETTLEMENT CHARGES AND RS.34,000 AGAINST AMOUNT DISGORGED, AS PER CONSENT ORDER DATED 04/07/2008
|
| 12 |
|
|
PANKAJ LAXMICHAND DEDHIA
|
|
|
PASSED SENSITIVE INFORMATION TO MANISH INNANI OF PRAYAS SECURITIES PVT.LTD. AND RAJEEV SHROFF OF EMKAY SHARES & STOCK BROKERS PVT.LTD. REGARDING FII DEALINGS IN SHARES OF BILT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-OCT-2007 TILL FURTHER ORDERS
DIRECTED TO DEPOSIT PROFITS WITH NSE
01-OCT-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.31,500, DISGORGEMENT AMOUNT RS.63,000, (INTEREST RS.2,71,981 ALONG WITH OTHER ENTITIES/PERSONS) VIDE CONSENT ORDER)
04-JUL-2008~
|
ORDER DATED 01/10/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.31,500 AGAINST SETTLEMENT CHARGES AND RS.63,000 AGAINST AMOUNT DISGORGED AS PER CONSENT ORDER DATED 04/07/2008
|
| 13 |
|
|
PRAVIN G.SHROFF
|
|
|
PASSED SENSITIVE INFORMATION TO MANISH INNANI OF PRAYAS SECURITIES PVT.LTD. AND RAJEEV SHROFF OF EMKAY SHARES & STOCK BROKERS PVT.LTD. REGARDING FII DEALINGS IN SHARES OF BILT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-OCT-2007 TILL FURTHER ORDERS
DIRECTED TO DEPOSIT PROFITS WITH NSE
01-OCT-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.10,500, DISGORGEMENT AMOUNT RS.21,000, (INTEREST RS.2,71,981 ALONG WITH OTHER ENTITIES/PERSONS) VIDE CONSENT ORDER)
04-JUL-2008~
|
ORDER DATED 01/10/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.10,500 AGAINST SETTLEMENT CHARGES AND RS.21,000 AGAINST AMOUNT DISGORGED, AS PER CONSENT ORDER DATED JULY 04/07/2008
|
| 14 |
|
|
PURVI CHOKSEY
|
|
|
PASSED SENSITIVE INFORMATION TO MANISH INNANI OF PRAYAS SECURITIES PVT.LTD. AND RAJEEV SHROFF OF EMKAY SHARES & STOCK BROKERS PVT.LTD. REGARDING FII DEALINGS IN SHARES OF BILT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-OCT-2007 TILL FURTHER ORDERS
DIRECTED TO DEPOSIT PROFITS WITH NSE
01-OCT-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.46,500, DISGORGEMENT AMOUNT RS.93,000, (INTEREST RS.2,71,981 ALONG WITH OTHER ENTITIES/PERSONS) VIDE CONSENT ORDER)
04-JUL-2008~
|
ORDER DATED 01/10/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.46,500 AGAINST SETTLEMENT CHARGES AND RS.93,000 AGAINST AMOUNT DISGORGED AS PER CONSENT ORDER DATED 04/07/2008
|
| 15 |
|
|
PUSHPA VINOD SAVLA
|
|
|
PASSED SENSITIVE INFORMATION TO MANISH INNANI OF PRAYAS SECURITIES PVT.LTD. AND RAJEEV SHROFF OF EMKAY SHARES & STOCK BROKERS PVT.LTD. REGARDING FII DEALINGS IN SHARES OF BILT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-OCT-2007 TILL FURTHER ORDERS
DIRECTED TO DEPOSIT PROFITS WITH NSE
01-OCT-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.42,500, DISGORGEMENT AMOUNT RS.85,000, (INTEREST RS.2,71,981 ALONG WITH OTHER ENTITIES/PERSONS) VIDE CONSENT ORDER)
04-JUL-2008~
|
AN INTERIM ORDER DATED 01/10/2007 DISPOSED OF, AS APPLICANT AGREED TO PAY RS.42500 AGAINST SETTLEMENT CHARGES AND RS.85000 AGAINST AMOUNT DISGORGED, AS PER CONSENT ORDER DATED 04/07/2008
|
| 16 |
|
|
ROSHAN P.SIROHIA
|
|
|
PASSED SENSITIVE INFORMATION TO MANISH INNANI OF PRAYAS SECURITIES PVT.LTD. AND RAJEEV SHROFF OF EMKAY SHARES & STOCK BROKERS PVT.LTD. REGARDING FII DEALINGS IN SHARES OF BILT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-OCT-2007 TILL FURTHER ORDERS
DIRECTED TO DEPOSIT PROFITS WITH NSE
01-OCT-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.1,37,500, DISGORGEMENT AMOUNT RS.2,75,000, (INTEREST RS.2,71,981 ALONG WITH OTHER ENTITIES/PERSONS) VIDE CONSENT ORDER)
04-JUL-2008~
|
ORDER DATED 01/10/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.1,37,500 AGAINST SETTLEMENT CHARGES AND RS.2,75,000 AGAINST AMOUNT DISGORGED, AS PER CONSENT ORDER DATED 04/07/2008
|
| 17 |
|
|
S.MADASAMY
|
|
|
PASSED SENSITIVE INFORMATION TO MANISH INNANI OF PRAYAS SECURITIES PVT.LTD. AND RAJEEV SHROFF OF EMKAY SHARES & STOCK BROKERS PVT.LTD. REGARDING FII DEALINGS IN SHARES OF BILT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-OCT-2007 TILL FURTHER ORDERS
DIRECTED TO DEPOSIT PROFITS WITH NSE
01-OCT-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.4,29,000, DISGORGEMENT AMOUNT RS.8,58,000, (INTEREST RS.2,71,981 ALONG WITH OTHER ENTITIES/PERSONS) VIDE CONSENT ORDER)
04-JUL-2008~
|
ORDER DATED 01/10/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.4,29,000 AGAINST SETTLEMENT CHARGES AND RS.8,58,000 AGAINST AMOUNT DISGORGED AS PER CONSENT ORDER DATED 04/07/2008
|
| 18 |
|
|
SANDEEP NARESH KUMAR
|
|
|
PASSED SENSITIVE INFORMATION TO MANISH INNANI OF PRAYAS SECURITIES PVT.LTD. AND RAJEEV SHROFF OF EMKAY SHARES & STOCK BROKERS PVT.LTD. REGARDING FII DEALINGS IN SHARES OF BILT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-OCT-2007 TILL FURTHER ORDERS
DIRECTED TO DEPOSIT PROFITS WITH NSE
01-OCT-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.36,500, DISGORGEMENT AMOUNT RS.73,000, (INTEREST RS.2,71,981 ALONG WITH OTHER ENTITIES/PERSONS) VIDE CONSENT ORDER)
04-JUL-2008~
|
ORDER DATED 01/10/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.36,500 AGAINST SETTLEMENT CHARGES AND RS.73,000 AGAINST AMOUNT DISGORGED AS PER CONSENT ORDER DATED 04/07/2008
|
| 19 |
|
|
SHREYAS DHIRENDRA SANGOI
|
|
|
PASSED SENSITIVE INFORMATION TO MANISH INNANI OF PRAYAS SECURITIES PVT.LTD. AND RAJEEV SHROFF OF EMKAY SHARES & STOCK BROKERS PVT.LTD. REGARDING FII DEALINGS IN SHARES OF BILT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-OCT-2007 TILL FURTHER ORDERS
DIRECTED TO DEPOSIT PROFITS WITH NSE
01-OCT-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.49,000, DISGORGEMENT AMOUNT RS.98,000, (INTEREST RS.2,71,981 ALONG WITH OTHER ENTITIES/PERSONS) VIDE CONSENT ORDER)
04-JUL-2008~
|
AN INTERIM ORDER DATED 01/10/2007 DISPOSED OF, AS APPLICANT AGREED TO PAY RS.49000 AGAINST SETTLEMENT CHARGES AND RS.98000 AGAINST AMOUNT DISGORGED, AS PER CONSENT ORDER DATED 04/07/2008
|
| 20 |
|
|
SIMRANKAUR R.CHADHA
|
|
|
PASSED SENSITIVE INFORMATION TO MANISH INNANI OF PRAYAS SECURITIES PVT.LTD. AND RAJEEV SHROFF OF EMKAY SHARES & STOCK BROKERS PVT.LTD. REGARDING FII DEALINGS IN SHARES OF BILT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-OCT-2007 TILL FURTHER ORDERS
DIRECTED TO DEPOSIT PROFITS WITH NSE
01-OCT-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.35,500, DISGORGEMENT AMOUNT RS.71,000, (INTEREST RS.2,71,981 ALONG WITH OTHER ENTITIES/PERSONS) VIDE CONSENT ORDER)
04-JUL-2008~
|
ORDER DATED 01/10/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.35,500 AGAINST SETTLEMENT CHARGES AND RS.71,000 AGAINST AMOUNT DISGORGED AS PER CONSENT ORDER DATED 04/07/2008
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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