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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: VIOLATED SEBI RIGHTS ISSUE DIRECTIVES/INSTRUCTIONS/GUIDELINES

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person AJAY JAIN  
Click here to view complete history of this specific entity/person SURYA AGROILS LTD.
  		ACCEPTED APPLICATIONS AFTER CLOSURE OF RIGHTS ISSUE AND ALLOTTED SHARES WITHOUT RECEIPT OF APPLICATION MONEY IN MATTER OF RIGHTS ISSUE OF SURYA AGROILS LTD.   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-SEP-2009 TO 29-OCT-2009

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-SEP-2009 TO 29-OCT-2009

30-SEP-2009 		 
2
History of entity/person ANIL KUMAR SETHI  
Click here to view complete history of this specific entity/person SUBHASH PROJECTS & MARKETING LTD.
  		IRREGULARITIES IN RIGHTS ISSUE OF SUBHASH PROJECTS & MARKETING LTD.

MANIPULATED PRICE IN SCRIP OF SUBHASH PROJECTS & MARKETING LTD.

INDULGED IN CREATION OF ARTIFICIAL MARKET IN SCRIP OF SUBHASH PROJECTS & MARKETING LTD.   		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-JAN-2004 TO 27-JAN-2009

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-JAN-2004 TO 27-JAN-2009

28-JAN-2004 		SAT: ORDER MODIFIED BY REDUCING PERIOD OF PROHIBITION BY THE PERIOD ALREADY UNDERGONE TILL DATE. APPEAL DISPOSED OFF  
3
History of entity/person G.K.GUPTA  
Click here to view complete history of this specific entity/person MAJESTIC INDUSTRIES LTD.
  		INDULGED IN PRICE RIGGING IN SCRIP OF MAJESTIC INDUSTRIES LTD.

IRREGULARITIES IN RIGHTS ISSUE OF MAJESTIC INDUSTRIES LTD.   		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-FEB-2005 TO 17-FEB-2010

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-FEB-2005 TO 17-FEB-2010

18-FEB-2005 		 
4
History of entity/person INDU GUPTA  
Click here to view complete history of this specific entity/person MAJESTIC INDUSTRIES LTD.
  		INDULGED IN PRICE RIGGING IN SCRIP OF MAJESTIC INDUSTRIES LTD.

IRREGULARITIES IN RIGHTS ISSUE OF MAJESTIC INDUSTRIES LTD.   		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-FEB-2005 TO 17-FEB-2010

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-FEB-2005 TO 17-FEB-2010

18-FEB-2005 		 
5
History of entity/person KAMAL KISHORE MARIA  
Click here to view complete history of this specific entity/person SHIVALIK LOHA MILLS LTD.
  		INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SHIVALIK LOHA MILLS LTD.

ALLOTTED SHARES TO NOMINEE OF PROMOTERS WHO FACILITATED THEM TO LIQUIDATE THEIR HOLDING AT RIGGED PRICES IN MATTER OF PUBLIC ISSUE OF SHIVALIK LOHA MILLS LTD.

DID NOT MAKE PROPER DISCLOSURES IN PROSPECTUS OF SHIVALIK LOHA MILLS LTD.

DID NOT MAKE PROPER DISCLOSURES IN LETTER OF OFFER OF SHIVALIK LOHA MILLS LTD.   		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-JUL-2011 TO 17-AUG-2011

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-JUL-2011 TO 17-AUG-2011

18-JUL-2011 		 
6
History of entity/person KAMLESH GUPTA  
Click here to view complete history of this specific entity/person MAJESTIC INDUSTRIES LTD.
  		INDULGED IN PRICE RIGGING IN SCRIP OF MAJESTIC INDUSTRIES LTD.

IRREGULARITIES IN RIGHTS ISSUE OF MAJESTIC INDUSTRIES LTD.   		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-FEB-2005 TO 17-FEB-2010

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-FEB-2005 TO 17-FEB-2010

18-FEB-2005 		 
7
History of entity/person N.K.GUPTA  
Click here to view complete history of this specific entity/person MAJESTIC INDUSTRIES LTD.
  		INDULGED IN PRICE RIGGING IN SCRIP OF MAJESTIC INDUSTRIES LTD.

IRREGULARITIES IN RIGHTS ISSUE OF MAJESTIC INDUSTRIES LTD.   		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-FEB-2005 TO 17-FEB-2010

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-FEB-2005 TO 17-FEB-2010

18-FEB-2005 		 
8
History of entity/person NARESH KUMAR MARIA  
Click here to view complete history of this specific entity/person SHIVALIK LOHA MILLS LTD.
  		INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SHIVALIK LOHA MILLS LTD.

ALLOTTED SHARES TO NOMINEE OF PROMOTERS WHO FACILITATED THEM TO LIQUIDATE THEIR HOLDING AT RIGGED PRICES IN MATTER OF PUBLIC ISSUE OF SHIVALIK LOHA MILLS LTD.

DID NOT MAKE PROPER DISCLOSURES IN PROSPECTUS OF SHIVALIK LOHA MILLS LTD.

DID NOT MAKE PROPER DISCLOSURES IN LETTER OF OFFER OF SHIVALIK LOHA MILLS LTD.   		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-JUL-2011 TO 17-AUG-2011

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-JUL-2011 TO 17-AUG-2011

18-JUL-2011 		 
9
History of entity/person PAROSHATAM LAL MARIA  
Click here to view complete history of this specific entity/person SHIVALIK LOHA MILLS LTD.
  		INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SHIVALIK LOHA MILLS LTD.

ALLOTTED SHARES TO NOMINEE OF PROMOTERS WHO FACILITATED THEM TO LIQUIDATE THEIR HOLDING AT RIGGED PRICES IN MATTER OF PUBLIC ISSUE OF SHIVALIK LOHA MILLS LTD.

DID NOT MAKE PROPER DISCLOSURES IN PROSPECTUS OF SHIVALIK LOHA MILLS LTD.

DID NOT MAKE PROPER DISCLOSURES IN LETTER OF OFFER OF SHIVALIK LOHA MILLS LTD.   		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-JUL-2011 TO 17-AUG-2011

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-JUL-2011 TO 17-AUG-2011

18-JUL-2011 		 
10
History of entity/person POONAM CHAND SETHI  
Click here to view complete history of this specific entity/person SUBHASH PROJECTS & MARKETING LTD.
  		IRREGULARITIES IN RIGHTS ISSUE OF SUBHASH PROJECTS & MARKETING LTD.

MANIPULATED PRICE IN SCRIP OF SUBHASH PROJECTS & MARKETING LTD.

INDULGED IN CREATION OF ARTIFICIAL MARKET IN SCRIP OF SUBHASH PROJECTS & MARKETING LTD.   		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-JAN-2004 TO 27-JAN-2009

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-JAN-2004 TO 27-JAN-2009

28-JAN-2004 		SAT: ORDER MODIFIED BY REDUCING PERIOD OF PROHIBITION BY THE PERIOD ALREADY UNDERGONE TILL DATE. APPEAL DISPOSED OFF  
11
History of entity/person R.K.GUPTA  
Click here to view complete history of this specific entity/person MAJESTIC INDUSTRIES LTD.
  		INDULGED IN PRICE RIGGING IN SCRIP OF MAJESTIC INDUSTRIES LTD.

IRREGULARITIES IN RIGHTS ISSUE OF MAJESTIC INDUSTRIES LTD.   		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-FEB-2005 TO 17-FEB-2010

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-FEB-2005 TO 17-FEB-2010

18-FEB-2005 		 
12
History of entity/person RAJESH KAPOOR  
Click here to view complete history of this specific entity/person SURYA AGROILS LTD.
  		ACCEPTED APPLICATIONS AFTER CLOSURE OF RIGHTS ISSUE AND ALLOTTED SHARES WITHOUT RECEIPT OF APPLICATION MONEY IN MATTER OF RIGHTS ISSUE OF SURYA AGROILS LTD.   WARNED/DIRECTED TO BE MORE CAREFUL WHILE DEALING WITH SECURITIES MARKET

30-SEP-2009 		 
13
History of entity/person S.K.BHARGAVA  
Click here to view complete history of this specific entity/person SURYA AGROILS LTD.
  		ACCEPTED APPLICATIONS AFTER CLOSURE OF RIGHTS ISSUE AND ALLOTTED SHARES WITHOUT RECEIPT OF APPLICATION MONEY IN MATTER OF RIGHTS ISSUE OF SURYA AGROILS LTD.   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-SEP-2009 TO 29-OCT-2009

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-SEP-2009 TO 29-OCT-2009

30-SEP-2009 		 
14
History of entity/person SATISH KUMAR MARIA  
Click here to view complete history of this specific entity/person SHIVALIK LOHA MILLS LTD.
  		INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SHIVALIK LOHA MILLS LTD.

ALLOTTED SHARES TO NOMINEE OF PROMOTERS WHO FACILITATED THEM TO LIQUIDATE THEIR HOLDING AT RIGGED PRICES IN MATTER OF PUBLIC ISSUE OF SHIVALIK LOHA MILLS LTD.

DID NOT MAKE PROPER DISCLOSURES IN PROSPECTUS OF SHIVALIK LOHA MILLS LTD.

DID NOT MAKE PROPER DISCLOSURES IN LETTER OF OFFER OF SHIVALIK LOHA MILLS LTD.   		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-JUL-2011 TO 17-AUG-2011

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-JUL-2011 TO 17-AUG-2011

18-JUL-2011 		 
15
History of entity/person SEEMA GUPTA  
Click here to view complete history of this specific entity/person MAJESTIC INDUSTRIES LTD.
  		INDULGED IN PRICE RIGGING IN SCRIP OF MAJESTIC INDUSTRIES LTD.

IRREGULARITIES IN RIGHTS ISSUE OF MAJESTIC INDUSTRIES LTD.   		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-FEB-2005 TO 17-FEB-2010

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-FEB-2005 TO 17-FEB-2010

18-FEB-2005 		 
16
History of entity/person SHAM SUNDER MARIA  
Click here to view complete history of this specific entity/person SHIVALIK LOHA MILLS LTD.
  		INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SHIVALIK LOHA MILLS LTD.

ALLOTTED SHARES TO NOMINEE OF PROMOTERS WHO FACILITATED THEM TO LIQUIDATE THEIR HOLDING AT RIGGED PRICES IN MATTER OF PUBLIC ISSUE OF SHIVALIK LOHA MILLS LTD.

DID NOT MAKE PROPER DISCLOSURES IN PROSPECTUS OF SHIVALIK LOHA MILLS LTD.

DID NOT MAKE PROPER DISCLOSURES IN LETTER OF OFFER OF SHIVALIK LOHA MILLS LTD.   		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-JUL-2011 TO 17-AUG-2011

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-JUL-2011 TO 17-AUG-2011

18-JUL-2011 		 
17
History of entity/person SUBHASH CHAND SETHI  
Click here to view complete history of this specific entity/person SUBHASH PROJECTS & MARKETING LTD.
  		IRREGULARITIES IN RIGHTS ISSUE OF SUBHASH PROJECTS & MARKETING LTD.

MANIPULATED PRICE IN SCRIP OF SUBHASH PROJECTS & MARKETING LTD.

INDULGED IN CREATION OF ARTIFICIAL MARKET IN SCRIP OF SUBHASH PROJECTS & MARKETING LTD.   		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-JAN-2004 TO 27-JAN-2009

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-JAN-2004 TO 27-JAN-2009

28-JAN-2004 		SAT: ORDER MODIFIED BY REDUCING PERIOD OF PROHIBITION BY THE PERIOD ALREADY UNDERGONE TILL DATE. APPEAL DISPOSED OFF  
18
History of entity/person SUBHASH CHAND SETHI  
Click here to view complete history of this specific entity/person SUBHASH PROJECTS & MARKETING LTD.
Click here to view complete history of this specific entity/person ZOOM INDUSTRIAL SERVICES LTD.
  		IRREGULARITIES IN RIGHTS ISSUE OF SUBHASH PROJECTS & MARKETING LTD.

MANIPULATED PRICE IN SCRIP OF SUBHASH PROJECTS & MARKETING LTD.   		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-JUN-2004 TO 24-DEC-2005

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-JUN-2004 TO 24-DEC-2005

25-JUN-2004 		SAT: APPEAL DISMISSED  
19
History of entity/person SUNIL MARIA  
Click here to view complete history of this specific entity/person SHIVALIK LOHA MILLS LTD.
  		INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SHIVALIK LOHA MILLS LTD.

ALLOTTED SHARES TO NOMINEE OF PROMOTERS WHO FACILITATED THEM TO LIQUIDATE THEIR HOLDING AT RIGGED PRICES IN MATTER OF PUBLIC ISSUE OF SHIVALIK LOHA MILLS LTD.

DID NOT MAKE PROPER DISCLOSURES IN PROSPECTUS OF SHIVALIK LOHA MILLS LTD.

DID NOT MAKE PROPER DISCLOSURES IN LETTER OF OFFER OF SHIVALIK LOHA MILLS LTD.   		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-JUL-2011 TO 17-AUG-2011

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-JUL-2011 TO 17-AUG-2011

18-JUL-2011 		 
20
History of entity/person SUSHIL KUMAR SETHI  
Click here to view complete history of this specific entity/person SUBHASH PROJECTS & MARKETING LTD.
  		IRREGULARITIES IN RIGHTS ISSUE OF SUBHASH PROJECTS & MARKETING LTD.

MANIPULATED PRICE IN SCRIP OF SUBHASH PROJECTS & MARKETING LTD.

INDULGED IN CREATION OF ARTIFICIAL MARKET IN SCRIP OF SUBHASH PROJECTS & MARKETING LTD.   		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-JAN-2004 TO 27-JAN-2009

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-JAN-2004 TO 27-JAN-2009

28-JAN-2004 		SAT: ORDER MODIFIED BY REDUCING PERIOD OF PROHIBITION BY THE PERIOD ALREADY UNDERGONE TILL DATE. APPEAL DISPOSED OFF  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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