If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors
SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person A.ULAGAMMAI,M/S

(Member : CMBSE)  
Click here to view complete history of this specific entity/person A.ULAGAMMAI
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
2
History of entity/person A.VENKATESAN,M/S

(Member : CMBSE)  
Click here to view complete history of this specific entity/person A.VENKATESAN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
3
History of entity/person AASHISH RAMLAL CHAWLA,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person AASHISH RAMLAL CHAWLA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
4
History of entity/person AJOY BIJAPURKAR,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person AJOY BIJAPURKAR
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
5
History of entity/person AL-FAHAD INVESTMENTS LTD.

(Member : MPSE)  
Click here to view complete history of this specific entity/person MEHER T.KHURODY
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
6
History of entity/person ALOK KUMAR SARAF,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person ALOK KUMAR SARAF
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
7
History of entity/person ANANTH SECURITIES PVT.LTD.

(Member : MDSE)  
Click here to view complete history of this specific entity/person T.N.ANANTH
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
8
History of entity/person ANIL AGRAWAL,M/S

(Member : MPSE)  
Click here to view complete history of this specific entity/person ANIL AGRAWAL
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
9
History of entity/person ANKUSH HOLDINGS LTD.

(Member : ASE)  
Click here to view complete history of this specific entity/person HASMUKHLAL MANILAL DULLA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
10
History of entity/person ARUN KUMAR,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person ARUN KUMAR
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
11
History of entity/person ARVINDBHAI BABABHAI PATEL,M/S

(Member : ASE)  
Click here to view complete history of this specific entity/person ARVINDBHAI BABABHAI PATEL
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
12
History of entity/person B.SHANKAR,M/S

(Member : MDSE)  
Click here to view complete history of this specific entity/person B.SHANKAR
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
13
History of entity/person BABULAL SHARMA,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person BABULAL SHARMA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
14
History of entity/person BANSAL STOCKS PVT.LTD.

(Member : MDSE)  
Click here to view complete history of this specific entity/person VIJAY KUMAR AGARWAL
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
15
History of entity/person BBA SECURITIES & STOCKS PVT.LTD.

(Member : MDSE)  
Click here to view complete history of this specific entity/person G.BALASUBRAMANIAN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
16
History of entity/person BHARAT KUMAR SETA,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person BHARAT KUMAR SETA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
17
History of entity/person BIJAY KUMAR BAGARIA,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person BIJAY KUMAR BAGARIA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
18
History of entity/person BIRENDRA KUMAR CHHAJER,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person BIRENDRA KUMAR CHHAJER
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
19
History of entity/person CHAMPAKLAL BHAILAL CHOKSHI,M/S

(Member : ASE)  
Click here to view complete history of this specific entity/person CHAMPAKLAL BHAILAL CHOKSHI
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
20
History of entity/person CHANDRA PAL SINGH,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person CHANDRA PAL SINGH
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
First Next Last  
Page 1 of 6  

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2025
No part of this site may be reproduced without the explicit permission of the owners.

top