| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
AARAYA PLANTATIONS & FARM DEVELOPERS LTD.
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
15-OCT-2001
|
|
| 2 |
|
|
AARAYA PLANTATIONS & FARM DEVELOPERS LTD.
|
|
|
|
A.K.CHAND
|
|
|
AHMAD IMRAN
|
|
|
ALOK CHAND
|
|
|
ANIL KUMAR SINGH
|
|
|
ANJU CHAND
|
|
|
ARAYA KUMAR CHAND
|
|
|
INDIRA CHAND
|
|
|
INDRA CHAND
|
|
|
K.K.SINGH
|
|
|
MANJU SRIVASTAVA
|
|
|
RAJNI SINGH
|
|
|
SANTOSH KUMAR SINGH
|
|
|
SUKUMAR SRIVASTAVA
|
|
|
UDAI VEER SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
OFFICIAL LIQUIDATOR/ADMINISTRATOR APPOINTED SUBSEQUENT TO THE INITIATION OF ACTION BY SEBI
02-JUL-2001
|
|
| 3 |
|
|
AASHIYANA PLANTATIONS PVT.LTD.
|
|
|
|
AZEEZA
|
|
|
MOHD.SHAHABUDDIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 4 |
|
|
ACCORD PLANTATION LTD.
|
|
|
|
AJAY VOHRA
|
|
|
KRISHNA SOOD
|
|
|
MOHINDER SINGH DHALIWAL
|
|
|
P.C.THAKUR
|
|
|
PRADEEP DIWAN
|
|
|
RAJAN RAI
|
|
|
SUNITA BHAGAT
|
|
|
TEJINDER SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.2 TO 5 CONVICTED AND SENTENCED TO RIGOROUS IMPRISONMENT FOR 6 MONTHS EACH AND PAY A FINE OF RS.1000000 (TEN LAKH) EACH AND ON DEFAULT OF PAYMENT OF FINE SIMPLE IMPRISONMENT FOR 3 MONTHS EACH. FURTHER, OUT OF THE AMOUNT OF FINE REALIZED A SUM OF RS.50000 BE PAID TO SEBI AFTER EXPIRY OF PERIOD OF REVISION, APPEAL, TOWARDS THE EXPENSES INCURRED BY IT
|
| 5 |
|
|
ACE AGRO PRODUCTS LTD.
|
|
|
|
CLIFFORD D'SILVA
|
|
|
DILIP KADAM
|
|
|
MAHENDRA CHAURASIA
|
|
|
MAXINE NETA D'SILVA
|
|
|
SANJAY P.DESAI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
SEBI VIDE ITS NOTICE DATED 17/07/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 13/04/2022 DIRECTED ALL THE BANKS TO REMIT RS.3,77,00,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF ACE AGRO PRODUCTS LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
|
| 6 |
|
|
ADVANTAGE AGRO INDIA LTD.
|
|
|
|
BISHUN PRASAD GUPTA
|
|
|
IRA BANERJEE
|
|
|
MANOJ KUMAR GUPTA
|
|
|
NISHA GUPTA
|
|
|
PRERNA GUPTA
|
|
|
RAJEEV C.GUPTA
|
|
|
RATNA GUPTA
|
|
|
SANJEEV KUMAR GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
COURT DECLARED ALL THE ACCUSED PO
|
| 7 |
|
|
ADVENTURE ORCHARDS LTD.
|
|
|
|
DEVANG DHOLAKIA
|
|
|
MANOHAR M SAWANT
|
|
|
SHREEKANT VASANT ADHIA
|
|
|
VIJAY DHOLAKIA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 26-JUL-2001 TO 26-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
26-JUL-2001
|
|
| 8 |
|
|
AGRARIANS FIELD & FOREST LTD.
|
|
|
|
G.N.DWIVEDI
|
|
|
K.C.AHUJA
|
|
|
KULDEEP SINGH
|
|
|
R.C.VERMA
|
|
|
SATISH JOSHI
|
|
|
T.C.BUDHORI
|
|
|
T.C.SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
A1 AND A6 CONVICTED. A4 ACQUITTED. A2 AND A3 DELCARED PO. A5 AND A7 EXPIRED, THUS PROCEEDINGS ABATED
A1 AND A6 CONVICTED. A4 ACQUITTED. A2 AND A3 DELCARED PO. A5 AND A7 EXPIRED, THUS PROCEEDINGS ABATED
|
| 9 |
|
|
AGRIOTEK INDIA LTD.
|
|
|
|
ABHAI SINGH
|
|
|
HARISH SHARMA
|
|
|
NEELAM SINGH
|
|
|
NIRMAL RANA
|
|
|
SANJAY SHARMA
|
|
|
SANJEEV KUMAR
|
|
|
SANJIV KUMAR
|
|
|
SUNITA SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
A1 TO A5 CONVICTED
|
| 10 |
|
|
AGROGOLD PLANTATIONS & RESORTS LTD.
|
|
|
|
ASDEV SINGH SODHI
|
|
|
KAMALJEET
|
|
|
SUKHJOT SODHI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
CONVICTION
|
| 11 |
|
|
AIM PLANTATION (INDIA) LTD.
|
|
|
|
ABDUL GUFFAR
|
|
|
AMRIK SINGH
|
|
|
BHUPINDER SINGH AUJLA
|
|
|
KULJEET SINGH DHILION
|
|
|
MOHD.IQBAL CHANA
|
|
|
MOHINDER PAL SINGH GREWAL
|
|
|
RIKHI SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO
|
| 12 |
|
|
ALAKNANDA PLANTATIONS LTD.
|
|
|
|
H.M.JUYAL
|
|
|
JYOTI PANDEY
|
|
|
K.P.PANT
|
|
|
PRADEEP NEGI
|
|
|
S.C.JOSHI
|
|
|
SHASHI JUYAL
|
|
|
V.B.PANDEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 13 |
|
|
ALFAVISION PLANTATIONS LTD.
|
|
|
|
G.N.VYAS
|
|
|
M.M.AGRAWAL
|
|
|
SANJAY GARG
|
|
|
SURJIT KOUR
|
|
|
VIJAYESH ATRE
|
|
|
VISHNU GOYAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 14 |
|
|
ANANTHA MAADHAVA AGROTEC FARMS LTD.
|
|
|
|
B.V.J.RAO
|
|
|
M.SRINIVASA RAO
|
|
|
P.ANANTHA KUTUMBA BAI
|
|
|
P.RAMESH BABU
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 15 |
|
|
ANGEL GREEN FORESTS LTD.
|
|
|
|
HARINDER SINGH
|
|
|
HARJINDER SINGH
|
|
|
HARMINDER SINGH ARORA
|
|
|
JAGDISH SINGH BAJWA
|
|
|
RADHA RANI
|
|
|
RAVINDER KAUR
|
|
|
SHASHI BALA
|
|
|
SURJIT KAUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 21-OCT-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
21-OCT-2002
|
ALL ACCUSED CONVICTED. ACCUSED NO.3 SENTENCED TO UNDERGO RIGOROUS IMPRISONMENT FOR 6 MONTHS AND ALSO TO PAY A FINE OF RS.50,000 AS REGARDS ACCUSED NOS.1 AND 4 EACH SHALL PAY A FINE OF RS.100000 EACH. FURTHER, ORDERED TO FILE WRR WITH SEBI WITHIN 2 MONTHS
|
| 16 |
|
|
ANKUR FOREST & PROJECT DEVELOPMENT INDIA LTD.
|
|
|
|
HEMANT SHARMA
|
|
|
JAGJIT SINGH
|
|
|
MOHAN LAL SAINI
|
|
|
RAJBIR SINGH
|
|
|
TARSEM SAINI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.2 TO 4 AND 6 CONVICTED AND SENTENCED TO RIGOROUS IMPRISONMENT FOR 1 YEAR. IN ADDITION ACCUSED COMPANY AND ACCUSED NO.2 TO 4 AND 6 TO PAY A FINE OF RS.5 LAKH EACH AND IN DEFAULT OF PAYMENT OF FINE SIMPLE IMPRISONMENT FOR 6 MONTHS EACH. FURTHER, OUT OF THE AMOUNT OF FINE REALIZED A SUM OF RS.20000 BE PAID TO SEBI AFTER EXPIRY OF PERIOD OF REVISION, APPEAL, TOWARDS THE EXPENSES INCURRED BY IT.ACCUSED NO.5 WAS DECLARED AS P.O.
|
| 17 |
|
|
ARROW BIOTECH INTERNATIONAL LTD.
|
|
|
|
AMIT GOYAL
|
|
|
HARSH GOYAL
|
|
|
UDAY GOYAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 18 |
|
|
ASIAN PLANTATIONS LTD.
|
|
|
|
ASHWANI BERRY
|
|
|
BARJINDER MAKKAR
|
|
|
GULSHAN RAI MANUY
|
|
|
MANOJ KAPUR
|
|
|
S.P.KAILA
|
|
|
SHAILENDR KAUSHIK
|
|
|
SUDHA MITTAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.1 IS COMPANY. ACCUSED NO.3 DECLARED AS PROCLAIMED OFFENDER. ACCUSED NO.2, 4 TO 8 CONVICTED AND SENTENCED TO RIGOROUS IMPRISONMENT FOR 6 MONTHS EACH AND PAY A FINE OF RS.500000 EACH AND ON DEFAULT OF PAYMENT OF FINE SIMPLE IMPRISONMENT FOR 6 MONTHS EACH. FURTHER, OUT OF THE AMOUNT OF FINE REALIZED A SUM OF RS.30000 BE PAID TO SEBI AFTER EXPIRY OF PERIOD OF REVISION, APPEAL, TOWARDS THE EXPENSES INCURRED BY IT
|
| 19 |
|
|
ASSURED AGRO PARK LTD.
|
|
|
|
A.V.SINGH
|
|
|
ANAND VARDHAN SINGH
|
|
|
PRAMOD PANDEY
|
|
|
PRATIBHA SINGH
|
|
|
PRATIMA SRIVASTAV
|
|
|
SAYED HUSSAIN WAHEED
|
|
|
SUNIL KUMAR
|
|
|
SUSHMA SINGH
|
|
|
T.S.SRIVASTAV
|
|
|
TRIPURARI SHARAN SRIVASTAVA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
A2 AND A4 DECLARED PO. A3 AND A5 ARE ACQUITTED. FILE CONSIGNED TO RECORD ROOM
|
| 20 |
|
|
AUROSHREE AGRO INDUSTRIES LTD.
|
|
|
|
ANUCHAYYA PATEL
|
|
|
BANAMALI NAIK
|
|
|
DUSHILA PATEL
|
|
|
NIRUPMANI NAIK
|
|
|
PREMNANDA NAIK
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 1 of 11
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