| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
A TO Z HOLDINGS PVT.LTD.
(PAN:AAECA0001A)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF SBEC SUGAR LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
17-SEP-2018
|
SAT: SAT VIDE ITS ORDER DATED 01/08/2019 HAS ALLOWED THREE WEEKS TIME TO FILE REJOINDER AND INTERITM ORDER, IF ANY, EXTENDED TILL DATE OF HEARING
SAT: SAT VIDE ITS ORDER DATED 29/01/2020 PARTLY ALLOWED THE APPEAL AND MODIFIED DIRECTION OF WTM TO APPELLANT TO SELL THE SHARES ACQUIRED IN VIOLATION OF REGULATION AND TO TRANSFER PROCEEDS OF THE SAME TO INVESTOR PROTECTION FUND WITHIN SIX MONTHS FROM DATE OF THIS ORDER
|
| 2 |
|
|
A.R.DAHIYA & ASSOCIATES
|
|
|
|
ABHEY RAM DAHIYA
PAN:ABVPD0924C
|
|
|
AMARDEEP SINGH DAHIYA
PAN:AANPD3910B
|
|
|
PANKAJ DAHIYA
PAN:AGLPD1665M
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN ACCORDANCE WITH THE PROVISIONS OF SEBI TAKEOVER CODE, 1997 BY THE ACQUIRER ON 24.4.1999 IN THE CASE OF POLO HOTELS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
01-AUG-2003
|
SAT: APPEAL FAILED AND DISMISSED
SAT: SAT VIDE ITS ORDER DATED 29/08/2017 GRANTED EXTENSION OF TIME FOR A FURTHER PERIOD OF FOUR WEEKS FOR COMPLIANCE OF SEBI ORDER DATED 01/08/2003 SUBJECT TO PAYMENT OF COSTS QUANTIFIED AT RS.50,000 TO BE PAID BY THE APPELLANT TO SEBI WITHIN A PERIOD OF TWO WEEKS FROM THE DATE OF THIS ORDER
|
| 3 |
|
|
ACME CONSULTANTS PVT.LTD.
(PAN:AACCA2649C)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF JUGGILAL KAMLAPAT JUTE MILLS CO.LTD.
|
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DIRECTED TO PROVIDE EXIT OPPORTUNITY TO OTHER SHAREHOLDERS OF TARGET COMPANY
10-JAN-2017
|
|
| 4 |
|
|
AGS FINANCIAL SERVICES LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH REGULATION 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF SHARES OF HOME TRADE LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
31-DEC-2015
|
|
| 5 |
|
|
AHMEDABAD VICTORIA IRON WORKS CO.LTD.,THE
|
|
|
|
KIRANBHAI D.SHETH
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF 1.77 % SHARES TO REACH 89.66 % SHAREHOLDING OF AHMEDABAD VICTORIA IRON WORKS CO. LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
19-FEB-2003
|
|
| 6 |
|
|
AKSHYA INFRASTRUCTURE PVT.LTD.
(PAN:AAHCA6944K)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) READ WITH 14(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MARG LTD.
|
DIRECTED ACQUIRER TO MAKE REVISED PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
15-NOV-2019
|
SAT: SAT VIDE ITS ORDER DATED 17/10/2023 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 15/11/2019
|
| 7 |
|
|
AL JURAINA PRECIOUS METALS & BULLIONS FZE
(PAN:AALCA9215F)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 3(2 ) READ WITH 13(1) OF SAST REGULATIONS, 2011 IN MATTER OF ATLAS JEWELLERY INDIA LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
17-JUN-2021
|
|
| 8 |
|
|
AL LAYYAH GENERAL TRADING FZE
(PAN:AALCA9217H)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 3(2 ) READ WITH 13(1) OF SAST REGULATIONS, 2011 IN MATTER OF ATLAS JEWELLERY INDIA LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
17-JUN-2021
|
|
| 9 |
|
|
AL MAREIJA PRECIOUS METAL & BULLIONS FZE
(PAN:AALCA9216G)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 3(2 ) READ WITH 13(1) OF SAST REGULATIONS, 2011 IN MATTER OF ATLAS JEWELLERY INDIA LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
17-JUN-2021
|
|
| 10 |
|
|
AMBAJI PAPERS PVT.LTD.
(PAN:AAFCA2276C)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MURLI INDUSTRIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
31-JUL-2015
|
|
| 11 |
|
|
AMZEL AUTOMOTIVE LTD.
(Along with : AMZEL PVT.LTD.)
|
|
|
|
SALEEM FAZELBHOY
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF ADDITIONAL 0.52% SHARES/VOTING RIGHTS OF AMZEL AUTOMOTIVE LTD.
|
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
30-MAY-2003
|
|
| 12 |
|
|
AMZEL PVT.LTD.
(Along with : AMZEL AUTOMOTIVE LTD.)
|
|
|
|
SALEEM FAZELBHOY
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF ADDITIONAL 0.52% SHARES/VOTING RIGHTS OF AMZEL AUTOMOTIVE LTD.
|
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
30-MAY-2003
|
|
| 13 |
|
|
ANARCON RESOURCES PVT.LTD.
(PAN:AADCA7352D)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF GREMACH INFRASTRUCTURE EQUIPMENTS & PROJECTS LTD. (PRESENTLY KNOWN AS SANCIA GLOBAL INFRAPROJECTS LTD.)
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-FEB-2019 UNTIL DISCHARGE LIABILITY BY MAKING PUBLIC ANNOUNCEMENT
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-FEB-2019 UNTIL DISCHARGE LIABILITY BY MAKING PUBLIC ANNOUNCEMENT
06-FEB-2019
|
|
| 14 |
|
|
ANURODH MERCHANDISE PVT.LTD.
(PAN:AAGCA9277N)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 12 READ WITH 14(3) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF FIRST FINANCIAL SERVICES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
09-DEC-2019
|
|
| 15 |
|
|
APURVA COMMODITIES PVT.LTD.
(CIN:U51220MH2007PTC170874
PAN:AAGCA3264P)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF KWALITY CREDIT & LEASING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
04-MAR-2015
|
|
| 16 |
|
|
ARUN ENTERPRISES
(PAN:AADFA9183D)
|
|
|
|
ARUN DHIR
PAN:ABCPD0779J
|
|
|
CHARANJIT LAL DHIR
PAN:ABCPD0781C
|
|
|
TARUN DHIR
PAN:ABCPD0780D
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF RAMA STEEL TUBES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
17-SEP-2021
|
|
| 17 |
|
|
ASPEN SECURITIES PVT.LTD.
|
|
|
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
04-JUN-2002
|
SAT: APPEAL ALLOWED BY WAY OF REMAND
|
| 18 |
|
|
ATLAS JEWELLERY INDIA LTD.
(PAN:AAACG5890R)
|
|
|
|
MATHUKKARA MOOTHEDATH RAMACHANDRAN
PAN:ALDPR4859A
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 3(2 ) READ WITH 13(1) OF SAST REGULATIONS, 2011 IN MATTER OF ATLAS JEWELLERY INDIA LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
17-JUN-2021
|
SAT: SAT VIDE ITS ORDER DATED 03/09/2021 ALLOWED RESPONDENT THREE WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER TWO WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 04/10/2021 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
|
| 19 |
|
|
ATLAS JEWELLERY PVT.LTD.
(PAN:AAGCA8260K)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 3(2 ) READ WITH 13(1) OF SAST REGULATIONS, 2011 IN MATTER OF ATLAS JEWELLERY INDIA LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
17-JUN-2021
|
|
| 20 |
|
|
AUSTRAL COKE & PROJECTS LTD.
(PAN:AABCN1393B)
|
|
|
|
RATAN LAL TAMAKHUWALA
PAN:ACUPT7280P
|
|
|
RISHIRAJ AGARWAL
PAN:AEQPA0755E
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF GREMACH INFRASTRUCTURE EQUIPMENTS & PROJECTS LTD. (PRESENTLY KNOWN AS SANCIA GLOBAL INFRAPROJECTS LTD.)
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-FEB-2019 UNTIL DISCHARGE LIABILITY BY MAKING PUBLIC ANNOUNCEMENT
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-FEB-2019 UNTIL DISCHARGE LIABILITY BY MAKING PUBLIC ANNOUNCEMENT
06-FEB-2019
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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