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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 27-AUG-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: CANCELLED REGISTRATION AS INVESTMENT ADVISOR

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
181
History of entity/person SAMIRKUMAR JHA

(PAN:AFPPJ0132G)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 10-SEP-2025

10-SEP-2025 		 
182
History of entity/person SANDEEP AHUJA

(PAN:AGPPA7094P)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-JUL-2025

25-JUL-2025 		 
183
History of entity/person SANDEEP H.LODAYA

(PAN:ADIPL8347A)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

07-AUG-2026 		 
184
History of entity/person SANDEEP SUBHASHBHAI BORSE

(PAN:APWPB6279B)  
  CONCEALED INFORMATION IN APPLICATION FORM FOR GRANT OF REGISTRATION CERTIFICATE

ACTED AS INVESTMENT ADVISER WITHOUT SEBI REGISTRATION   		CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 29-DEC-2023

29-DEC-2023 		 
185
History of entity/person SANJAY SUBODHCHANDRA SHUKLA

(PAN:ARWPS8657A)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-JUL-2025

25-JUL-2025 		 
186
History of entity/person SANTOSH SHARMA

(PAN:AYPPS0486B)  
Click here to view complete history of this specific entity/person STOCK COMMODITY FOREX

PAN:AYPPS0486B
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-JUL-2026

21-JUL-2026 		 
187
History of entity/person SANTOSH SINGH PARIHAR

(PAN:AKXPJ5392B)  
Click here to view complete history of this specific entity/person TRADEBIZZ RESEARCH

PAN:BEKPP6860A
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

07-AUG-2026 		 
188
History of entity/person SARIPUTTA SARKAR

(PAN:BDHPS4325R)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
189
History of entity/person SATYA PRAKASH JAIN

(PAN:APGPJ0766F)  
Click here to view complete history of this specific entity/person FINITE RESEARCH

PAN:APGPJ0766F
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
190
History of entity/person SAURABH MUNDRA

(PAN:AJHPM9582H)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
191
History of entity/person SH.V.SWAMINATHAN  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 14-AUG-2026

14-AUG-2026 		 
192
History of entity/person SHAILENDRA JAIN

(PAN:AKXPJ5392B)  
Click here to view complete history of this specific entity/person SAMRIDDHI CAPITALS

PAN:AKXPJ5392B
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

07-AUG-2026 		 
193
History of entity/person SHAJI GEORGE

(PAN:AFNPG7670N)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-JUL-2025

25-JUL-2025 		 
194
History of entity/person SHALINI GUPTA

(PAN:AFAPG7751F)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
195
History of entity/person SHANI KUMAR KALE  
Click here to view complete history of this specific entity/person SHARE LOGIC
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 14-AUG-2026

14-AUG-2026 		 
196
History of entity/person SHARANJIT SINGH  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-AUG-2026

21-AUG-2026 		 
197
History of entity/person SHARMILA JOSHI

(PAN:ACXPJ5845K)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
198
History of entity/person SHAZIA RAHIMTOOLA

(PAN:AVXPR6938P)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-APR-2025

25-APR-2025 		 
199
History of entity/person SHEETAL AGRAWAL

(PAN:AJTPD1563F)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
200
History of entity/person SHILPA GARG

(PAN:AZNPG3349J)  
Click here to view complete history of this specific entity/person HIGHLIGHT INVESTMENT RESEARCH

PAN:AZNPG3349J
  		PROMISED ASSURED/GUARANTEE RETURNS/PROFITS TO CLIENTS

DID NOT OBTAIN MEMBERSHIP FROM BSE ADMINISTRATION & SUPERVISION LTD. (BASL)

DID NOT REDRESS INVESTOR COMPLAINTS

DID NOT FURNISH ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES   		CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 12-SEP-2025

12-SEP-2025 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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