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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: FAILED TO PAY PENALTY

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
181
History of entity/person TICKWELL COMMERCIAL LTD.  
Click here to view complete history of this specific entity/person GANESH DAS AGARWAL
Click here to view complete history of this specific entity/person GAURAHIS BASU
Click here to view complete history of this specific entity/person KARUN BHATTA
Click here to view complete history of this specific entity/person MANJU CHHAOCHARIA
Click here to view complete history of this specific entity/person MANOHAR LAL AGARWAL
Click here to view complete history of this specific entity/person SURESH KUMAR CHHAOCHHARIA
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-MAY-2006 		THE OFFENCE WAS COMPOUNDED ON PAYMENT OF PENALTY AMOUNT AND COMPOUNDING CHARGES TO SEBI  
182
History of entity/person TMS BOARDS & INDUSTRIES PVT.LTD.

(CIN:U00271BR1988PTC003046)  
Click here to view complete history of this specific entity/person M.C.MALOO
Click here to view complete history of this specific entity/person PRAMOD SINGH
Click here to view complete history of this specific entity/person S.L.MALOO

PAN:AAAPM0844N
Click here to view complete history of this specific entity/person SHIKHAR CHAND SETHIA
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2010 		THE OFFENCE WAS COMPOUNDED  
183
History of entity/person TRIUMPH INTERNATIONAL FINANCE INDIA LTD.

(PAN:AAACE0308A)  
Click here to view complete history of this specific entity/person ABDUL RAZZAK KAPADIA
Click here to view complete history of this specific entity/person DHARMESH HASMUKH DOSHI

PAN:ABDPD4747R
Click here to view complete history of this specific entity/person GANESH MAHATRE
Click here to view complete history of this specific entity/person JATIN RAJNIKANT SARVAIYA
Click here to view complete history of this specific entity/person KARTIK KIRTIKUMAR PAREKH

DIN:00009502
Click here to view complete history of this specific entity/person KETAN VINAYCHANDRA PAREKH

DIN:00009468
PAN:AADPP1505A
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2013 		THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.1467732.00 TO SEBI

THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.304960.00 TO SEBI  
184
History of entity/person TRIUMPH SECURITIES LTD.

(PAN:AAACT2152P)  
Click here to view complete history of this specific entity/person AMIT K.PAREKH
Click here to view complete history of this specific entity/person DHARMESH HASMUKH DOSHI

PAN:ABDPD4747R
Click here to view complete history of this specific entity/person DHIREN K.BHATIA
Click here to view complete history of this specific entity/person JATIN RAJNIKANT SARVAIYA
Click here to view complete history of this specific entity/person KARTIK KIRTIKUMAR PAREKH

DIN:00009502
Click here to view complete history of this specific entity/person KETAN VINAYCHANDRA PAREKH

DIN:00009468
PAN:AADPP1505A
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2013 		 
185
History of entity/person TWISTER FINVEST PVT.LTD.  
Click here to view complete history of this specific entity/person KULDEEP SINGH

PAN:BHWPS2065P
Click here to view complete history of this specific entity/person NARENDRA UPADHYAY

PAN:AAUPU8088L
Click here to view complete history of this specific entity/person RAJINDER HANDA
Click here to view complete history of this specific entity/person RAMKUMAR SIDHAR

PAN:BHWPS2060J
Click here to view complete history of this specific entity/person SANDEEP BALDEVPRASAD MISHRA
Click here to view complete history of this specific entity/person SURESH JAIRAM SHARMA

PAN:ANFPS2503J
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-DEC-2016 		 
186
History of entity/person UJJWAL TRADE WING  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

30-SEP-2012 		 
187
History of entity/person UNICKON FINCAP PVT.LTD.

(CIN:U74899DL1994PTC061342
PAN:AAACU8424F)  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-DEC-2016 		 
188
History of entity/person UNICON SECURITIES PVT.LTD.

(CIN:U74899DL1995PTC064554
PAN:AAPFS5325P)  
Click here to view complete history of this specific entity/person GAJENDRA NAGPAL

PAN:AADPN5511A
Click here to view complete history of this specific entity/person NEERAJ GROVER
Click here to view complete history of this specific entity/person RAM MOHAN GUPTA

PAN:AGDPG7175M
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-DEC-2016 		 
189
History of entity/person VAIBHAV SHARE MARKET  
Click here to view complete history of this specific entity/person VIRENDRA KUMAR MAHATMA
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

30-SEP-2012 		 
190
History of entity/person VERTEX SPINNING LTD.

(PAN:AABCV5617N)  
Click here to view complete history of this specific entity/person GAUTAM JHA
Click here to view complete history of this specific entity/person MANDAR KAILASH VIYALA
Click here to view complete history of this specific entity/person MITHLESH SURESH SHARMA
Click here to view complete history of this specific entity/person PANKAJ VAIDYA
Click here to view complete history of this specific entity/person SACHIN SURESH SHARMA

PAN:ACWPS3831M
Click here to view complete history of this specific entity/person SURESH JAIRAM SHARMA

PAN:ANFPS2503J
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-DEC-2016 		 
191
History of entity/person VICTORY TRADING CORP.  
Click here to view complete history of this specific entity/person VASANT HARIKISHAN BISSA

PAN:AABPB8108M
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2013 		 
192
History of entity/person WIDESTAR TRADEWING PVT.LTD.  
Click here to view complete history of this specific entity/person HANUMAN MAL DOSI
Click here to view complete history of this specific entity/person MANISH KUMAR GUPTA
Click here to view complete history of this specific entity/person SANTOSH KUMAR GUPTA
Click here to view complete history of this specific entity/person SUSHIL KUMAR DOSI
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-MAY-2006 		 
193
History of entity/person YARE ENGINEERING PVT.LTD.

(PAN:AAACY1590J)  
Click here to view complete history of this specific entity/person DIGAMBAR MANDAL
Click here to view complete history of this specific entity/person M.C.CHHAJER
Click here to view complete history of this specific entity/person M.C.MALOO
Click here to view complete history of this specific entity/person S.L.MALOO

PAN:AAAPM0844N
Click here to view complete history of this specific entity/person SHIKHAR CHAND SETHIA
Click here to view complete history of this specific entity/person SUNIL AGARWAL
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2010 		THE OFFENCE WAS COMPOUNDED  
194
History of entity/person YASH CAPITAL  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

30-SEP-2012 		 
195
History of entity/person YOGI LEASING & FINANCE LTD.  
Click here to view complete history of this specific entity/person AJAY MAGAN
Click here to view complete history of this specific entity/person ATUL MAGAN
Click here to view complete history of this specific entity/person AVINASH MAGAN
Click here to view complete history of this specific entity/person KAMAL KISHORE DHAWAN
Click here to view complete history of this specific entity/person SHALINI MAGAN
Click here to view complete history of this specific entity/person VEENA DHAWAN
  		VIOLATED SECTION 26 OF SEBI ACT, 1992

VIOLATED SECTION 24 OF SEBI (PFUTP) REGULATION, 1995

FAILED TO PAY PENALTY

VIOLATED SECTION 27 OF SEBI ACT, 1992

VIOLATED SECTION 24 OF SEBI ACT, 1992

VIOLATED SEBI TAKEOVER CODE, 1997   		PROSECUTION LAUNCHED

15-MAY-2006 		 
196
History of entity/person ZENITH ESTATES LTD.

(CIN:U71909DL1985PLC021503)  
Click here to view complete history of this specific entity/person ABHIJIT KANTH
Click here to view complete history of this specific entity/person DHAREMNDER GUPTA
Click here to view complete history of this specific entity/person MANJU GUPTA
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI  
197
History of entity/person ZEUS MANAGEMENT CONSULTANTS PVT.LTD.  
Click here to view complete history of this specific entity/person K.RAM KUMAR
Click here to view complete history of this specific entity/person V.MAHADEVAN
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-MAY-2006 		 
198
History of entity/person ZODIAC.COM PVT.LTD.  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

15-MAY-2006 		SEBI FILED CRIMINAL PROSECUTION AGAINST THE ACCUSED FOR NON-PAYMENT OF PENALTY IMPOSED BY ADJUDICATING OFFICER. IN TERMS OF CLAUSE 2.11(B) OF THE LITIGATION MANUAL, AS THE ACCUSED WERE EXNORATED IN THE QUASI JUDICIAL PROCEEDINGS ARISING OF THE SAME CAUSE OF ACTION, THE MATTER WAS APPROVED FOR WITHDRWAAL BY THE COMPETENT AUTHORITY. ACCORDINGLY, THE MATTER WAS DISPOSED OFF AS WITHDRAWN BY SEBI SPECIAL COURT, MUMBAI  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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