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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

MERCHANT BANKERS: CANCELLED REGISTRATION AS MERCHANT BANKER

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
181
History of entity/person SUNFLEX FINANCE & INVESTMENTS LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 31-DEC-1997

08-JAN-1998 		 
182
History of entity/person SUNIL C.GANDHI,M/S  
Click here to view complete history of this specific entity/person SUNIL C.GANDHI
  		REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-JUN-1998

27-JUL-1998 		 
183
History of entity/person SUNRISE SECURITIES LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-DEC-1997

08-JAN-1998 		 
184
History of entity/person SURAJ SECURITIES & FINANCE LTD.  
  DID NOT FURNISH REQUISITE INFORMATION TO SEBI IN TIME   CANCELLED REGISTRATION AS MERCHANT BANKER FROM 01-APR-1998

28-MAY-1998 		 
185
History of entity/person SUSHANT CAPITALS LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-DEC-1997

08-JAN-1998 		 
186
History of entity/person SYNCHROFIN SERVICES PVT.LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-FEB-1998

20-AUG-1998 		 
187
History of entity/person SYNERGY FINANCIAL SERVICES PVT.LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 31-JUL-1998

27-AUG-1998 		 
188
History of entity/person TAMILNADU INDUSTRIAL INVESTMENT CORP.LTD.,THE  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 30-APR-1998

09-JUN-1998 		 
189
History of entity/person TARAL FINANCIAL CONSULTANTS PVT.LTD.  
  DID NOT FILE APPLICATION FOR RENEWAL OF REGISTRATION   CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-FEB-1999

26-MAR-1999 		 
190
History of entity/person THOMAS JAMES & ASSOCIATES  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 30-APR-1998

09-JUN-1998 		 
191
History of entity/person TITAN SECURITIES LTD.  
  DID NOT FILE APPLICATION FOR RENEWAL OF REGISTRATION   CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-FEB-1999

26-MAR-1999 		 
192
History of entity/person TRANS FINANCIAL RESOURCES LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 31-JUL-1998

27-AUG-1998 		 
193
History of entity/person TRC FINANCIAL SERVICES LTD.  
  DID NOT APPLY FOR RENEWAL OF REGISTRATION

REGISTRATION EXPIRED   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-AUG-1998

06-OCT-1998 		 
194
History of entity/person TRENDZ FINANZ LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 28-FEB-1998

20-AUG-1998 		 
195
History of entity/person TWENTY FIRST CENTURY CAPITALS LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 31-OCT-1998

27-NOV-1998 		 
196
History of entity/person USHAKIRAN FINANCE LTD.  
  DID NOT FURNISH REQUISITE INFORMATION TO SEBI IN TIME   CANCELLED REGISTRATION AS MERCHANT BANKER FROM 21-NOV-1997

28-NOV-1997 		 
197
History of entity/person UTTARANCHAL FINANCE LTD.  
  DID NOT FILE APPLICATION FOR RENEWAL OF REGISTRATION   CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-FEB-1999

26-MAR-1999 		 
198
History of entity/person V.K.LADHA & ASSOCIATES  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 31-DEC-1997

08-JAN-1998 		 
199
History of entity/person VANTAGE FINANCIAL SERVICES LTD.  
  DID NOT FILE APPLICATION FOR RENEWAL OF REGISTRATION   CANCELLED REGISTRATION AS MERCHANT BANKER FROM 28-FEB-1999

26-MAR-1999 		 
200
History of entity/person VEER HARIA SECURITIES PVT.LTD.  
  DID NOT FILE APPLICATION FOR RENEWAL OF REGISTRATION   CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-FEB-1999

26-MAR-1999 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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