| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 181 |
|
SUNBEAM FOREST LTD.
|
|
|
|
MANU DATT SHARMA
|
|
|
MEENAKSHI SHARMA
|
|
|
RAKESH KUMAR SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO
|
| 182 |
|
|
SUPERGOLD FORESTS LTD.
|
|
|
|
ABDUL AHAD
|
|
|
ANIL SETH
|
|
|
ARIF H.SHAH
|
|
|
IQBAL WANI
|
|
|
JAGDISH CHANDER
|
|
|
KHURSHID KHAN
|
|
|
MOHD.BASHIR K.
|
|
|
NAZMUL H.SHAH
|
|
|
P.N.GIRI
|
|
|
RAJESH KUMAR BALLI
|
|
|
RAMNATH DATTA
|
|
|
SABIR H.SHAH
|
|
|
SAVITA KANSAL
|
|
|
SHASHI BALA
|
|
|
SUJAIT H.SHAH
|
|
|
SUSHMA DATTA
|
|
|
V.K.DATTA
|
|
|
V.K.KANSAL
|
|
|
V.KUMAR
|
|
|
VIJAY KUMAR DATTA
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-JUL-2002 TO 29-JUL-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
COPY OF ORDER AWAITED
|
| 183 |
|
|
SUPHALA PLANTATIONS INDIA LTD.
|
|
|
|
A.H.RAJAN
|
|
|
BINDU RAJAGOPAL
|
|
|
GANESH N.THAMPI
|
|
|
JOJO SEBASTIAN
|
|
|
JOSE SEBASTIAN
|
|
|
K.CHANDRASEKHARAN NAIR
|
|
|
K.RAJAGOPAL
|
|
|
K.S.SASHIKUMAR
|
|
|
R.BALACHANDRAN
|
|
|
SUBA JOSE
|
|
|
SUJA JOJO
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 184 |
|
|
SURAKSHYA GREEN GOLD (I) LTD.
|
|
|
|
AMULYA KUMAR NAYAK
|
|
|
BIDUT PRAVA PATNAIK
|
|
|
GAJENDRA PANDA
|
|
|
NARESH SWAIN
|
|
|
SARBASRI RASANAND PATNAIK
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
CASE DISMISSED. SLP FILED BY SEBI IS PENDING BEFORE THE HON’BLE SUPREME COURT
|
| 185 |
|
|
SURBHI AGROTECH LTD.
|
|
|
|
ALPONS RAJA REDDY
|
|
|
AMALENDU BHOWMICK
|
|
|
ASHWANI KAUSHIK
|
|
|
AVTAR SINGH
|
|
|
BIMAL SABARWAL
|
|
|
DAYANAND MISHRA
|
|
|
GURPRATAP SINGH BHANGU
|
|
|
H.P.BHARDWAJ
|
|
|
HARISH KUMAR POPLI
|
|
|
J.K.BHANDARI
|
|
|
JYOTI PRABHA KAUSHIK
|
|
|
KICHLOO
|
|
|
KRISHAN KUMAR
|
|
|
M.MALLARAJE URS
|
|
|
M.S.S.PILLAT
|
|
|
MAGHAR SINGH
|
|
|
MUKESH ARORA
|
|
|
NAHAR SINGH
|
|
|
NARESH CHANDER KAUSHIK
|
|
|
PREM PRAKASH CHATURVEDI
|
|
|
RAJENDRA KUMAR SINGH
|
|
|
RAJIV KATYAL
|
|
|
SANAT KUMAR PANJA
|
|
|
SUNIL TYAGI
|
|
|
USHA KIRAN CHATURVEDI
|
|
|
VED SHRIRAM BALSOD
|
|
|
VIJAY KUMAR GUPTA
|
|
|
VIJAY NAIDU
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-JUL-2002 TO 29-JUL-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 186 |
|
|
SURBHI FORESTS (I) LTD.
|
|
|
|
ASHWANI KAUSHIK
|
|
|
JYOTI PRABHA KAUSHIK
|
|
|
KRISHAN KUMAR
|
|
|
MUKESH ARORA
|
|
|
NARESH CHANDER KAUSHIK
|
|
|
PREM PRAKASH CHATURVEDI
|
|
|
RAJIV KATYAL
|
|
|
USHA KIRAN CHATURVEDI
|
|
|
VIJAY NAIDU
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 187 |
|
|
SWARNBHUMI FOREST (INDIA) LTD.
|
|
|
|
A.B.PANDEY
|
|
|
ASHWANI KAUSHIK
|
|
|
JYOTI PRABHA KAUSHIK
|
|
|
K.D.SHARMA
|
|
|
KULDEEP KUMAR
|
|
|
P.K.BHADAURIA
|
|
|
PARSHANT UPADHYAY
|
|
|
PRAVEEN KUMAR
|
|
|
PREM PRAKASH CHATURVEDI
|
|
|
SEEMA PANDEY
|
|
|
SUDHIR SINGH
|
|
|
TEJVIR SINGH
|
|
|
USHA KIRAN CHATURVEDI
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 07-FEB-2001 TO 07-FEB-2006
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 188 |
|
|
SYMPHONY FARM & FOREST LTD.
|
|
|
|
DEEPAK KALELE
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
SEBI VIDE ITS NOTICE DATED 18/07/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 189 |
|
|
TIMBERWORLD RESORTS & PLANTATION INDIA LTD.
|
|
|
|
A.V.MAHINDRA
|
|
|
ANUPAM MALHOTRA
|
|
|
ASHWANI SUD
|
|
|
NARRINDER NATH SOOD
|
|
|
NEELAM SOOD
|
|
|
POOJA SOOD
|
|
|
PRERNA SOOD
|
|
|
RAJESH SUD
|
|
|
RASHMI SOOD
|
|
|
SANJAY SUD
|
|
|
SANJEEV SOOD
|
|
|
VINOD JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.1 IS BURDENED WITH FINE OF RS.15 CRORES. ACCUSED NO.2 ASHWANI SUD AND ACCUSED NO.3 SANJEEV SOOD SENTENCED TO RIGOROUS IMPRISONMENT FOR A PERIOD OF ONE YEAR AND A FINE OF RS.5 CRORE EACH IN DEFAULT FURTHER THREE MONTHS IMPRISONMENT. ACCUSED NO.4 AND 5 ARE PROCLAIMED OFFENDER.- CONVICTED
|
| 190 |
|
|
TOUCHWOOD AGROTECH PVT.LTD.
|
|
|
|
CYNTHIA ABRAHAM
|
|
|
REGGIE ABRAHAM
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-JAN-2003 TO 06-JAN-2008
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
06-JAN-2003
|
|
| 191 |
|
|
TRIKONE ORCHARDS LTD.
|
|
|
|
AKHIL KAPOOR
|
|
|
AKHLESHWAR NATH SINGH
|
|
|
ANIL KAPOOR
|
|
|
ASSIF JAMAL SIDDIQUI
|
|
|
GAUTAM SHRIVASTAVA
|
|
|
SAMEER MISHRA
|
|
|
VINAY KUMAR SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 192 |
|
|
U.P.FOREST PLANTATIONS LTD.
|
|
|
|
AWADHESH KUMAR JAISWAL
|
|
|
DEVENDRA PRATAP SINGH
|
|
|
GHANSHYAM SINGH
|
|
|
GIRIJA SHANKAR JAISWAL
|
|
|
KEDAR NATH JAISWAL
|
|
|
RADHESHYAM AGRHARI
|
|
|
SATISH JAISWAL
|
|
|
SURESH MALL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.1 AND 2 HELD GUILTY AND RS.5 LAKH OF FINE WAS IMPOSED ON ACCUSED NO.1 AND S.I. OF 1 YEAR AND FINE OF RS.5 LAKH ON ACCUSED NO.2 ACCUSED NO.3 & 4 ACQUITTED. ACCUSED NO.5 PROCLAIMED OFFENDER
|
| 193 |
|
|
UNITED AGROGROWTH & RESORTS LTD.
|
|
|
|
ANITA RATHOD
|
|
|
CHAKARVEER SINGH
|
|
|
DEEPENDRA SINGH
|
|
|
KAMLENDRA SINGH KURKI
|
|
|
KISHAN SINGH CHOUDHARY
|
|
|
SHYAM GOVERNMENT SAXENA
|
|
|
YOGITA SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 194 |
|
|
UNITED CAPITAL SERVICES (I) LTD.
|
|
|
|
ABDUL QUOYUM KARIMA
|
|
|
DIWAN CHAND SANGRA
|
|
|
GAURI SHANKAR SHARMA
|
|
|
GUMAN SINGH PANWAL
|
|
|
KHAN ABDUL GHANI
|
|
|
MOHD.ALAM
|
|
|
PRABHAKARAN PILLATHU
|
|
|
RAKESH KUMAR SHARMA
|
|
|
ROMESH KUMAR SHARMA
|
|
|
SAROJ BALA
|
|
|
SUBHASH CHANDER
|
|
|
VINOD KUMAR DUTTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
|
| 195 |
|
|
VANLAXMI AGRO DEVELOPERS (INDIA) LTD.
|
|
|
|
ASHOK MANSING SHINDE
|
|
|
GANESH SHANTARAM GHADIGAONKAR
|
|
|
MADHUKAR BHAGWAN PADWAL
|
|
|
SANJAY BHAGWAN PADWAL
|
|
|
SURYAKANT PANDURANG ZAGADE
|
|
|
VIJAY RAJARAM WAKKAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACQUITTED
SEBI VIDE ITS NOTICE DATED 16/07/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS , DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 196 |
|
|
VASUNDHARA FORESTS LTD.
|
|
|
|
NIDHI CHOPRA
|
|
|
POONAM CHOPRA
|
|
|
S.P.KAPOOR
|
|
|
SANJAY KAPOOR
|
|
|
SUDESH CHOPRA
|
|
|
SWARN KAPOOR
|
|
|
UMESH CHOPRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY, 2, 3 AND 6 AND SENTENCED RIGOROUS IMPRISONMENT FOR 6 MONTHS TO ACCUSED 3 & 6AND A FINE OF RS.4 LACS EACH. IN CASE OF DEFAULT, ACCUSED 3, & 6 SHALL UNDERGO SIMPLE IMPRISONMENT FOR 3 MONTHS. FURTHER, ACCUSED NO.2 IS BURDENED WITH FINE OF RS.4.50 LACS ONLY THE LD. COURT ALSO DIRECTED THAT THE FINE AMOUNT, IF REALISED SHALL BE UTILIZED TO COMPENSATE THE INVESTORS PROPORTIONATELY U/S 357 OF CR.P.C.THE COURT ACQUITTED ACCUSED NO.4,5,7 AND 8 FROM ALL THE CHARGES
|
| 197 |
|
|
VASUNDHARA MARIN PRODUCTS LTD.
|
|
|
|
ANIL MALIK
|
|
|
GRIJESH KUMAR MISHRA
|
|
|
KRIPA SHANKAR SONI
|
|
|
KRISHNA KUMAR SINGH
|
|
|
RAGHAW SHARAN MISHRA
|
|
|
SATISH KUMAR CHOKHANI
|
|
|
SATYA PRAKASH VERMA
|
|
|
VIDYUT KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 198 |
|
|
VASUNDHARA PLANTATIONS INDIA LTD.
|
|
|
|
GRIJESH KUMAR MISHRA
|
|
|
KRIPA SHANKAR SONI
|
|
|
KRISHNA KUMAR SINGH
|
|
|
KRISHNA MOHAN
|
|
|
KUMUD SHUKLA
|
|
|
PARAS NATH SINGH
|
|
|
RAGHAW SHARAN MISHRA
|
|
|
RAM KUMAR SAHI
|
|
|
SATISH KUMAR CHOKHANI
|
|
|
SATYA PRAKASH VERMA
|
|
|
SHEEL SRIVASTAVA
|
|
|
SNEH LATA
|
|
|
VIDYUT KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ALL ACCUSED DECLARED PO
|
| 199 |
|
|
VEERBHARAT FORESTS (INDIA) LTD.
|
|
|
|
ANITA SHARMA
|
|
|
ASHOK KUMAR SHARMA
|
|
|
BALKAR SINGH JAMWAL
|
|
|
DEVENDERA SINGH MALIK
|
|
|
K.K.SANGRAL
|
|
|
NARINDER KUMAR JAIN
|
|
|
TOOFAN SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.6 (DEVENDER SINGH MALIK) PLEADED GUILTY. THE COURT SENTENCED THE ACCUSED TO PAY A FINE OF RS.10,000 ONLY. OTHER ACCUSED ARE PO
|
| 200 |
|
|
VEERBHUMI FOREST (I) LTD.
|
|
|
|
GEETA RANA
|
|
|
HARI PRAKASH
|
|
|
K.D.SHARMA
|
|
|
PARVEEN BINDAL
|
|
|
RAJESH SHARMA
|
|
|
RASHPAL KAUR
|
|
|
SUCHETA KHANDELWAL
|
|
|
SUDESH SHARMA
|
|
|
VINOD KUMAR JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACQUITTED/DISMISSED
A1: PROCEEDED U/S. 305 CR.P.C., A2: EXPIRED, A3: ACQUITTED, A4: ALREADY PROCLAIMED OFFENDERS
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 10 of 11
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