| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1981 |
|
VIPINCHANDRA GORDHANBHAI PATEL
|
|
|
|
EXCELL MULTITECH LTD.
|
|
|
KARVY STOCK BROKING LTD.
PAN:AABCK5190K
|
|
|
SEER FINLEASE PVT.LTD.
|
|
|
SUJAL LEASING & FINANCE PVT.LTD.
|
|
|
TAURAS INFOSYS LTD.
|
|
|
ZENET SOFTWARE LTD.
PAN:AAACZ0978K
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 1982 |
|
|
VIPINCHANDRA GORDHANBHAI PATEL
|
|
|
|
EXCELL MULTITECH LTD.
|
|
|
KARVY STOCK BROKING LTD.
PAN:AABCK5190K
(Member : BSE/NSE/HSE)
|
|
|
SEER FINLEASE PVT.LTD.
|
|
|
TAURAS INFOSYS LTD.
|
|
|
ZENET SOFTWARE LTD.
PAN:AAACZ0978K
|
|
FILED APPLICATION FOR SUBSCRIPTION AND/OR ACQUISITION OF SHARES IN FICTITIOUS NAME
VIOLATED SECTION 12A OF SEBI ACT.,1992
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SEBI DEPOSITORIES ACT, 1996
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 1983 |
|
|
VIPUL DINESH PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
PAN:AAACP3045P
|
|
|
VN PAREKH SECURITIES PVT.LTD.
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 1984 |
|
|
VIPUL DINESH PAREKH
|
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
PAN:AAACP3045P
|
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
PAN:AAACE0308A
|
|
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 1985 |
|
|
VIPUL J.BHAVSAR
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 1986 |
|
|
VIPUL J.BHAVSAR
|
|
|
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
30-JUN-2010
|
|
| 1987 |
|
|
VIPUL R.JAIN
(PAN:AEJPJ1021M)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 1988 |
|
|
VIRAL C.SHAH
(PAN:AAZPS4719D)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 1989 |
|
|
VIRAL V.MEWADA
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED RS.9,89,000.00
|
| 1990 |
|
|
VIRENDRA AGARWAL
|
|
|
|
DHANGANGA DEALCOMM PVT.LTD.
|
|
|
MARUDHAR VINIMAY PVT.LTD.
|
|
|
PAYAGPOUR VINIMAY PVT.LTD.
|
|
|
WHITELINE COMMERCIAL PVT.LTD.
|
|
VIOLATED SECTION 24 (2) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2010
|
COMPOUNDED RS.42,648.00 INTEREST AND RS.67000.00 LEGAL COSTS
COMPOUNDED, INTEREST OF RS.43,131.00 AND LEGAL COSTS OF RS.67000.00
|
| 1991 |
|
|
VIRENDRA KUMAR
(DIN:02487133
PAN:AJUPK8288M)
|
|
|
|
JUST-RELIABLE PROJECTS INDIA LTD.
PAN:AACCJ2827P
CIN:U45400WB2009PLC140276
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-DEC-2016
|
|
| 1992 |
|
|
VIRENDRA KUMAR MAHATMA
|
|
|
|
VAIBHAV SHARE MARKET
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
30-SEP-2012
|
|
| 1993 |
|
|
VIRESH PRASAD SINGH
|
|
|
|
JVG FINANCE LTD.
|
|
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
DURING THE TRIAL A21 (SHRI ASHOK KUMAR KOHLI) HAD EXPIRED, THEREFORE, PROCEEDINGS QUA HIM WAS ABATED. ACCUSED NO.20 (M/S EVERGROW FINANCIAL SERVICES PVT.LTD.) AND A22 ( SHRI PRADEEP SHARMA) FACED THE TRIAL AND THEY REMAINING ACCUSED WERE DECLARED POS. THE CAPTIONED MATTER WAS POSTED BEFORE THE LD. COURT ON JULY 30, 2012 FOR PRONOUNCEME NT OF JUDGMENT. AFTER RECORDING ITS REASONS THE COURT HELD THAT SEBI COULD NOT PROVE ITS CASE AGAINST A20 AND A22 BEYOND THE SHADOW OF ALL REASONABLE DOUBTS, AND THEREBY ACQUITTED A20 AND A22
|
| 1994 |
|
|
VISAL H.PANCHOLI
|
|
|
|
LUMINANT INVESTMENTS PVT.LTD.
PAN:AAACL0834A
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2013
|
|
| 1995 |
|
|
VISHAL S.SHAH
(PAN:AJWPS2689A)
|
|
|
|
SAWACA BUSINESS MACHINES LTD.
|
|
|
SAWACA COMMUNICATION LTD.
CIN:L64201GJ1995PLC024912
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.4,64,954.00
|
| 1996 |
|
|
VISHNU PARSU BASAN
|
|
|
|
SOUNDCRAFT INDUSTRIES LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 1997 |
|
|
VISHNU PRASAD GOYAL
|
|
|
|
ALFAVISION OVERSEAS (INDIA) LTD.
|
|
VIOLATED SECTION 19 OF SEBI DEPOSITORIES ACT, 1996
VIOLATED SECTION 20 OF SEBI DEPOSITORIES ACT, 1996
VIOLATED SECTION 21 OF SEBI DEPOSITORIES ACT, 1996
VIOLATED SECTION 22 OF SEBI DEPOSITORIES ACT, 1996
|
PROSECUTION LAUNCHED
15-MAY-2006
|
CONVICTION. SENTENCED TO UNDERGO RIGOROUS IMPRISONMENT FOR SIX MONTHS WITH FINE OF RS.5000.00 (RUPEES FIVE THOUSAND ONLY)
|
| 1998 |
|
|
VISHNU SARUP GUPTA
|
|
|
|
PADMINI TECHNOLOGIES LTD.
CIN:L25202DL1990PLC039395
|
|
VIOLATED SEBI ACT, 1992
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
|
PROSECUTION LAUNCHED
15-MAY-2006
|
COMPOUNDED. THE VIOLATIONS WERE COMPOUNDED BY CLB AND ACCORDINGLY THE COMPLAINT WAS DIPOSED OF BY HON'BLE COURT. ORDER COPY IS AWAITED
|
| 1999 |
|
|
VISHNUBHAI S.PAREKH
|
|
|
|
RIGHT FINSTOCK PVT.LTD.
PAN:AAACR9277R
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2013
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67,000.00
|
| 2000 |
|
|
VITHAL PATIL
|
|
|
|
ADAM COMSOF LTD.
|
|
|
ADSUL TRADING PVT.LTD.
|
|
|
ARAVALI HOUSING & FINANCE PVT.LTD.
|
|
|
CAVALIER SECURITIES LIMITED
PAN:AAACC6370Q
|
|
|
JUGNU SECURITIES PVT.LTD.
|
|
|
KALBADEVI FINANCE PVT.LTD.
PAN:AAACB4200F
|
|
|
KOLAR BIOTECH LTD.
|
|
|
KOLAR SHAREX PVT.LTD.
PAN:AAACK6474D
|
|
|
MASTERMIND MERCANTILE CO-OP.LTD.
|
|
|
MILLION INVESTRADE LTD.
|
|
|
SANGAM INFOTECH PVT.LTD.
PAN:AAGCS2995F
|
|
|
STRUCTURE HOUSING & FINANCE PVT.LTD.
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 100 of 102
|
