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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: PROSECUTION LAUNCHED

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
2001
History of entity/person VITHAL PATIL  
Click here to view complete history of this specific entity/person ADAM COMSOF LTD.
Click here to view complete history of this specific entity/person ADSUL TRADING PVT.LTD.
Click here to view complete history of this specific entity/person CAVALIER SECURITIES LIMITED

PAN:AAACC6370Q
Click here to view complete history of this specific entity/person KOLAR SHAREX PVT.LTD.

PAN:AAACK6474D
Click here to view complete history of this specific entity/person MASTERMIND MERCANTILE CO-OP.LTD.
Click here to view complete history of this specific entity/person MILLION INVESTRADE LTD.
Click here to view complete history of this specific entity/person SANGAM INFOTECH PVT.LTD.

PAN:AAGCS2995F
  		VIOLATED SEBI (PFUTP) REGULATIONS, 1995

VIOLATED SEBI TAKEOVER CODE, 1997   		PROSECUTION LAUNCHED

30-SEP-2011 		 
2002
History of entity/person VIVEK KUMAR

(PAN:AEVPK8548L)  
Click here to view complete history of this specific entity/person GANPATI INVESTMENTS
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI  
2003
History of entity/person VIVEK NAGPAL  
Click here to view complete history of this specific entity/person R.C.GUPTA & CO.PVT.LTD.
  		VIOLATED SEBI ACT, 1992   PROSECUTION LAUNCHED

15-MAY-2006 		 
2004
History of entity/person VIVEK NAGPAL  
Click here to view complete history of this specific entity/person PADMINI TECHNOLOGIES LTD.

CIN:L25202DL1990PLC039395
  		VIOLATED SEBI ACT, 1992

DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD   		PROSECUTION LAUNCHED

15-MAY-2006 		COMPOUNDED. THE VIOLATIONS WERE COMPOUNDED BY CLB AND ACCORDINGLY THE COMPLAINT WAS DIPOSED OF BY HON'BLE COURT. ORDER COPY IS AWAITED  
2005
History of entity/person VRAJESH CHOKSHI  
Click here to view complete history of this specific entity/person GUJARAT CAPITAL VENTURES LTD.
  		VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995   PROSECUTION LAUNCHED

15-MAY-2006 		 
2006
History of entity/person VRAJESHKUMAR R.PATEL  
  VIOLATED SEBI (PFUTP) REGULATIONS, 1995   PROSECUTION LAUNCHED

30-JUN-2010 		 
2007
History of entity/person VRAJESHKUMAR R.PATEL  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2013 		 
2008
History of entity/person WALAITY RAM CHATLY  
Click here to view complete history of this specific entity/person SHREE DEWAN STEELS (INDIA) LTD.
  		MIS-STATEMENTS IN THE PROSPECTUS

FRAUDULENTLY INDUCING PERSONS TO INVEST MONEY   		PROSECUTION LAUNCHED

15-MAY-2006 		ACCUSED NO. 4 AND 5 ARE DISCHARGED BY THE TRIAL COURT ON THE GROUND THAT SEBI FAILED TO PROVE THAT THERE WAS ANY AUTHORIZATION BY A4&5 FOR THE PROSPECTUS OR THERE WAS ANY SIGNATURE ON THE PROSPECTUS  
2009
History of entity/person Y.D.DESAI  
Click here to view complete history of this specific entity/person INDO-AMERICAN CREDIT CORP.LTD.
  		DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD

DID NOT PAY DIVIDEND WITHIN STIPULATED PERIOD

VIOLATED SECTION 11(2) (1) (1A) OF SEBI ACT, 1992   		PROSECUTION LAUNCHED

15-MAY-2006 		ALL ACCUSED PLEADED GUILTY AND WERE CONVICTED AND SENTENCED TO FINE OF RS.1,000 EACH AND ON DEFAULT IMPRISONMENT FOR 30 DAYS

CONVICTED  
2010
History of entity/person Y.MOHAN PRASAD  
Click here to view complete history of this specific entity/person SPARTEX CERAMICS INDIA LTD.
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2011 		THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.1163561.00 TO SEBI  
2011
History of entity/person Y.P.SINGH  
  DEFAMED AS PER SECTION 499 OF INDIAN PENAL CODE, 1860   PROSECUTION LAUNCHED

31-MAR-2010 		 
2012
History of entity/person YASHPAL SINGH  
Click here to view complete history of this specific entity/person NAMOKAR CONSULTANTS PVT.LTD.

PAN:AABCN1507B
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		 
2013
History of entity/person YASHVANT RAI  
Click here to view complete history of this specific entity/person DESTINY INTERNATIONAL LTD.
  		FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		RS.25,000.00 TOWARDS PENALTY, RS.30,386.00 TOWARDS INTEREST AND RS.45,000.00 TOWARDS LEGAL COTS AND RECOVERY CHARGES  
2014
History of entity/person YASMIN G.ARAB

(PAN:AKGPA8713Q)  
Click here to view complete history of this specific entity/person ROBINSON WORLDWIDE TRADE LTD.

PAN:AABCR6814P
  		VIOLATED SECTION 24 (1) OF SEBI ACT, 1992   PROSECUTION LAUNCHED

25-AUG-2016 		 
2015
History of entity/person YATIN B.SHAH  
Click here to view complete history of this specific entity/person LOKO SECURITIES PVT.LTD.
Click here to view complete history of this specific entity/person UTTAM INVESTMENTS
  		VIOLATED REGULATION 3 OF SEBI (PFUTP) REGULATIONS, 1995

VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995   		PROSECUTION LAUNCHED

15-MAY-2006 		CHIEF METROPOLITAN MAGISTRATE ESPLANADE COURT MUMBAI VIDE ITS ORDER DATED 12/02/2014 DISPOSED OFF THE CASE  
2016
History of entity/person YEZDI MASTER  
Click here to view complete history of this specific entity/person ABHILASHAA SECURITIES PVT.LTD.

PAN:AADCA8279K
  		VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992   PROSECUTION LAUNCHED

15-MAY-2006 		 
2017
History of entity/person YOGENDRA DUBEY  
Click here to view complete history of this specific entity/person G.S.ORGANICS LTD.
  		VIOLATED SECTION 24 (1) OF SEBI ACT, 1992

VIOLATED SEBI (PFUTP) REGULATIONS, 1995   		PROSECUTION LAUNCHED

31-MAR-2010 		 
2018
History of entity/person YOGENDRA RUPAREL  
  VIOLATED SECTION 24 OF SEBI (PFUTP) REGULATION, 1995   PROSECUTION LAUNCHED

15-MAY-2006 		 
2019
History of entity/person YOGESH SAKHARAM AMBEKAR

(PAN:AHEPA6359D)  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

31-MAR-2014 		THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.9,65,630.00  
2020
History of entity/person YOGINI PATEL  
  FAILED TO PAY PENALTY   PROSECUTION LAUNCHED

30-SEP-2012 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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