| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 201 |
|
VEERBHUMI PLANTATIONS (I) LTD.
|
|
|
|
AMRISH KALA
|
|
|
BIDUT MAJUMDAR
|
|
|
CHANDAN SHARMA
|
|
|
D.K.DAS
|
|
|
HIRAJI SINGH
|
|
|
J.P.GIRI
|
|
|
K.D.SHARMA
|
|
|
K.K.SANGRAL
|
|
|
KABITA SAHU
|
|
|
MAHESH SHARMA
|
|
|
MANOHAR RASNAKAR
|
|
|
N.K.JAIN
|
|
|
NANAK CHAND
|
|
|
RAJESH SHARMA
|
|
|
RASHPAL KAUR
|
|
|
SANJAY RATH
|
|
|
SOM DATT
|
|
|
SUDESH SHARMA
|
|
|
VEERJI PANDIT
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-JUL-2002 TO 29-JUL-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
|
| 202 |
|
|
VERSATILE PLANTATIONS LTD.
|
|
|
|
BHAGAT SINGH
|
|
|
DIPTESH KUMAR SARKAR
|
|
|
GURJEET SINGH
|
|
|
KAMALJIT SINGH
|
|
|
RAKESH KUMAR SINGH
|
|
|
RAVI RASTOGI
|
|
|
RENU MEHROTRA
|
|
|
SURFRAZ HUSAIN
|
|
|
UMESH KUMAR MEHROTRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 203 |
|
|
VERSATILE RESORTS & GARDENS INTERNATIONAL LTD.
|
|
|
|
A.K.MANDAL
|
|
|
AKIF AYUBI
|
|
|
AMIT KUNDU
|
|
|
B.C.ROY CHAOUDHARY
|
|
|
BHUSHANENDU KUMAR VERMA
|
|
|
CHAND KUMAR VERMA
|
|
|
FEROZE KHAN
|
|
|
GURJEET SINGH
|
|
|
HARPAL SINGH
|
|
|
JAGMOHAN RAWAT
|
|
|
KAMALJEET SINGH
|
|
|
P.C.PANNI
|
|
|
PRITHI PAUL SINGH SETHI
|
|
|
R.B.SINGH
|
|
|
R.D.BESOYA
|
|
|
R.K.PATHAK
|
|
|
R.P.SHARMA
|
|
|
R.PRASAD
|
|
|
R.R.MAURYA
|
|
|
S.K.DASS
|
|
|
SUSHIL DIXIT
|
|
|
V.K.VERMA
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-JUL-2002 TO 29-JUL-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
A1 TO A3 CONVICTED. A4 EXPIRED, THUS PROCEEDINGS ABATED
|
| 204 |
|
|
VIDHYA SAGAR FARMS & PLANTATION LTD.
|
|
|
|
DESHRAJ JAIN
|
|
|
HEMLATA JAIN
|
|
|
KIRAN JAIN
|
|
|
SUNIL JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 205 |
|
|
VIJETHA AGRO FARMS (INDIA) LTD.
|
|
|
|
A.SRINIVASA RAO
|
|
|
ATHUKURI GALESWARA RAO
|
|
|
ATUKURI SUBRATNAM
|
|
|
BONDILI RAMAKRISHNA SINGH
|
|
|
CHALUVADI RAMULU
|
|
|
D.P.DEVI
|
|
|
D.S.KRISHNA
|
|
|
DINDAKURTI KIRHSNAMURTHI GUPTA
|
|
|
G.JAGAN MOHAN RAO
|
|
|
GRANDHE YOGESWARA RAO
|
|
|
K.S.RATNAM
|
|
|
KASETTY SUBBARATHNAM
|
|
|
SANGU NAGAMANI
|
|
|
SANGU NAGI REDDY
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 10-OCT-2002 TO 10-OCT-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-OCT-2002 TO 10-OCT-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
10-OCT-2002
|
|
| 206 |
|
|
VISHWAS TEAK & PLANTATIONS (INDIA) LTD.
|
|
|
|
BASAVARAJ
|
|
|
MANOHAR
|
|
|
PRABHU PRASAD
|
|
|
RAGHU C.
|
|
|
SHANTHA
|
|
|
SHRINIVAS
|
|
|
SURESH
|
|
|
VIJAY
|
|
|
VITHAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 207 |
|
|
WEALTH AGRO PLANTATION INDIA LTD.
|
|
|
|
B.K.MANDAL
|
|
|
NAVALSINH S.RATHOD
|
|
|
PRANATI MANDAL
|
|
|
TIRTHA PRATIM MANDAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 208 |
|
|
WOODWORTH PLANTATIONS LTD.
|
|
|
|
BACHNA RAM
|
|
|
HARINDERPAL SINGH
|
|
|
KARNAIL RAM
|
|
|
MANJITINDERPAL SINGH
|
|
|
MOHINDER SINGH
|
|
|
RAKAM SINGH
|
|
|
YASHINDERJITPAL SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
A2 IS SENTENCED TO PAY FINE OF RS.1 LAC WITH SIMPLE IMPRISONMENT FOR A PERIOD OF 3 MONTHS AND A3 AND 4 ARE SENTENCED TO PAY FINE OF RS.2 LACS WITH SIMPLE IMPRISONMENT FOR 6 MONTHS. IN CASE OF DEFAULT IN PAYMENT OF FINE BY A2 WILL UNDERGO SIMPLE IMPRISONMENT FOR ONE MONTH AND A3 AND 4 WILL UNDERGO SIMPLE IMPRISONMENT FOR TWO MONTHS
|
| 209 |
|
|
WORLD VIEW TEAK RICH LTD.
|
|
|
|
BABUBHAI HARIBHAI PATEL
|
|
|
GOPALBHAI LAKSHMANJI THAKORE
|
|
|
JASHUBHAI B.MEHTA
|
|
|
PRAMUKHBHAI TRIKAMDAS PATEL
|
|
|
PRATAPBHAI B.MEHTA
|
|
|
SHAMJIBHAI M.PATEL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 210 |
|
|
YASHU FORESTS INDIA LTD.
|
|
|
|
HARI PRAKASH SHARMA
|
|
|
JAI LAL SOOD
|
|
|
SONIA KUMAR
|
|
|
YOGRAJ
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 211 |
|
|
YOUNG FARMERS FOREST LTD.
|
|
|
|
ARWINDER KAUR
|
|
|
ASHWANI KUMAR
|
|
|
BALWANT SINGH RAPAL
|
|
|
DESHRAJ SOOD
|
|
|
HOSHIAR SINGH
|
|
|
JARNAIL SINGH
|
|
|
JASWANT SINGH
|
|
|
NARDEV SINGH
|
|
|
NIHAL KAUR
|
|
|
RAJ RANI
|
|
|
RESHAM SINGH
|
|
|
SATNAM SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
CONVICTED CONVICT NO.1 YOUNG FARMERS FORESTS LIMITED IS BURDENED A FINE OF RS.2.50 CRORE AND CONVICT NO.2 JARNAIL SINGH AND CONVICT NO.3 NARDEV SINGH ARE SENTENCED RIGOROUS IMPRISONMENT FOR THE PERIOD OF SIX MONTHS AND A FINE OF RS.25 LAC EACH IN DEFAULT FURTHER THREE MONTHS SIMPLE IMPRISONMENT FOR THE OFFENCE PUNISHABLE UNDER SECTION 24(1) OF SEBI ACT.
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 11 of 11
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